Marshall Paul

Insider

First SEC filing: Nov. 12, 2013 · Latest: Nov. 12, 2013

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 21, 2016	HRTX	M	1,100	—	—	42,800 Direct	-2.51%	Disposed	(price as of 2026-08-20)
March 21, 2016	HRTX	M	1,100	$9.05	$9,955	2,200 Direct	+100.00%	Acquired	-96.5% (price as of 2026-08-20)
Dec. 29, 2015	HRTX	M	1,100	—	—	43,900 Direct	-2.44%	Disposed	(price as of 2026-08-20)
Dec. 29, 2015	HRTX	M	1,100	$9.05	$9,955	1,100 Direct	—	Acquired	-96.5% (price as of 2026-08-20)
Dec. 22, 2015	HRTX	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)
March 5, 2015	HRTX	M 10b5-1	70,000	—	—	140,000 Direct	-33.33%	Disposed	(price as of 2026-08-20)
March 5, 2015	HRTX	S 10b5-1	20,000	$15.40	$308,000	0 Direct	-100.00%	Disposed	-97.9% (price as of 2026-08-20)
March 5, 2015	HRTX	S 10b5-1	50,000	$14.40	$720,000	20,000 Direct	-71.43%	Disposed	-97.8% (price as of 2026-08-20)
March 5, 2015	HRTX	M 10b5-1	70,000	$9.40	$658,000	70,000 Direct	—	Acquired	-96.6% (price as of 2026-08-20)
Dec. 12, 2014	HRTX	A	45,000	—	—	45,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 21, 2016	HRTX	Employee Stock Option (Right to Buy)	Common Stock (1,100)	$9.05	Dec. 12, 2024	1,100	Disposed
Dec. 29, 2015	HRTX	Stock Option (Right to Buy)	Common Stock (1,100)	$9.05	Dec. 12, 2024	1,100	Disposed
Dec. 22, 2015	HRTX	Stock Option (Right to Buy)	Common Stock (50,000)	$29.41	Dec. 22, 2025	50,000	Acquired
March 5, 2015	HRTX	Stock Option (Right to Buy) [F2]	Common Stock (70,000)	$9.40	Nov. 1, 2023	70,000	Disposed
Dec. 12, 2014	HRTX	Stock Option (Right to Buy)	Common Stock (45,000)	$9.05	Dec. 12, 2024	45,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 12, 2013	HRTX	Stock Option (right to buy)→ Common Stock (6,000,000)	6,000,000	Direct