Mark A Ernst

Insider

First SEC filing: Feb. 13, 2018 · Latest: Dec. 20, 2022

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 17, 2026	TREE	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-19)
June 11, 2026	TREE	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
June 11, 2026	TREE	M	5,000	—	—	49,421 Direct	+11.26%	Acquired	(price as of 2026-08-19)
Dec. 19, 2022	FIS	A	1,084	—	—	1,084 Direct	—	Acquired	(price as of 2026-08-19)
Aug. 23, 2022	TREE	P	1,962	$33.65	$66,021	20,000 Direct	+10.88%	Acquired	-4.2% (price as of 2026-08-19)
Aug. 22, 2022	TREE	P	8,038	$34.93	$280,767	18,038 Direct	+80.38%	Acquired	-7.7% (price as of 2026-08-19)
June 22, 2022	TREE	A	2,081	—	—	2,081 Direct	—	Acquired	(price as of 2026-08-19)
June 22, 2022	TREE	A	2,205	—	—	2,205 Direct	—	Acquired	(price as of 2026-08-19)
May 9, 2022	TREE	P	10,000	$65.67	$656,700	10,000 Direct	—	Acquired	-50.9% (price as of 2026-08-19)
April 27, 2022	TREE	A	216	—	—	216 Direct	—	Acquired	(price as of 2026-08-19)
April 27, 2022	TREE	A	204	—	—	204 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 21, 2018	FISV	A	20,090	—	—	20,090 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 22, 2017	FISV	A	37,635	—	—	37,635 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 20, 2017	FISV	F	811	$111.98	$90,816	57,539 Direct	-1.39%	Disposed	-5.8% (price as of 2026-08-19)
Feb. 22, 2016	FISV	F	909	$97.92	$89,009	58,107 Direct	-1.54%	Disposed	7.7% (price as of 2026-08-19)
Feb. 20, 2016	FISV	F	808	$96.65	$78,093	59,016 Direct	-1.35%	Disposed	9.1% (price as of 2026-08-19)
Feb. 19, 2016	FISV	A	54,262	—	—	54,262 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 22, 2015	FISV	F	909	$79.05	$71,856	59,510 Direct	-1.50%	Disposed	33.4% (price as of 2026-08-19)
Feb. 20, 2015	FISV	F	814	$79.05	$64,347	60,419 Direct	-1.33%	Disposed	33.4% (price as of 2026-08-19)
Feb. 18, 2015	FISV	A	70,810	—	—	70,810 Direct	—	Acquired	(price as of 2026-08-19)
Sept. 19, 2014	FISV	P	10,000	$65.50	$655,000	61,233 Direct	+19.52%	Acquired	61.0% (price as of 2026-08-19)
Feb. 19, 2014	FISV	A	74,581	—	—	74,581 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 20, 2013	FISV	A	41,788	—	—	41,788 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 20, 2013	FISV	A	4,338	—	—	25,112 Direct	+20.88%	Acquired	(price as of 2026-08-19)
Feb. 22, 2012	FISV	A	45,253	—	—	45,253 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 22, 2012	FISV	A	4,980	—	—	20,414 Direct	+32.27%	Acquired	(price as of 2026-08-19)
March 10, 2011	FISV	P	5,000	$59.50	$297,500	15,000 Direct	+50.00%	Acquired	254.5% (price as of 2026-08-19)
Jan. 3, 2011	FISV	A	48,645	—	—	48,645 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 19, 2007	HRB	M	29,904	—	—	570,096 Direct	-4.98%	Disposed	(price as of 2026-08-19)
Oct. 19, 2007	HRB	M	29,904	$10.03	$299,937	306,484 Direct	+10.81%	Acquired	422.6% (price as of 2026-08-19)
June 30, 2007	HRB	A	425,000	—	—	425,000 Direct	—	Acquired	(price as of 2026-08-19)
June 30, 2007	HRB	F	6,690	$23.37	$156,345	276,580 Direct	-2.36%	Disposed	124.3% (price as of 2026-08-19)
June 30, 2006	HRB	A	376,885	—	—	376,885 Direct	—	Acquired	(price as of 2026-08-19)
June 30, 2006	HRB	J	33,335	$23.86	$795,373	315,378 Direct	+11.82%	Acquired	119.7% (price as of 2026-08-19)
June 30, 2006	HRB	F	8,920	$23.94	$213,545	282,043 Direct	-3.07%	Disposed	119.0% (price as of 2026-08-19)
June 30, 2005	HRB	A	130,000	—	—	130,000 Direct	—	Acquired	(price as of 2026-08-19)
June 30, 2005	HRB	F	3,194	$58.63	$187,264	144,865 Direct	-2.16%	Disposed	78.8% (price as of 2026-08-19)
June 30, 2005	HRB	A	15,000	$58.35	$875,250	148,059 Direct	+11.27%	Acquired	79.7% (price as of 2026-08-19)
June 30, 2005	HRB	A	130,000	—	—	130,000 Direct	—	Acquired	(price as of 2026-08-19)
June 30, 2005	HRB	F	3,289	$58.63	$192,834	144,770 Direct	-2.22%	Disposed	78.8% (price as of 2026-08-19)
June 30, 2005	HRB	A	15,000	$58.35	$875,250	148,059 Direct	+11.27%	Acquired	79.7% (price as of 2026-08-19)
June 30, 2004	HRB	A	110,000	—	—	110,000 Direct	—	Acquired	(price as of 2026-08-19)
June 30, 2004	HRB	A	15,000	$47.68	$715,200	132,558 Direct	+12.76%	Acquired	119.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 17, 2026	TREE	Restricted Stock Units	Common Stock (5,000)	—	—	5,000	Acquired
June 11, 2026	TREE	Restricted Stock Units	Common Stock (5,000)	—	—	5,000	Disposed
Dec. 19, 2022	FIS	Restricted Stock Units	Common Stock (1,084)	—	—	1,084	Acquired
June 22, 2022	TREE	Stock Options	Common Stock (2,081)	$52.17	June 22, 2032	2,081	Acquired
June 22, 2022	TREE	Restricted Stock Units	Common Stock (2,205)	$0.00	—	2,205	Acquired
April 27, 2022	TREE	Restricted Stock Units	Common Stock (216)	$0.00	—	216	Acquired
April 27, 2022	TREE	Stock Options	Common Stock (204)	$83.45	April 27, 2032	204	Acquired
Feb. 21, 2018	FISV	Employee Stock Option (right to buy)	Common Stock (20,090)	$139.79	Feb. 21, 2028	20,090	Acquired
Feb. 22, 2017	FISV	Employee Stock Option (right to buy)	Common Stock (37,635)	$113.82	Feb. 22, 2027	37,635	Acquired
Feb. 19, 2016	FISV	Employee Stock Option (right to buy)	Common Stock (54,262)	$96.65	Feb. 19, 2026	54,262	Acquired
Feb. 18, 2015	FISV	Stock Option (right to buy)	Common Stock (70,810)	$79.05	Feb. 18, 2025	70,810	Acquired
Feb. 19, 2014	FISV	Stock Option (right to buy)	Common Stock (74,581)	$56.97	Feb. 19, 2024	74,581	Acquired
Feb. 20, 2013	FISV	Stock Option (right to buy)	Common Stock (41,788)	$80.69	Feb. 20, 2023	41,788	Acquired
Feb. 22, 2012	FISV	Stock Option (right to buy)	Common Stock (45,253)	$65.27	Feb. 22, 2022	45,253	Acquired
Jan. 3, 2011	FISV	Stock Option (right to buy)	Common Stock (48,645)	$59.50	Jan. 3, 2021	48,645	Acquired
Oct. 19, 2007	HRB	Call Option to Purchase	Common Stock, without par value (29,904)	$10.03	Sept. 1, 2008	29,904	Disposed
June 30, 2007	HRB	Call Option to Purchase	Common Stock, without par value (425,000)	$23.37	June 30, 2017	425,000	Acquired
June 30, 2006	HRB	Call Option to Purchase	Common Stock, without par value (376,885)	$23.86	June 30, 2016	376,885	Acquired
June 30, 2005	HRB	Call Option to Purchase	Common Stock, without par value (130,000)	$58.35	June 30, 2015	130,000	Acquired
June 30, 2005	HRB	Call Option to Purchase	Common Stock, without par value (130,000)	$58.35	June 30, 2015	130,000	Acquired
June 30, 2004	HRB	Call Option to Purchase	Common Stock, without par value (110,000)	$47.68	June 30, 2014	110,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 20, 2022	FIS	Common Stock	10,000	Direct
Jan. 5, 2011	FISV	Common Stock	10,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

FISV

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2017	$600,000	—	—	—	$740,372	—	$11,940	$3,352,393
2016	$600,000	—	—	—	$695,936	—	$12,517	$3,508,548
2015	$600,000	—	—	—	$824,823	—	$11,267	$3,408,894

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.