MASSACHUSETTS MUTUAL LIFE INSURANCE CO

CIK 225602 · View on SEC EDGAR ↗

Insider Activist

First SEC filing: Nov. 17, 2022 · Latest: Dec. 23, 2025

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Institution

View 13F portfolio

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 24, 2022 225602 P 44,863 $22.29 $999,996 253,721 Indirect +21.48% Acquired
March 24, 2022 225602 P 852,400 $22.29 $18,999,996 4,820,699 Direct +21.48% Acquired
March 8, 2022 IVZ P 1,065,944 $19.40 $20,679,314 3,801,609 Direct +38.96% Acquired 65.9% (price as of 2026-08-21)
March 8, 2022 IVZ P 312,489 $19.77 $6,177,908 4,114,098 Direct +8.22% Acquired 62.8% (price as of 2026-08-21)
March 7, 2022 IVZ P 1,378,433 $18.65 $25,707,775 2,735,665 Direct +101.56% Acquired 72.6% (price as of 2026-08-21)
March 4, 2022 IVZ P 1,349,650 $19.01 $25,656,846 1,357,232 Direct +17800.71% Acquired 69.3% (price as of 2026-08-21)
Dec. 20, 2021 225602 P 22,679 $22.19 $503,247 204,215 Indirect +12.49% Acquired
Dec. 20, 2021 225602 P 430,899 $22.19 $9,561,649 3,880,076 Direct +12.49% Acquired
Nov. 1, 2021 IVZ P 7,582 $26.15 $198,269 7,582 Direct — Acquired 23.1% (price as of 2026-08-21)
July 15, 2021 225602 P 12,086 $22.19 $268,188 173,632 Indirect +7.48% Acquired
July 15, 2021 225602 P 229,627 $22.19 $5,095,423 3,299,002 Direct +7.48% Acquired
April 14, 2021 225602 P 12,842 $21.99 $282,396 155,789 Indirect +8.98% Acquired
April 14, 2021 225602 P 243,996 $21.99 $5,365,472 2,959,997 Direct +8.98% Acquired
Jan. 28, 2021 225602 P 9,268 $21.58 $200,003 142,947 Indirect +6.93% Acquired
Jan. 28, 2021 225602 P 176,089 $21.58 $3,800,001 2,716,001 Direct +6.93% Acquired
Jan. 25, 2021 225602 P 40,358 $21.58 $870,926 133,680 Indirect +43.25% Acquired
Jan. 25, 2021 225602 P 766,808 $21.58 $16,547,717 2,539,913 Direct +43.25% Acquired
June 19, 2019 225602 P 18,000,000 — — 18,000,000 Direct — Acquired
March 26, 2015 225602 P 240 $100000.00 $24,000,000 240 Direct — Acquired
March 26, 2015 EMO P 12 $100000.00 $1,200,000 12 Indirect — Acquired -100.0% (price as of 2026-08-21)
March 26, 2015 EMO P 228 $100000.00 $22,800,000 228 Direct — Acquired -100.0% (price as of 2026-08-21)
Dec. 17, 2014 TYG P 38,571 $10.00 $385,710 90,000 Indirect +75.00% Acquired 12.2% (price as of 2026-08-21)
Dec. 17, 2014 TYG P 41,800 $10.00 $418,000 95,000 Indirect +78.57% Acquired 12.2% (price as of 2026-08-21)
Dec. 17, 2014 TYG P 861,429 $10.00 $8,614,290 2,010,000 Direct +75.00% Acquired 12.2% (price as of 2026-08-21)
Dec. 17, 2014 TYG P 1,058,200 $10.00 $10,582,000 2,405,000 Direct +78.57% Acquired 12.2% (price as of 2026-08-21)
July 30, 2014 KYN P 500,000 $1.00 $500,000 500,000 Indirect — Acquired 1375.5% (price as of 2026-08-21)
July 30, 2014 KYN P 13,000,000 $1.00 $13,000,000 13,000,000 Direct — Acquired 1375.5% (price as of 2026-08-21)
May 1, 2014 225602 P 1,000,000 $1.00 $1,000,000 1,000,000 Indirect — Acquired
April 30, 2014 225602 P 350,000 $1.00 $350,000 350,000 Indirect — Acquired
April 30, 2014 KYN P 15,600,000 $1.00 $15,600,000 15,600,000 Direct — Acquired 1375.5% (price as of 2026-08-21)
April 30, 2014 KYN P 600,000 $1.00 $600,000 600,000 Indirect — Acquired 1375.5% (price as of 2026-08-21)
April 30, 2014 KYN P 800,000 $1.00 $800,000 800,000 Indirect — Acquired 1375.5% (price as of 2026-08-21)
April 30, 2014 225602 P 3,600,000 $1.00 $3,600,000 3,600,000 Indirect — Acquired
April 30, 2014 225602 P 1,150,000 $1.00 $1,150,000 1,150,000 Indirect — Acquired
April 30, 2014 225602 P 2,500,000 $1.00 $2,500,000 2,500,000 Indirect — Acquired
April 30, 2014 225602 P 17,750,000 $1.00 $17,750,000 17,750,000 Direct — Acquired
Aug. 8, 2013 225602 P 2,500,000 $1.00 $2,500,000 2,500,000 Indirect — Acquired
Aug. 8, 2013 225602 P 2,500,000 $1.00 $2,500,000 2,500,000 Indirect — Acquired
Aug. 8, 2013 225602 P 1,000,000 $1.00 $1,000,000 1,000,000 Indirect — Acquired
Aug. 8, 2013 225602 P 1,100,000 $1.00 $1,100,000 1,100,000 Indirect — Acquired
Aug. 8, 2013 225602 P 13,500,000 $1.00 $13,500,000 13,500,000 Direct — Acquired
Aug. 8, 2013 225602 P 14,200,000 $1.00 $14,200,000 14,200,000 Direct — Acquired
May 1, 2013 225602 P 3,500,000 $3500000.00 $12,250,000,000,000 3,500,000 Indirect — Acquired
May 1, 2013 225602 P 36,500,000 $36500000.00 $1,332,250,000,000,000 36,500,000 Direct — Acquired
March 22, 2012 225602 P 30,000 $25.00 $750,000 30,000 Indirect — Acquired
March 22, 2012 225602 P 750,000 — — 750,000 Indirect — Acquired
March 22, 2012 225602 P 570,000 $25.00 $14,250,000 570,000 Direct — Acquired
March 22, 2012 225602 P 14,250,000 — — 14,250,000 Direct — Acquired
Dec. 8, 2011 225602 P 475,000 — — 950,000 Indirect +100.00% Acquired
Dec. 8, 2011 225602 P 50,000 — — 100,000 Indirect +100.00% Acquired
Dec. 8, 2011 225602 P 8,000 $25.00 $200,000 16,000 Indirect +100.00% Acquired
Dec. 8, 2011 225602 P 550,000 — — 1,100,000 Indirect +100.00% Acquired
Dec. 8, 2011 225602 P 175,000 — — 350,000 Indirect +100.00% Acquired
Dec. 8, 2011 225602 P 25,000 $25.00 $625,000 50,000 Indirect +100.00% Acquired
Dec. 8, 2011 225602 P 5,475,000 — — 10,950,000 Direct +100.00% Acquired
Dec. 8, 2011 225602 P 1,775,000 — — 3,550,000 Direct +100.00% Acquired
Dec. 8, 2011 225602 P 227,000 $25.00 $5,675,000 454,000 Direct +100.00% Acquired
Nov. 9, 2010 KYN P 900,000 — — 900,000 Indirect — Acquired (price as of 2026-08-21)
Nov. 9, 2010 KYN P 28,000 $25.00 $700,000 28,000 Indirect — Acquired -41.0% (price as of 2026-08-21)
Nov. 9, 2010 KYN P 17,100,000 — — 17,100,000 Direct — Acquired (price as of 2026-08-21)
Nov. 9, 2010 KYN P 572,000 $25.00 $14,300,000 572,000 Direct — Acquired -41.0% (price as of 2026-08-21)
Oct. 28, 2010 225602 P 166,680 $25.00 $4,167,000 — — —
May 7, 2010 KYN P 3,200,000 — — 3,200,000 Indirect — Acquired (price as of 2026-08-21)
May 7, 2010 KYN P 208,000 — — 208,000 Indirect — Acquired (price as of 2026-08-21)
May 7, 2010 KYN P 12,800,000 — — 12,800,000 Direct — Acquired (price as of 2026-08-21)
May 7, 2010 KYN P 832,000 — — 832,000 Direct — Acquired (price as of 2026-08-21)
Nov. 4, 2009 KYN S 24,000,000 — — 0 Direct -100.00% Disposed (price as of 2026-08-21)
Nov. 4, 2009 KYN S 20,000,000 — — 0 Direct -100.00% Disposed (price as of 2026-08-21)
Jan. 5, 2009 225602 P 1,353 $7389.15 $9,997,520 7,082 Direct +23.62% Acquired
Oct. 8, 2008 225602 P 935 $10697.51 $10,002,172 5,729 Direct +19.50% Acquired
July 31, 2008 225602 P 710 $14080.81 $9,997,375 4,794 Direct +17.38% Acquired
Dec. 28, 2007 225602 P 657 $15218.41 $9,998,495 4,084 Direct +19.17% Acquired
Nov. 29, 2007 225602 P 652 $15343.53 $10,003,982 3,427 Direct +23.50% Acquired
July 27, 2007 225602 P 1,228 $16289.89 $20,003,985 2,775 Direct +79.38% Acquired
June 28, 2007 225602 P 547 — — 1,547 Direct +54.70% Acquired
May 22, 2006 225602 P 19 $20191.52 $383,639 77 Indirect +32.76% Acquired
May 22, 2006 225602 P 724 $20191.52 $14,618,660 3,004 Direct +31.75% Acquired
Feb. 21, 2006 225602 P 11 $20130.05 $221,431 58 Indirect +23.40% Acquired
Feb. 21, 2006 225602 P 436 $20130.05 $8,776,702 2,280 Direct +23.64% Acquired
Oct. 28, 2005 225602 P 12 $19450.82 $233,410 47 Indirect +34.29% Acquired

Showing latest 100 of 105 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 15, 2007 MCI Senior Fixed Rate Convertible Note due 11/15/2017 MMCI [F5] (980,072) — — 980,072 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 43 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 8, 2025 TYG Series J Mandatory Redeemable Preferred Shares 1,000,000 Direct
Oct. 8, 2021 FINS 2.35% Series A Senior Notes due July 8, 2026 18,900,000 Direct
Oct. 8, 2021 FINS 2.80% Series B Senior Notes due July 8, 2028 4,700,000 Direct
Oct. 8, 2021 FINS 2.80% Series B Senior Notes due July 8, 2028 25,000,000 Indirect
Nov. 6, 2020 STEW 2.62% Series A Senior Notes Due November 4, 2030 30,500,000 Direct
Nov. 6, 2020 STEW 2.72% Series B Senior Notes Due November 4, 2032 47,000,000 Direct
Sept. 15, 2017 CHY Series A Mandatory Redeemable Preferred Shares 1,460,000 Direct
Sept. 15, 2017 CHY Series B Mandatory Redeemable Preferred Shares 1,460,000 Direct
Sept. 15, 2017 CHY Series C Mandatory Redeemable Preferred Shares 1,480,000 Direct
Sept. 15, 2017 CHI Series A Mandatory Redeemable Preferred Shares 1,330,000 Direct
Sept. 15, 2017 CHI Series B Mandatory Redeemable Preferred Shares 1,330,000 Direct
Sept. 15, 2017 CHI Series C Mandatory Redeemable Preferred Shares 1,340,000 Direct
Sept. 15, 2017 CHW Series A Mandatory Redeemable Preferred Shares 860,000 Direct
Sept. 15, 2017 CHW Series B Mandatory Redeemable Preferred Shares 860,000 Direct
Sept. 15, 2017 CHW Series C Mandatory Redeemable Preferred Shares 880,000 Direct
Sept. 15, 2017 CGO Series A Mandatory Redeemable Preferred Shares 160,000 Direct
Sept. 15, 2017 CGO Series B Mandatory Redeemable Preferred Shares 160,000 Direct
Sept. 15, 2017 CGO Series C Mandatory Redeemable Preferred Shares 160,000 Direct
Sept. 15, 2017 CCD Series A Mandatory Redeemable Preferred Shares 850,000 Direct
Sept. 15, 2017 CCD Series B Mandatory Redeemable Preferred Shares 850,000 Direct
Sept. 15, 2017 CCD Series C Mandatory Redeemable Preferred Shares 860,000 Direct
July 18, 2016 DNP Senior Secured Notes A 44,200,000 Direct
July 18, 2016 DNP Senior Secured Notes B 46,800,000 Direct
July 18, 2016 DNP Senior Secured Notes A 3,800,000 Indirect
July 18, 2016 DNP Senior Secured Notes B 1,200,000 Indirect
Oct. 17, 2014 TYG Senior Note Series E 20,050,000 Direct
Oct. 17, 2014 TYG Series D MRPS 1,290,800 Direct
Oct. 17, 2014 TYG Series E MRPS 1,094,285 Direct
Oct. 17, 2014 TYG Senior Note Series E 1,700,000 Indirect
Oct. 17, 2014 TYG Series D MRPS 53,200 Indirect
Oct. 17, 2014 TYG Series E MRPS 51,429 Indirect
Oct. 17, 2014 TYG Senior Note Series E 250,000 Indirect
Oct. 17, 2014 TYG Series D MRPS 56,000 Indirect
Oct. 17, 2014 TYG Series E MRPS 54,286 Indirect
Feb. 11, 2013 EMO Senior Secured Notes 36,000,000 Direct
Feb. 11, 2013 EMO Senior Secured Notes 4,000,000 Indirect
June 26, 2008 KYN Series G Senior Unsecured Notes due 2011 6,000,000 Direct
June 26, 2008 KYN Series H Senior Unsecured Notes due 2011 20,000,000 Direct
June 26, 2008 KYN Series I Senior Unsecured Notes due 2012 11,000,000 Direct
June 26, 2008 KYN Series J Senior Unsecured Notes due 2012 24,000,000 Direct
June 26, 2008 KYN Series K Senior Unsecured Notes due 2013 32,000,000 Direct
June 26, 2008 KYN Series K Senior Unsecured Notes due 2013 3,000,000 Indirect
Aug. 11, 2006 TCPC Common Shares 42,721 Direct