Mark Helliker
First SEC filing: March 23, 2010 · Latest: March 23, 2010
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 6, 2015 | LPLA | A | 2,634 | · | · | 7,001 Direct | +60.32% | Acquired | (price as of 2026-10-02) |
| March 6, 2015 | LPLA | A | 18,445 | · | · | 18,445 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2015 | LPLA | F | 279 | $45.58 | $12,717 | 4,367 Direct | -6.01% | Disposed | 594.3% (price as of 2026-10-02) |
| Feb. 22, 2015 | LPLA | F | 364 | $45.69 | $16,631 | 4,646 Direct | -7.27% | Disposed | 592.6% (price as of 2026-10-02) |
| Feb. 24, 2014 | LPLA | A | 2,052 | · | · | 5,010 Direct | +69.37% | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2014 | LPLA | A | 12,645 | · | · | 12,645 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 22, 2014 | LPLA | F | 364 | $54.25 | $19,747 | 2,958 Direct | -10.96% | Disposed | 483.3% (price as of 2026-10-02) |
| May 3, 2013 | LPLA | M | 24,927 | $19.74 | $492,059 | 28,249 Direct | +750.36% | Acquired | 1503.0% (price as of 2026-10-02) |
| May 3, 2013 | LPLA | S 10b5-1 | 24,927 | $34.73 | $865,715 | 3,322 Direct | -88.24% | Disposed | 811.1% (price as of 2026-10-02) |
| May 3, 2013 | LPLA | M | 24,927 | · | · | 15,072 Direct | -62.32% | Disposed | (price as of 2026-10-02) |
| Feb. 22, 2013 | LPLA | A | 20,519 | · | · | 20,519 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 22, 2013 | LPLA | A | 3,322 | · | · | 3,322 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 9, 2012 | LPLA | A | 26,501 | · | · | 26,501 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 22, 2010 | LPLA | P | 44,800 | · | · | 44,800 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 6, 2015 | LPLA | Option to purchase Common Stock | Common Stock | $45.55 | March 6, 2025 | 18,445 | Acquired |
| Feb. 24, 2014 | LPLA | Option to purchase common stock | Common Stock | $54.81 | Feb. 24, 2024 | 12,645 | Acquired |
| May 3, 2013 | LPLA | Option to purchase common stock | Common Stock | $19.74 | June 12, 2019 | 24,927 | Disposed |
| Feb. 22, 2013 | LPLA | Option to Purchase Common Stock | Common Stock | $31.60 | Feb. 22, 2023 | 20,519 | Acquired |
| Feb. 9, 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $32.26 | Feb. 9, 2022 | 26,501 | Acquired |
| Dec. 22, 2010 | LPLA | Option to Purchase Common Stock | Common | $34.61 | Dec. 22, 2020 | 44,800 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $375,000 | $170,000 | · | · | $370,000 | · | $3,610 | $1,316,610 |
| 2010 | · | · | · | · | · | · | · | · |
| 2009 | · | · | · | · | · | · | · | · |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.