Mark J Gergen

CIK 1373110 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 24, 2017 · Latest: Feb. 24, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 22, 2017 HALO A 45,568 45,568 Direct Acquired (price as of 2026-08-20)
Feb. 22, 2017 HALO A 72,925 72,925 Direct Acquired (price as of 2026-08-20)
Sept. 1, 2016 HALO A 333,890 333,890 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 22, 2017 HALO Restricted Stock Units Common Stock (45,568) $0.00 45,568 Acquired
Feb. 22, 2017 HALO Option to Purchase Common Stock Common Stock (72,925) $12.07 Feb. 22, 2027 72,925 Acquired
Sept. 1, 2016 HALO Options to Purchase Common Stock Common Stock (333,890) $9.97 Sept. 1, 2026 333,890 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).