Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 1, 2019 ABUS A 357,500 · · 357,500 Direct · Acquired (price as of 2026-10-05)
Nov. 28, 2018 ABUS M 25,000 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
Nov. 28, 2018 ABUS M 25,000 $1.35 $33,750 341,396 Direct +7.90% Acquired 229.3% (price as of 2026-10-05)
April 17, 2018 ABUS M 27,007 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
April 17, 2018 ABUS M 27,007 $0.35 $9,452 316,396 Direct +9.33% Acquired 1170.0% (price as of 2026-10-05)
April 16, 2018 ABUS A 418,187 · · 418,187 Direct · Acquired (price as of 2026-10-05)
March 24, 2017 ABUS A 450,000 · · 450,000 Direct · Acquired (price as of 2026-10-05)
June 16, 2016 ABUS X 5,000 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
June 16, 2016 ABUS X 5,000 $2.57 $12,850 289,389 Direct +1.76% Acquired 73.0% (price as of 2026-10-05)
March 15, 2016 ABUS A 450,000 · · 450,000 Direct · Acquired (price as of 2026-10-05)
Sept. 11, 2015 ABUS M 219,428 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
Sept. 11, 2015 ABUS M 219,428 $0.44 $96,548 284,389 Direct +337.78% Acquired 910.2% (price as of 2026-10-05)
July 9, 2015 ABUS A 100,000 · · 100,000 Direct · Acquired (price as of 2026-10-05)
July 9, 2015 ABUS A 100,000 · · 100,000 Direct · Acquired (price as of 2026-10-05)
March 30, 2015 ABUS A 180,000 · · 180,000 Direct · Acquired (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 1, 2019 ABUS Employee Stock Option (Right to Buy) Common Shares (357,500) $4.57 March 1, 2029 357,500 Acquired
Nov. 28, 2018 ABUS Employee Stock Option (Right to Buy) Common Shares (25,000) · Dec. 8, 2018 25,000 Disposed
April 17, 2018 ABUS Employee Stock Option (Right to Buy) Common Stock (27,007) · March 1, 2018 27,007 Disposed
April 16, 2018 ABUS Employee Stock Option (Right to Buy) Common Stock (418,187) $5.20 April 16, 2028 418,187 Acquired
March 24, 2017 ABUS Employee Stock Option (Right to Buy) Common Stock (450,000) $3.15 March 24, 2027 450,000 Acquired
June 16, 2016 ABUS Warrants Common shares (5,000) · June 16, 2016 5,000 Disposed
March 15, 2016 ABUS Employee Stock Option (Right to Buy) Common shares (450,000) $3.94 March 15, 2026 450,000 Acquired
Sept. 11, 2015 ABUS Employee Stock Option (right to buy) Common shares (219,428) · Sept. 12, 2015 219,428 Disposed
July 9, 2015 ABUS Employee Stock Option (right to buy) Common Shares (100,000) $17.57 March 30, 2025 100,000 Acquired
July 9, 2015 ABUS Employee Stock Option (right to buy) Common Shares (100,000) $17.57 March 30, 2025 100,000 Acquired
March 30, 2015 ABUS Stock Option (right to buy) Common shares (180,000) $17.57 March 30, 2025 180,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 31, 2014 ABUS Common Shares 64,961 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (30,000) 30,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (25,000) 25,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (25,000) 25,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (35,000) 35,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (35,000) 35,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (35,000) 35,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (35,000) 35,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (219,428) 219,428 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (27,007) 27,007 Direct
Dec. 31, 2014 ABUS Warrants→ Common Shares (5,000) 5,000 Direct
Dec. 31, 2014 ABUS Warrants→ Common Shares (5,000) 5,000 Direct

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2019 $273,491 · · $1,193,684 · · $2,313,255 $3,780,430
2018 $556,000 · · $1,610,020 $306,000 · $55,865 $2,527,885
2017 $540,000 $324,000 · $1,003,500 · · $47,794 $1,915,294

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.