Matthew J Audette
CIK 1435098 · View on SEC EDGAR ↗
Insider
First SEC filing: Oct. 2, 2015 · Latest: Oct. 2, 2015
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 37 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
37 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 26, 2025 | LPLA | S 10b5-1 | 4,588 | $360.07 | $1,652,001 | 16,538 Direct | -21.72% | Disposed | -0.7% (price as of 2026-08-20) |
| Feb. 5, 2025 | LPLA | S 10b5-1 | 2,173 | $360.00 | $782,280 | 40,267 Direct | -5.12% | Disposed | -0.7% (price as of 2026-08-20) |
| Feb. 5, 2025 | LPLA | S 10b5-1 | 2,900 | $361.39 | $1,048,031 | 37,367 Direct | -7.20% | Disposed | -1.1% (price as of 2026-08-20) |
| Feb. 5, 2025 | LPLA | S 10b5-1 | 300 | $362.30 | $108,690 | 37,067 Direct | -0.80% | Disposed | -1.3% (price as of 2026-08-20) |
| Feb. 5, 2025 | LPLA | S 10b5-1 | 3,247 | $364.37 | $1,183,109 | 33,820 Direct | -8.76% | Disposed | -1.9% (price as of 2026-08-20) |
| Feb. 5, 2025 | LPLA | S 10b5-1 | 5,260 | $365.37 | $1,921,846 | 28,560 Direct | -15.55% | Disposed | -2.2% (price as of 2026-08-20) |
| Feb. 5, 2025 | LPLA | S 10b5-1 | 10,307 | $366.40 | $3,776,485 | 18,253 Direct | -36.09% | Disposed | -2.4% (price as of 2026-08-20) |
| Feb. 5, 2025 | LPLA | S 10b5-1 | 3,173 | $367.37 | $1,165,665 | 15,080 Direct | -17.38% | Disposed | -2.7% (price as of 2026-08-20) |
| Feb. 5, 2025 | LPLA | S 10b5-1 | 1,417 | $368.08 | $521,569 | 13,663 Direct | -9.40% | Disposed | -2.9% (price as of 2026-08-20) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 127 | $263.41 | $33,453 | 19,110 Direct | -0.66% | Disposed | 35.7% (price as of 2026-08-20) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 300 | $264.37 | $79,311 | 18,810 Direct | -1.57% | Disposed | 35.2% (price as of 2026-08-20) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 1,219 | $265.68 | $323,864 | 17,591 Direct | -6.48% | Disposed | 34.6% (price as of 2026-08-20) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 2,613 | $266.68 | $696,835 | 14,978 Direct | -14.85% | Disposed | 34.1% (price as of 2026-08-20) |
| Feb. 26, 2024 | LPLA | S 10b5-1 | 1,315 | $267.79 | $352,144 | 13,663 Direct | -8.78% | Disposed | 33.5% (price as of 2026-08-20) |
| Feb. 5, 2024 | LPLA | S 10b5-1 | 500 | $246.02 | $123,010 | 39,848 Direct | -1.24% | Disposed | 45.3% (price as of 2026-08-20) |
| Feb. 5, 2024 | LPLA | S 10b5-1 | 15,250 | $248.05 | $3,782,762 | 24,598 Direct | -38.27% | Disposed | 44.1% (price as of 2026-08-20) |
| Feb. 5, 2024 | LPLA | S 10b5-1 | 9,595 | $249.10 | $2,390,114 | 15,003 Direct | -39.01% | Disposed | 43.5% (price as of 2026-08-20) |
| Feb. 5, 2024 | LPLA | S 10b5-1 | 2,147 | $249.95 | $536,643 | 12,856 Direct | -14.31% | Disposed | 43.0% (price as of 2026-08-20) |
| Feb. 5, 2024 | LPLA | S 10b5-1 | 212 | $251.02 | $53,216 | 12,644 Direct | -1.65% | Disposed | 42.4% (price as of 2026-08-20) |
| Feb. 27, 2023 | LPLA | S 10b5-1 | 1,528 | $245.30 | $374,818 | 18,227 Direct | -7.73% | Disposed | 45.7% (price as of 2026-08-20) |
| Feb. 27, 2023 | LPLA | S 10b5-1 | 3,574 | $246.06 | $879,418 | 14,653 Direct | -19.61% | Disposed | 45.3% (price as of 2026-08-20) |
| Feb. 27, 2023 | LPLA | S 10b5-1 | 2,009 | $247.01 | $496,243 | 12,644 Direct | -13.71% | Disposed | 44.7% (price as of 2026-08-20) |
| Feb. 6, 2023 | LPLA | S 10b5-1 | 31 | $234.48 | $7,269 | 33,446 Direct | -0.09% | Disposed | 52.5% (price as of 2026-08-20) |
| Feb. 6, 2023 | LPLA | S 10b5-1 | 23 | $235.47 | $5,416 | 33,423 Direct | -0.07% | Disposed | 51.8% (price as of 2026-08-20) |
| Feb. 6, 2023 | LPLA | S 10b5-1 | 3,387 | $237.21 | $803,430 | 30,036 Direct | -10.13% | Disposed | 50.7% (price as of 2026-08-20) |
| Feb. 6, 2023 | LPLA | S 10b5-1 | 3,400 | $238.49 | $810,866 | 26,636 Direct | -11.32% | Disposed | 49.9% (price as of 2026-08-20) |
| Feb. 6, 2023 | LPLA | S 10b5-1 | 7,969 | $239.51 | $1,908,655 | 18,667 Direct | -29.92% | Disposed | 49.3% (price as of 2026-08-20) |
| Feb. 6, 2023 | LPLA | S 10b5-1 | 5,300 | $240.56 | $1,274,968 | 13,367 Direct | -28.39% | Disposed | 48.6% (price as of 2026-08-20) |
| Feb. 6, 2023 | LPLA | S 10b5-1 | 600 | $241.50 | $144,900 | 12,767 Direct | -4.49% | Disposed | 48.0% (price as of 2026-08-20) |
| Feb. 6, 2023 | LPLA | S 10b5-1 | 100 | $242.29 | $24,229 | 12,667 Direct | -0.78% | Disposed | 47.5% (price as of 2026-08-20) |
| Oct. 31, 2022 | LPLA | S 10b5-1 | 3,209 | $254.84 | $817,782 | 29,458 Direct | -9.82% | Disposed | 40.3% (price as of 2026-08-20) |
| Oct. 31, 2022 | LPLA | S 10b5-1 | 4,587 | $255.64 | $1,172,621 | 24,871 Direct | -15.57% | Disposed | 39.8% (price as of 2026-08-20) |
| Oct. 31, 2022 | LPLA | S 10b5-1 | 4,100 | $256.71 | $1,052,511 | 20,771 Direct | -16.49% | Disposed | 39.3% (price as of 2026-08-20) |
| Oct. 31, 2022 | LPLA | S 10b5-1 | 3,669 | $258.14 | $947,116 | 17,102 Direct | -17.66% | Disposed | 38.5% (price as of 2026-08-20) |
| Oct. 31, 2022 | LPLA | S 10b5-1 | 3,235 | $259.49 | $839,450 | 13,867 Direct | -18.92% | Disposed | 37.8% (price as of 2026-08-20) |
| Oct. 31, 2022 | LPLA | S 10b5-1 | 1,200 | $260.28 | $312,336 | 12,667 Direct | -8.65% | Disposed | 37.4% (price as of 2026-08-20) |
| Feb. 28, 2022 | LPLA | S 10b5-1 | 300 | $178.55 | $53,565 | 18,147 Direct | -1.63% | Disposed | 100.2% (price as of 2026-08-20) |
| Feb. 28, 2022 | LPLA | S 10b5-1 | 2,300 | $179.92 | $413,816 | 15,847 Direct | -12.67% | Disposed | 98.7% (price as of 2026-08-20) |
| Feb. 28, 2022 | LPLA | S 10b5-1 | 1,189 | $181.14 | $215,375 | 14,658 Direct | -7.50% | Disposed | 97.4% (price as of 2026-08-20) |
| Feb. 28, 2022 | LPLA | S 10b5-1 | 1,991 | $181.85 | $362,063 | 12,667 Direct | -13.58% | Disposed | 96.6% (price as of 2026-08-20) |
| Feb. 7, 2022 | LPLA | S 10b5-1 | 3,122 | $180.04 | $562,085 | 29,271 Direct | -9.64% | Disposed | 98.6% (price as of 2026-08-20) |
| Feb. 7, 2022 | LPLA | S 10b5-1 | 13,210 | $181.14 | $2,392,859 | 16,061 Direct | -45.13% | Disposed | 97.4% (price as of 2026-08-20) |
| Feb. 7, 2022 | LPLA | S 10b5-1 | 2,647 | $182.18 | $482,230 | 13,414 Direct | -16.48% | Disposed | 96.2% (price as of 2026-08-20) |
| Feb. 7, 2022 | LPLA | S 10b5-1 | 1,021 | $183.03 | $186,874 | 12,393 Direct | -7.61% | Disposed | 95.3% (price as of 2026-08-20) |
| May 10, 2021 | LPLA | S 10b5-1 | 9,715 | $152.73 | $1,483,772 | 53,583 Direct | -15.35% | Disposed | 134.1% (price as of 2026-08-20) |
| May 10, 2021 | LPLA | S 10b5-1 | 8,498 | $153.56 | $1,304,953 | 45,085 Direct | -15.86% | Disposed | 132.8% (price as of 2026-08-20) |
| May 10, 2021 | LPLA | S 10b5-1 | 25,875 | $154.77 | $4,004,674 | 19,210 Direct | -57.39% | Disposed | 131.0% (price as of 2026-08-20) |
| May 10, 2021 | LPLA | S 10b5-1 | 2,100 | $155.93 | $327,453 | 17,110 Direct | -10.93% | Disposed | 129.3% (price as of 2026-08-20) |
| May 10, 2021 | LPLA | S 10b5-1 | 4,661 | $156.56 | $729,726 | 12,449 Direct | -27.24% | Disposed | 128.3% (price as of 2026-08-20) |
| May 10, 2021 | LPLA | S 10b5-1 | 56 | $157.61 | $8,826 | 12,393 Direct | -0.45% | Disposed | 126.8% (price as of 2026-08-20) |
| Feb. 26, 2021 | LPLA | S 10b5-1 | 151 | $128.85 | $19,456 | 13,754 Direct | -1.09% | Disposed | 177.5% (price as of 2026-08-20) |
| Feb. 26, 2021 | LPLA | S 10b5-1 | 227 | $129.96 | $29,501 | 13,527 Direct | -1.65% | Disposed | 175.1% (price as of 2026-08-20) |
| Feb. 26, 2021 | LPLA | S 10b5-1 | 167 | $131.01 | $21,879 | 13,360 Direct | -1.23% | Disposed | 172.9% (price as of 2026-08-20) |
| Feb. 26, 2021 | LPLA | S 10b5-1 | 846 | $131.97 | $111,647 | 12,514 Direct | -6.33% | Disposed | 170.9% (price as of 2026-08-20) |
| Feb. 26, 2021 | LPLA | S 10b5-1 | 121 | $132.65 | $16,051 | 12,393 Direct | -0.97% | Disposed | 169.5% (price as of 2026-08-20) |
| Feb. 24, 2021 | LPLA | S 10b5-1 | 8,847 | $134.94 | $1,193,814 | 13,126 Direct | -40.26% | Disposed | 164.9% (price as of 2026-08-20) |
| Nov. 9, 2020 | LPLA | S 10b5-1 | 100 | $84.07 | $8,407 | 27,235 Direct | -0.37% | Disposed | 325.2% (price as of 2026-08-20) |
| Nov. 9, 2020 | LPLA | S 10b5-1 | 1,400 | $85.93 | $120,302 | 25,835 Direct | -5.14% | Disposed | 316.0% (price as of 2026-08-20) |
| Nov. 9, 2020 | LPLA | S 10b5-1 | 4,600 | $86.90 | $399,740 | 21,235 Direct | -17.81% | Disposed | 311.4% (price as of 2026-08-20) |
| Nov. 9, 2020 | LPLA | S 10b5-1 | 3,900 | $87.80 | $342,420 | 17,335 Direct | -18.37% | Disposed | 307.2% (price as of 2026-08-20) |
| Nov. 9, 2020 | LPLA | S 10b5-1 | 2,300 | $88.92 | $204,516 | 15,035 Direct | -13.27% | Disposed | 302.0% (price as of 2026-08-20) |
| Nov. 9, 2020 | LPLA | S 10b5-1 | 200 | $89.48 | $17,896 | 14,835 Direct | -1.33% | Disposed | 299.5% (price as of 2026-08-20) |
| Feb. 25, 2020 | LPLA | S 10b5-1 | 1,095 | $87.78 | $96,119 | 16,732 Direct | -6.14% | Disposed | 307.3% (price as of 2026-08-20) |
Showing latest 100 of 127 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 5, 2025 | LPLA | Option to purchase Common Stock | Common Stock (15,874) | $65.50 | Feb. 23, 2028 | 15,874 | Disposed |
| Feb. 5, 2025 | LPLA | Option to purchase Common Stock | Common Stock (12,903) | $77.53 | Feb. 25, 2029 | 12,903 | Disposed |
| Feb. 5, 2024 | LPLA | Option to purchase Common Stock | Common Stock (27,704) | $39.48 | March 13, 2027 | 27,704 | Disposed |
| Feb. 6, 2023 | LPLA | Option to purchase Common Stock | Common Stock (20,810) | $19.85 | Feb. 25, 2026 | 20,810 | Disposed |
| Oct. 31, 2022 | LPLA | Option to purchase Common Stock | Common Stock (20,000) | $19.85 | Feb. 25, 2026 | 20,000 | Disposed |
| Feb. 7, 2022 | LPLA | Option to purchase Common Stock | Common Stock (20,000) | $19.85 | Feb. 25, 2026 | 20,000 | Disposed |
| May 10, 2021 | LPLA | Option to purchase Common Stock | Common Stock (17,605) | $42.60 | Oct. 30, 2025 | 17,605 | Disposed |
| May 10, 2021 | LPLA | Option to purchase Common Stock | Common Stock (33,300) | $19.85 | Feb. 25, 2026 | 33,300 | Disposed |
| Feb. 25, 2019 | LPLA | Option to purchase Common Stock | Common Stock (12,903) | $77.53 | Feb. 25, 2029 | 12,903 | Acquired |
| Feb. 23, 2018 | LPLA | Option to purchase Common Stock | Common Stock (15,874) | $65.50 | Feb. 23, 2028 | 15,874 | Acquired |
| March 13, 2017 | LPLA | Option to purchase Common Stock | Common Stock (27,704) | $39.48 | March 13, 2027 | 27,704 | Acquired |
| Feb. 25, 2016 | LPLA | Option to purchase Common Stock | Common Stock (94,110) | $19.85 | Feb. 25, 2026 | 94,110 | Acquired |
| Oct. 30, 2015 | LPLA | Option to purchase Common Stock | Common Stock (17,605) | $42.60 | Oct. 30, 2025 | 17,605 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 2, 2015 | LPLA | No securities are beneficially owned | 0 | Direct |