Marshall Paul
Insider
First SEC filing: Nov. 12, 2013 · Latest: Nov. 12, 2013
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 21, 2016 | HRTX | M | 1,100 | · | · | 42,800 Direct | -2.51% | Disposed | (price as of 2026-10-02) |
| March 21, 2016 | HRTX | M | 1,100 | $9.05 | $9,955 | 2,200 Direct | +100.00% | Acquired | -96.2% (price as of 2026-10-02) |
| Dec. 29, 2015 | HRTX | M | 1,100 | · | · | 43,900 Direct | -2.44% | Disposed | (price as of 2026-10-02) |
| Dec. 29, 2015 | HRTX | M | 1,100 | $9.05 | $9,955 | 1,100 Direct | · | Acquired | -96.2% (price as of 2026-10-02) |
| Dec. 22, 2015 | HRTX | A | 50,000 | · | · | 50,000 Direct | · | Acquired | (price as of 2026-10-02) |
| March 5, 2015 | HRTX | M 10b5-1 | 70,000 | · | · | 140,000 Direct | -33.33% | Disposed | (price as of 2026-10-02) |
| March 5, 2015 | HRTX | S 10b5-1 | 20,000 | $15.40 | $308,000 | 0 Direct | -100.00% | Disposed | -97.7% (price as of 2026-10-02) |
| March 5, 2015 | HRTX | S 10b5-1 | 50,000 | $14.40 | $720,000 | 20,000 Direct | -71.43% | Disposed | -97.6% (price as of 2026-10-02) |
| March 5, 2015 | HRTX | M 10b5-1 | 70,000 | $9.40 | $658,000 | 70,000 Direct | · | Acquired | -96.3% (price as of 2026-10-02) |
| Dec. 12, 2014 | HRTX | A | 45,000 | · | · | 45,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 21, 2016 | HRTX | Employee Stock Option (Right to Buy) | Common Stock | $9.05 | Dec. 12, 2024 | 1,100 | Disposed |
| Dec. 29, 2015 | HRTX | Stock Option (Right to Buy) | Common Stock | $9.05 | Dec. 12, 2024 | 1,100 | Disposed |
| Dec. 22, 2015 | HRTX | Stock Option (Right to Buy) | Common Stock | $29.41 | Dec. 22, 2025 | 50,000 | Acquired |
| March 5, 2015 | HRTX | Stock Option (Right to Buy) [F2] | Common Stock | $9.40 | Nov. 1, 2023 | 70,000 | Disposed |
| Dec. 12, 2014 | HRTX | Stock Option (Right to Buy) | Common Stock | $9.05 | Dec. 12, 2024 | 45,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 12, 2013 | HRTX | Stock Option (right to buy) | 6,000,000 | Direct |