Mark J Ratain

CIK 1218645 · View on SEC EDGAR ↗

Insider

First SEC filing: April 7, 2008 · Latest: April 7, 2008

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 2, 2012 RIOT A 10,000 10,000 Direct Acquired (price as of 2026-08-20)
Jan. 5, 2011 RIOT A 50,000 50,000 Direct Acquired (price as of 2026-08-20)
Jan. 19, 2010 RIOT A 50,000 50,000 Direct Acquired (price as of 2026-08-20)
Jan. 27, 2009 RIOT A 50,000 50,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 2, 2012 RIOT Stock Option (Right to Buy) Common Stock (10,000) $0.71 April 2, 2022 10,000 Acquired
Jan. 5, 2011 RIOT Stock Option (Right to Buy) Common Stock (50,000) $0.59 Jan. 5, 2021 50,000 Acquired
Jan. 19, 2010 RIOT Option - Right to Buy Common Stock (50,000) $2.20 Jan. 19, 2020 50,000 Acquired
Jan. 27, 2009 RIOT Stock Option [F2] Common Stock (50,000) $1.33 Jan. 27, 2019 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 7, 2008 RIOT Stock Option [F1]→ Common Stock (66,313) 66,313 Direct