Marc Rosen

CIK 1768725 · View on SEC EDGAR ↗

Insider

First SEC filing: March 20, 2019 · Latest: Jan. 8, 2020

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 51 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

51 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 11, 2021 LEVI S 10b5-1 47,897 $24.30 $1,163,897 31,776 Direct -60.12% Disposed -11.2% (price as of 2026-08-21)
Feb. 2, 2021 LEVI S 10b5-1 16,455 $19.58 $322,189 79,673 Direct -17.12% Disposed 10.2% (price as of 2026-08-21)
Feb. 1, 2021 LEVI S 10b5-1 19,508 $19.64 $383,137 96,128 Direct -16.87% Disposed 9.8% (price as of 2026-08-21)
Jan. 29, 2021 LEVI S 10b5-1 2,018 $20.27 $40,905 106,241 Direct -1.86% Disposed 6.4% (price as of 2026-08-21)
Dec. 7, 2020 LEVI S 10b5-1 60,941 $19.45 $1,185,302 75,182 Direct -44.77% Disposed 10.9% (price as of 2026-08-21)
Nov. 11, 2020 LEVI S 10b5-1 56,946 $17.10 $973,777 77,502 Direct -42.36% Disposed 26.2% (price as of 2026-08-21)
Oct. 5, 2020 LEVI S 10b5-1 21,680 $15.00 $325,200 28,350 Indirect -43.33% Disposed 43.8% (price as of 2026-08-21)
Jan. 21, 2020 LEVI S 10b5-1 48,750 $20.00 $975,000 107,110 Indirect -31.28% Disposed 7.9% (price as of 2026-08-21)
Dec. 20, 2019 LEVI S 10b5-1 3,400 $20.00 $68,000 155,860 Direct -2.13% Disposed 7.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 1, 2021 LEVI Stock Appreciation Rights Class B Common Stock (21,310) $6.90 Feb. 1, 2024 21,310 Disposed
Feb. 1, 2021 LEVI Class B Common Stock Class A Common Stock (21,310) — — 21,310 Acquired
Feb. 1, 2021 LEVI Stock Appreciation Rights Class B Common Stock (14,350) $9.60 Jan. 20, 2025 14,350 Disposed
Feb. 1, 2021 LEVI Class B Common Stock Class A Common Stock (14,350) — — 14,350 Acquired
Feb. 1, 2021 LEVI Class B Common Stock Class A Common Stock (23,822) — — 23,822 Disposed
Feb. 1, 2021 LEVI Class B Common Stock Class A Common Stock (11,838) — — 11,838 Disposed
Jan. 26, 2021 LEVI Stock Appreciation Rights Class A Common Stock (31,629) $21.35 Jan. 26, 2031 31,629 Acquired
Dec. 4, 2020 LEVI Class B Common Stock Class A Common Stock (58,621) — — 58,621 Disposed
Dec. 4, 2020 LEVI Class B Common Stock Class A Common Stock (121,619) — — 121,619 Disposed
Dec. 4, 2020 LEVI Class B Common Stock Class A Common Stock (28,690) — — 28,690 Acquired
Dec. 4, 2020 LEVI Stock Appreciation Rights Class B Common Stock (28,690) $9.60 Jan. 20, 2025 28,690 Disposed
Dec. 4, 2020 LEVI Class B Common Stock Class A Common Stock (42,620) — — 42,620 Acquired
Dec. 4, 2020 LEVI Stock Appreciation Rights Class B Common Stock (42,620) $6.90 Feb. 1, 2024 42,620 Disposed
Dec. 4, 2020 LEVI Class B Common Stock Class A Common Stock (82,830) — — 82,830 Acquired
Dec. 4, 2020 LEVI Stock Appreciation Rights Class B Common Stock [F6] (82,830) $6.10 Feb. 9, 2023 82,830 Disposed
Dec. 4, 2020 LEVI Class B Common Stock Class A Common Stock (26,100) — — 26,100 Acquired
Dec. 4, 2020 LEVI Stock Appreciation Rights Class B Common Stock (26,100) $7.43 Feb. 4, 2022 26,100 Disposed
Nov. 11, 2020 LEVI Class B Common Stock Class A Common Stock (59,946) — — 56,946 Disposed
Nov. 10, 2020 LEVI Class B Common Stock Class A Common Stock (117,404) — — 117,404 Disposed
Nov. 10, 2020 LEVI Class B Common Stock Class A Common Stock (174,350) — — 174,350 Acquired
Nov. 10, 2020 LEVI Stock Appreciation Rights Class B Common Stock [F6] (174,350) $6.10 Feb. 9, 2023 174,350 Disposed
Jan. 27, 2020 LEVI Stock Appreciation Rights Class A Common Stock (36,549) $20.25 Jan. 27, 2030 36,549 Acquired
Sept. 10, 2019 LEVI Class B Common Stock [F2] Class A Common Stock (115,030) — — 115,030 Disposed
March 25, 2019 LEVI Stock Appreciation Rights Class B Common Stock [F1,F4] (26,100) $7.42 Feb. 4, 2022 26,100 Acquired
March 25, 2019 LEVI Stock Appreciation Rights Common Stock [F1] (26,100) $7.42 Feb. 4, 2022 26,100 Disposed
March 25, 2019 LEVI Stock Appreciation Rights Class B Common Stock [F1,F4] (63,930) $6.90 Feb. 1, 2024 63,930 Acquired
March 25, 2019 LEVI Stock Appreciation Rights Common Stock [F1] (63,930) $6.90 Feb. 1, 2024 63,930 Disposed
March 25, 2019 LEVI Stock Appreciation Rights Class B Common Stock [F1,F4] (57,380) $9.60 Jan. 30, 2025 57,380 Acquired
March 25, 2019 LEVI Stock Appreciation Rights Common Stock [F1] (57,380) $9.60 Jan. 30, 2025 57,380 Disposed
March 25, 2019 LEVI Stock Appreciation Rights Class B Common Stock [F1,F4] (41,920) $14.88 Jan. 29, 2029 41,920 Acquired
March 25, 2019 LEVI Stock Appreciation Rights Common Stock [F1] (41,920) $14.88 Jan. 29, 2029 41,920 Disposed
March 25, 2019 LEVI Stock Appreciation Rights Class B Common Stock [F1,F4] (257,180) $6.10 Feb. 9, 2023 257,180 Acquired
March 25, 2019 LEVI Stock Appreciation Rights Common Stock [F1] (257,180) $6.10 Feb. 9, 2023 257,180 Disposed
March 25, 2019 LEVI Class B Common Stock [F1,F4] Class A Common Stock (115,030) — — 115,030 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 20, 2019 LEVI Common Stock [F1] 159,260 Direct
March 20, 2019 LEVI Stock Appreciation Rights→ Common Stock [F1] — Direct
March 20, 2019 LEVI Stock Appreciation Rights→ Common Stock [F1] — Direct
March 20, 2019 LEVI Stock Appreciation Rights→ Common Stock [F1] — Direct
March 20, 2019 LEVI Stock Appreciation Rights→ Common Stock [F1] — Direct
March 20, 2019 LEVI Stock Appreciation Rights→ Common Stock [F1] — Direct