Mark Helliker
CIK 1487483 · View on SEC EDGAR ↗
First SEC filing: March 23, 2010 · Latest: March 23, 2010
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 22, 2010 | LPLA | P | 44,800 | — | — | 44,800 Direct | — | Acquired | (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 6, 2015 | LPLA | Option to purchase Common Stock | Common Stock (18,445) | $45.55 | March 6, 2025 | 18,445 | Acquired |
| Feb. 24, 2014 | LPLA | Option to purchase common stock | Common Stock (12,645) | $54.81 | Feb. 24, 2024 | 12,645 | Acquired |
| Feb. 22, 2013 | LPLA | Option to Purchase Common Stock | Common Stock (20,519) | $31.60 | Feb. 22, 2023 | 20,519 | Acquired |
| Feb. 9, 2012 | LPLA | Option to Purchase Common Stock | Common Stock (26,501) | $32.26 | Feb. 9, 2022 | 26,501 | Acquired |
| Dec. 22, 2010 | LPLA | Option to Purchase Common Stock | Common (44,800) | $34.61 | Dec. 22, 2020 | 44,800 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $375,000 | $170,000 | — | — | $370,000 | — | $3,610 | $1,316,610 |
| 2010 | — | — | — | — | — | — | — | — |
| 2009 | — | — | — | — | — | — | — | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.