Insider at

04

Insider transactions

05
0 buys (P) 5 sells (S) Net: $-8,207,327 + 46 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

46 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 10, 2026 AXSM S 10b5-1 643 $249.00 $160,107 30,389 Direct -2.07% Disposed -28.0% (price as of 2026-10-02)
June 2, 2026 AXSM S 5,537 $223.39 $1,236,910 29,603 Direct -15.76% Disposed -19.8% (price as of 2026-10-02)
June 1, 2026 AXSM S 6,000 $230.30 $1,381,800 35,140 Direct -14.58% Disposed -22.2% (price as of 2026-10-02)
May 29, 2026 AXSM S 6,000 $233.46 $1,400,760 41,140 Direct -12.73% Disposed -23.2% (price as of 2026-10-02)
Feb. 26, 2026 AXSM S 25,000 $161.11 $4,027,750 47,140 Direct -34.65% Disposed 11.3% (price as of 2026-10-02)
Sept. 8, 2025 AXSM P 488 $127.40 $62,171 48,212 Direct +1.02% Acquired 40.7% (price as of 2026-10-02)
Sept. 8, 2025 AXSM P 287 $127.30 $36,535 47,724 Direct +0.61% Acquired 40.8% (price as of 2026-10-02)
Sept. 8, 2025 AXSM P 800 $127.20 $101,760 47,437 Direct +1.72% Acquired 40.9% (price as of 2026-10-02)
May 28, 2025 AXSM S 3,750 $103.43 $387,862 46,637 Direct -7.44% Disposed 73.3% (price as of 2026-10-02)
May 27, 2025 AXSM S 3,750 $105.47 $395,512 50,387 Direct -6.93% Disposed 70.0% (price as of 2026-10-02)
May 20, 2025 AXSM S 3,000 $107.49 $322,470 54,137 Direct -5.25% Disposed 66.8% (price as of 2026-10-02)
May 29, 2024 AXSM S 5,248 $75.14 $394,335 14,600 Direct -26.44% Disposed 138.6% (price as of 2026-10-02)
May 28, 2024 AXSM S 5,249 $75.21 $394,777 19,848 Direct -20.91% Disposed 138.3% (price as of 2026-10-02)
Sept. 15, 2023 AXSM S 10b5-1 18,572 $75.18 $1,396,243 403,856 Indirect -4.40% Disposed 138.4% (price as of 2026-10-02)
Sept. 15, 2023 AXSM S 11,016 $75.19 $828,293 25,097 Direct -30.50% Disposed 138.4% (price as of 2026-10-02)
Nov. 18, 2021 AXSM P 1,021 $35.10 $35,837 422,428 Indirect +0.24% Acquired 410.7% (price as of 2026-10-02)
Nov. 18, 2021 AXSM P 409 $35.07 $14,344 421,407 Indirect +0.10% Acquired 411.1% (price as of 2026-10-02)
May 12, 2021 AXSM P 500 $58.15 $29,075 420,998 Indirect +0.12% Acquired 208.3% (price as of 2026-10-02)
June 29, 2020 AXSM P 650 $78.50 $51,025 403,698 Direct +0.16% Acquired 128.3% (price as of 2026-10-02)
June 26, 2019 AXSM P 15,800 $23.10 $364,980 668,848 Direct +2.42% Acquired 676.0% (price as of 2026-10-02)
June 25, 2019 AXSM P 400 $23.25 $9,300 653,048 Direct +0.06% Acquired 671.0% (price as of 2026-10-02)
May 13, 2019 AXSM P 4,650 $21.44 $99,696 652,648 Direct +0.72% Acquired 736.1% (price as of 2026-10-02)
March 19, 2019 AXSM P 5,100 $12.18 $62,118 5,100 Indirect · Acquired 1371.7% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 8, 2026 AXSM Restricted Stock Units Common Stock (1,429) · · 1,429 Disposed
June 5, 2026 AXSM Restricted Stock Units Common Stock (1,721) · · 1,721 Acquired
Feb. 23, 2026 AXSM Stock Option (Right to Buy) Common Stock (6,250) $4.95 March 15, 2027 6,250 Disposed
Feb. 20, 2026 AXSM Stock Option (Right to Buy) Common Stock (12,485) $4.95 March 15, 2027 12,485 Disposed
Feb. 10, 2026 AXSM Stock Option (Right to Buy) Common Stock (5,193) $8.02 May 27, 2026 5,193 Disposed
June 6, 2025 AXSM Restricted Stock Units Common Stock (1,429) · · 1,429 Acquired
June 6, 2025 AXSM Stock Option (Right to Buy) Common Stock (3,166) $111.91 June 6, 2035 3,166 Acquired
Jan. 3, 2025 AXSM Stock Option (Right to Buy) Common Stock (9,127) $9.00 Nov. 19, 2025 9,127 Disposed
Nov. 19, 2024 AXSM Stock Option (Right to Buy) Common Stock (33,410) $5.94 June 29, 2025 33,410 Disposed
June 7, 2024 AXSM Stock Option (Right to Buy) Common Stock (5,799) $73.90 June 7, 2034 5,799 Acquired
Sept. 15, 2023 AXSM Stock Option (Right to Buy) Common Stock (11,016) $3.67 Sept. 16, 2024 11,016 Disposed
June 2, 2023 AXSM Stock Option (Right to Buy) Common Stock (5,681) $74.12 June 2, 2033 5,681 Acquired
March 2, 2023 AXSM Stock Option (Right to Buy) Common Stock (2,870) $65.32 March 1, 2033 2,870 Acquired
Jan. 3, 2023 AXSM Stock Option (Right to Buy) Common Stock (17,501) $1.30 March 21, 2023 17,501 Disposed
June 3, 2022 AXSM Stock Option (Right to Buy) Common Stock (16,976) $25.53 June 3, 2032 16,976 Acquired
March 15, 2022 AXSM Stock Option (Right to Buy) Common Stock (3,496) $1.30 March 21, 2023 3,496 Disposed
March 4, 2022 AXSM Stock Option (Right to Buy) Common Stock (2,798) $29.91 March 3, 2032 2,798 Acquired
June 4, 2021 AXSM Stock Option (Right to Buy) Common Stock (7,325) $61.32 June 4, 2031 7,325 Acquired
March 5, 2021 AXSM Stock Option (Right to Buy) Common Stock (1,201) $65.02 March 4, 2031 1,201 Acquired
June 5, 2020 AXSM Stock Option (Right to Buy) Common Stock (13,000) $77.38 June 5, 2030 13,000 Acquired
March 17, 2020 AXSM Stock Option (Right to Buy) Common Stock (3,308) $45.14 March 16, 2030 3,308 Acquired
June 7, 2019 AXSM Stock Option (Right to Buy) Common Stock (13,000) $22.03 June 7, 2029 13,000 Acquired
March 19, 2019 AXSM Stock Option (Right to Buy) Common Stock (25,652) $12.95 March 18, 2029 25,652 Acquired
June 1, 2018 AXSM Stock Options (right to buy) Common Stock (13,000) $3.45 June 1, 2028 13,000 Acquired
March 12, 2018 AXSM Stock Option (Right to Buy) Common Stock (27,297) $2.85 March 11, 2028 27,297 Acquired
March 15, 2017 AXSM Stock Option (Right to Buy) Common Stock (11,000) $4.95 March 14, 2027 11,000 Acquired
March 15, 2017 AXSM Stock Option (Right to Buy) Common Stock (26,456) $4.95 March 14, 2027 26,456 Acquired
May 27, 2016 AXSM Stock Option (Right to Buy) Common Stock (5,193) $8.02 May 26, 2026 5,193 Acquired
Nov. 24, 2015 AXSM 8% Convertible Note Common Stock $5.94 May 6, 2025 140,672 Acquired
Nov. 24, 2015 AXSM 8% Convertible Note Common Stock $5.94 Dec. 30, 2024 180,526 Acquired
Nov. 24, 2015 AXSM 8% Convertible Note Common Stock $5.40 Sept. 9, 2024 243,750 Acquired
Nov. 19, 2015 AXSM Employee Stock Option (Right to Buy) Common Stock (9,127) $9.00 Nov. 18, 2025 9,127 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Nov. 19, 2015 AXSM Common Stock 83,050 Direct
Nov. 19, 2015 AXSM 8% Convertible Note→ Common Stock · Direct
Nov. 19, 2015 AXSM 8% Convertible Note→ Common Stock · Direct
Nov. 19, 2015 AXSM 8% Convertible Note→ Common Stock · Direct
Nov. 19, 2015 AXSM Employee Stock Option (right to buy)→ Common Stock (20,997) 20,997 Direct
Nov. 19, 2015 AXSM Employee Stock Option (right to buy)→ Common Stock (11,016) 11,016 Direct
Nov. 19, 2015 AXSM Employee Stock Option (right to buy)→ Common Stock (33,410) 33,410 Direct