Manuel A Henriquez

Insider

First SEC filing: June 8, 2005 · Latest: Feb. 12, 2010

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

HTGC buying Dec. 14, 2015

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 89 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

89 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 10, 2018	HTGC	F	13,070	$12.25	$160,108	2,063,422 Direct	-0.63%	Disposed	38.4% (price as of 2026-08-20)
April 15, 2016	HTGC	F	9,896	$12.17	$120,434	2,061,318 Direct	-0.48%	Disposed	39.4% (price as of 2026-08-20)
April 10, 2016	HTGC	F	17,009	$12.23	$208,020	2,071,214 Direct	-0.81%	Disposed	38.7% (price as of 2026-08-20)
March 10, 2016	HTGC	F	52,606	$11.38	$598,656	2,088,223 Direct	-2.46%	Disposed	49.0% (price as of 2026-08-20)
March 9, 2016	HTGC	F	2,526	$11.11	$28,064	2,140,829 Direct	-0.12%	Disposed	52.7% (price as of 2026-08-20)
March 4, 2016	HTGC	F	6,079	$11.22	$68,206	2,143,355 Direct	-0.28%	Disposed	51.2% (price as of 2026-08-20)
Feb. 9, 2016	HTGC	F	2,526	$10.32	$26,068	2,149,434 Direct	-0.12%	Disposed	64.3% (price as of 2026-08-20)
Jan. 15, 2016	HTGC	F	7,516	$10.90	$81,924	2,151,934 Direct	-0.35%	Disposed	55.6% (price as of 2026-08-20)
Jan. 10, 2016	HTGC	A	333,500	$12.01	$4,005,335	2,159,450 Direct	+18.26%	Acquired	41.2% (price as of 2026-08-20)
Jan. 10, 2016	HTGC	F	13,142	$12.01	$157,835	1,825,950 Direct	-0.71%	Disposed	41.2% (price as of 2026-08-20)
Jan. 9, 2016	HTGC	F	2,235	$12.01	$26,842	1,839,092 Direct	-0.12%	Disposed	41.2% (price as of 2026-08-20)
Dec. 14, 2015	HTGC	P	1,000	$10.99	$10,990	1,841,327 Direct	+0.05%	Acquired	54.3% (price as of 2026-08-20)
Dec. 9, 2015	HTGC	F	2,526	$11.75	$29,680	1,840,327 Direct	-0.14%	Disposed	44.3% (price as of 2026-08-20)
Dec. 4, 2015	HTGC	F	6,079	$11.77	$71,550	1,842,853 Direct	-0.33%	Disposed	44.1% (price as of 2026-08-20)
Nov. 9, 2015	HTGC	F	2,526	$11.36	$28,695	1,848,932 Direct	-0.14%	Disposed	49.3% (price as of 2026-08-20)
Oct. 15, 2015	HTGC	F	9,896	$10.42	$103,116	1,851,458 Direct	-0.53%	Disposed	62.8% (price as of 2026-08-20)
Oct. 15, 2015	HTGC	F	11,942	$10.42	$124,436	1,845,278 Direct	-0.64%	Disposed	62.8% (price as of 2026-08-20)
Oct. 10, 2015	HTGC	F	17,009	$10.68	$181,656	1,861,354 Direct	-0.91%	Disposed	58.8% (price as of 2026-08-20)
Oct. 10, 2015	HTGC	F	20,570	$10.68	$219,688	1,857,220 Direct	-1.10%	Disposed	58.8% (price as of 2026-08-20)
Oct. 9, 2015	HTGC	F	2,526	$10.68	$26,978	1,878,363 Direct	-0.13%	Disposed	58.8% (price as of 2026-08-20)
Oct. 9, 2015	HTGC	F	3,099	$10.68	$33,097	1,877,790 Direct	-0.16%	Disposed	58.8% (price as of 2026-08-20)
Sept. 9, 2015	HTGC	F	2,526	$11.31	$28,569	1,880,889 Direct	-0.13%	Disposed	50.0% (price as of 2026-08-20)
Sept. 4, 2015	HTGC	F	6,079	$11.32	$68,814	1,883,415 Direct	-0.32%	Disposed	49.8% (price as of 2026-08-20)
Aug. 9, 2015	HTGC	F	2,526	$11.90	$30,059	1,889,494 Direct	-0.13%	Disposed	42.5% (price as of 2026-08-20)
July 15, 2015	HTGC	F	9,896	$11.76	$116,377	1,892,020 Direct	-0.52%	Disposed	44.2% (price as of 2026-08-20)
July 10, 2015	HTGC	F	17,009	$11.59	$197,134	1,901,916 Direct	-0.89%	Disposed	46.3% (price as of 2026-08-20)
July 9, 2015	HTGC	F	2,526	$11.35	$28,670	1,918,925 Direct	-0.13%	Disposed	49.4% (price as of 2026-08-20)
June 19, 2015	HTGC	P	2,000	$11.75	$23,500	1,921,451 Direct	+0.10%	Acquired	44.3% (price as of 2026-08-20)
June 19, 2015	HTGC	P	2,500	$11.80	$29,500	1,919,451 Direct	+0.13%	Acquired	43.7% (price as of 2026-08-20)
June 9, 2015	HTGC	F	2,526	$12.51	$31,600	1,916,951 Direct	-0.13%	Disposed	35.6% (price as of 2026-08-20)
June 4, 2015	HTGC	F	6,078	$12.73	$77,373	1,919,477 Direct	-0.32%	Disposed	33.2% (price as of 2026-08-20)
May 9, 2015	HTGC	F	2,526	$12.88	$32,535	1,925,555 Direct	-0.13%	Disposed	31.7% (price as of 2026-08-20)
April 15, 2015	HTGC	F	39,584	$13.73	$543,488	1,928,081 Direct	-2.01%	Disposed	23.5% (price as of 2026-08-20)
April 10, 2015	HTGC	F	66,220	$13.75	$910,525	1,967,665 Direct	-3.26%	Disposed	23.3% (price as of 2026-08-20)
April 9, 2015	HTGC	F	2,281	$13.63	$31,090	2,033,885 Direct	-0.11%	Disposed	24.4% (price as of 2026-08-20)
March 30, 2015	HTGC	F	1,164	$13.64	$15,877	2,036,166 Direct	-0.06%	Disposed	24.3% (price as of 2026-08-20)
March 10, 2015	HTGC	A	318,983	$14.02	$4,472,142	2,037,330 Direct	+18.56%	Acquired	21.0% (price as of 2026-08-20)
March 9, 2015	HTGC	F	1,919	$14.53	$27,883	1,718,347 Direct	-0.11%	Disposed	16.7% (price as of 2026-08-20)
March 4, 2015	HTGC	F	9,549	$14.46	$138,079	1,720,266 Direct	-0.55%	Disposed	17.3% (price as of 2026-08-20)
Feb. 28, 2015	HTGC	F	1,159	$15.55	$18,022	1,729,815 Direct	-0.07%	Disposed	9.1% (price as of 2026-08-20)
Feb. 9, 2015	HTGC	F	1,893	$15.49	$29,323	1,730,974 Direct	-0.11%	Disposed	9.5% (price as of 2026-08-20)
Jan. 30, 2015	HTGC	F	1,135	$15.02	$17,048	1,732,867 Direct	-0.07%	Disposed	12.9% (price as of 2026-08-20)
Jan. 9, 2015	HTGC	F	2,235	$14.58	$32,586	1,734,002 Direct	-0.13%	Disposed	16.3% (price as of 2026-08-20)
Dec. 30, 2014	HTGC	F	1,289	$15.07	$19,425	1,736,263 Direct	-0.07%	Disposed	12.5% (price as of 2026-08-20)
Dec. 30, 2014	HTGC	F	1,315	$15.07	$19,817	1,736,237 Direct	-0.08%	Disposed	12.5% (price as of 2026-08-20)
Dec. 19, 2014	HTGC	S	43,132	$14.80	$638,354	1,737,552 Direct	-2.42%	Disposed	14.6% (price as of 2026-08-20)
Dec. 18, 2014	HTGC	S	50,000	$14.69	$734,500	1,780,684 Direct	-2.73%	Disposed	15.5% (price as of 2026-08-20)
Dec. 9, 2014	HTGC	F	2,526	$15.04	$37,991	1,830,684 Direct	-0.14%	Disposed	12.8% (price as of 2026-08-20)
Dec. 4, 2014	HTGC	F	12,498	$15.53	$194,094	1,833,210 Direct	-0.68%	Disposed	9.2% (price as of 2026-08-20)
Nov. 30, 2014	HTGC	F	1,167	$15.74	$18,369	1,845,708 Direct	-0.06%	Disposed	7.8% (price as of 2026-08-20)
Nov. 9, 2014	HTGC	F	1,919	$16.13	$30,953	1,846,875 Direct	-0.10%	Disposed	5.1% (price as of 2026-08-20)
Oct. 30, 2014	HTGC	F	979	$15.65	$15,321	1,848,794 Direct	-0.05%	Disposed	8.4% (price as of 2026-08-20)
Oct. 9, 2014	HTGC	F	1,919	$14.36	$27,557	1,849,773 Direct	-0.10%	Disposed	18.1% (price as of 2026-08-20)
Sept. 30, 2014	HTGC	F	1,592	$14.46	$23,020	1,851,692 Direct	-0.09%	Disposed	17.3% (price as of 2026-08-20)
Sept. 12, 2014	HTGC	S	41,962	$15.40	$646,215	1,853,284 Direct	-2.21%	Disposed	10.1% (price as of 2026-08-20)
Sept. 11, 2014	HTGC	S	8,038	$15.39	$123,705	1,895,246 Direct	-0.42%	Disposed	10.2% (price as of 2026-08-20)
Sept. 9, 2014	HTGC	F	3,803	$15.30	$58,186	1,903,284 Direct	-0.20%	Disposed	10.8% (price as of 2026-08-20)
Sept. 4, 2014	HTGC	F	18,812	$15.42	$290,081	1,907,087 Direct	-0.98%	Disposed	10.0% (price as of 2026-08-20)
Aug. 30, 2014	HTGC	F	1,940	$15.29	$29,663	1,925,899 Direct	-0.10%	Disposed	10.9% (price as of 2026-08-20)
Aug. 29, 2014	HTGC	S	12,422	$15.24	$189,311	1,927,839 Direct	-0.64%	Disposed	11.3% (price as of 2026-08-20)
Aug. 28, 2014	HTGC	S	37,578	$15.15	$569,307	1,940,261 Direct	-1.90%	Disposed	11.9% (price as of 2026-08-20)
Aug. 9, 2014	HTGC	F	4,120	$16.04	$66,085	1,977,839 Direct	-0.21%	Disposed	5.7% (price as of 2026-08-20)
July 30, 2014	HTGC	F	2,127	$16.88	$35,904	1,981,959 Direct	-0.11%	Disposed	0.5% (price as of 2026-08-20)
July 9, 2014	HTGC	F	1,919	$16.45	$31,568	1,984,086 Direct	-0.10%	Disposed	3.1% (price as of 2026-08-20)
June 30, 2014	HTGC	F	979	$16.16	$15,821	1,986,005 Direct	-0.05%	Disposed	5.0% (price as of 2026-08-20)
June 9, 2014	HTGC	F	1,919	$15.66	$30,052	1,986,984 Direct	-0.10%	Disposed	8.3% (price as of 2026-08-20)
June 5, 2014	HTGC	S	100,000	$15.60	$1,560,000	1,988,903 Direct	-4.79%	Disposed	8.7% (price as of 2026-08-20)
June 4, 2014	HTGC	F	9,491	$15.30	$145,212	2,088,903 Direct	-0.45%	Disposed	10.8% (price as of 2026-08-20)
May 30, 2014	HTGC	F	979	$15.24	$14,920	2,098,394 Direct	-0.05%	Disposed	11.3% (price as of 2026-08-20)
May 9, 2014	HTGC	F	1,877	$13.93	$26,147	2,099,373 Direct	-0.09%	Disposed	21.8% (price as of 2026-08-20)
April 30, 2014	HTGC	F	958	$13.68	$13,105	2,101,250 Direct	-0.05%	Disposed	24.0% (price as of 2026-08-20)
April 15, 2014	HTGC	A	160,000	$13.75	$2,200,000	2,102,208 Direct	+8.24%	Acquired	23.3% (price as of 2026-08-20)
April 10, 2014	HTGC	A	275,000	$13.79	$3,792,250	1,942,208 Direct	+16.49%	Acquired	23.0% (price as of 2026-08-20)
April 9, 2014	HTGC	F	1,877	$13.94	$26,165	1,667,208 Direct	-0.11%	Disposed	21.7% (price as of 2026-08-20)
March 30, 2014	HTGC	F	958	$14.47	$13,862	1,669,085 Direct	-0.06%	Disposed	17.2% (price as of 2026-08-20)
March 24, 2014	HTGC	F	1,724	$14.92	$25,722	1,670,043 Direct	-0.10%	Disposed	13.7% (price as of 2026-08-20)
March 9, 2014	HTGC	F	1,878	$14.66	$27,531	1,671,767 Direct	-0.11%	Disposed	15.7% (price as of 2026-08-20)
March 4, 2014	HTGC	F	52,920	$15.57	$823,964	1,673,645 Direct	-3.07%	Disposed	8.9% (price as of 2026-08-20)
Feb. 28, 2014	HTGC	F	958	$15.74	$15,079	1,726,565 Direct	-0.06%	Disposed	7.8% (price as of 2026-08-20)
Feb. 24, 2014	HTGC	F	1,724	$16.56	$28,549	1,727,523 Direct	-0.10%	Disposed	2.4% (price as of 2026-08-20)
Feb. 9, 2014	HTGC	F	1,873	$15.89	$29,762	1,729,247 Direct	-0.11%	Disposed	6.7% (price as of 2026-08-20)
Jan. 30, 2014	HTGC	F	956	$16.11	$15,401	1,731,120 Direct	-0.06%	Disposed	5.3% (price as of 2026-08-20)
Jan. 24, 2014	HTGC	F	1,980	$15.84	$31,363	1,732,076 Direct	-0.11%	Disposed	7.1% (price as of 2026-08-20)
Jan. 9, 2014	HTGC	F	2,360	$16.03	$37,831	1,734,056 Direct	-0.14%	Disposed	5.8% (price as of 2026-08-20)
Dec. 30, 2013	HTGC	F	968	$16.47	$15,943	1,736,416 Direct	-0.06%	Disposed	3.0% (price as of 2026-08-20)
Dec. 24, 2013	HTGC	F	1,720	$16.83	$28,948	1,737,384 Direct	-0.10%	Disposed	0.8% (price as of 2026-08-20)
Dec. 9, 2013	HTGC	F	2,480	$16.76	$41,565	1,739,104 Direct	-0.14%	Disposed	1.2% (price as of 2026-08-20)
Nov. 30, 2013	HTGC	F	1,266	$17.07	$21,611	1,741,584 Direct	-0.07%	Disposed	-0.6% (price as of 2026-08-20)
Nov. 24, 2013	HTGC	F	2,278	$17.04	$38,817	1,742,850 Direct	-0.13%	Disposed	-0.5% (price as of 2026-08-20)
Nov. 11, 2013	HTGC	F	206,366	$16.62	$3,429,803	1,745,128 Direct	-10.57%	Disposed	2.0% (price as of 2026-08-20)
Nov. 11, 2013	HTGC	M	225,000	$14.02	$3,154,500	1,951,494 Direct	+13.03%	Acquired	21.0% (price as of 2026-08-20)
Nov. 9, 2013	HTGC	F	1,873	$16.24	$30,418	1,726,494 Direct	-0.11%	Disposed	4.4% (price as of 2026-08-20)
Oct. 30, 2013	HTGC	F	956	$15.70	$15,009	1,728,367 Direct	-0.06%	Disposed	8.0% (price as of 2026-08-20)
Oct. 24, 2013	HTGC	F	1,720	$15.77	$27,124	1,729,323 Direct	-0.10%	Disposed	7.5% (price as of 2026-08-20)
Oct. 9, 2013	HTGC	F	1,873	$14.89	$27,889	1,731,043 Direct	-0.11%	Disposed	13.9% (price as of 2026-08-20)
Sept. 30, 2013	HTGC	F	956	$15.25	$14,579	1,732,916 Direct	-0.06%	Disposed	11.2% (price as of 2026-08-20)
Sept. 24, 2013	HTGC	F	1,720	$15.19	$26,127	1,733,872 Direct	-0.10%	Disposed	11.7% (price as of 2026-08-20)
Sept. 10, 2013	HTGC	P	5,000	$14.32	$71,600	1,735,592 Direct	+0.29%	Acquired	18.4% (price as of 2026-08-20)
Sept. 9, 2013	HTGC	F	1,873	$14.63	$27,402	1,730,592 Direct	-0.11%	Disposed	15.9% (price as of 2026-08-20)
Aug. 30, 2013	HTGC	F	956	$14.49	$13,852	1,732,465 Direct	-0.06%	Disposed	17.0% (price as of 2026-08-20)

Showing latest 100 of 223 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 30, 2010	HTGC	Option to Purchase Common Stock	Common Stock (124,999)	$4.21	March 17, 2016	124,999	Disposed
March 17, 2009	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (250,000)	$4.21	March 17, 2016	250,000	Acquired
Feb. 25, 2008	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (250,716)	$12.20	Feb. 25, 2015	250,716	Acquired
Feb. 15, 2007	HTGC	Warrant	Common Stock (75,075)	$10.57	June 17, 2009	75,075	Disposed
Jan. 25, 2007	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (450,000)	$14.02	Jan. 25, 2014	450,000	Acquired
June 16, 2006	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 par value (97,400)	$12.14	June 16, 2013	97,400	Acquired
April 13, 2006	HTGC	Subscription Rights	Common Stock (117,625)	$10.55	April 13, 2006	117,625	Disposed
June 17, 2005	HTGC	Option to purchase Common Stock	Common Stock, $0.001 par value (605,000)	$13.00	June 17, 2012	605,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 8, 2005	HTGC	Common Stock	233,297	Indirect
June 8, 2005	HTGC	Common Stock	100,000	Indirect
June 8, 2005	HTGC	Warrant to Purchase Common Stock→ Common Stock (75,075)	75,075	Indirect
June 8, 2005	HTGC	Option to Purchase Common Stock→ Common Stock (125,000)	125,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HTGC

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2019	$510,625	—	—	—	—	—	$7,101,768	$15,112,390
2018	$855,000	$1,900,000	—	—	—	—	$1,216,102	$21,402,498
2017	$827,249	$1,600,000	—	—	—	—	$808,449	$8,235,700

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.