Michael D. Aldridge

Insider

First SEC filing: Feb. 23, 2018 · Latest: Feb. 23, 2018

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 17, 2018	CDXS	M 10b5-1	22,000	—	—	206,000 Direct	-9.65%	Disposed	(price as of 2026-08-20)
May 17, 2018	CDXS	S 10b5-1	22,000	$13.54	$297,880	0 Direct	-100.00%	Disposed	-88.1% (price as of 2026-08-20)
May 17, 2018	CDXS	M 10b5-1	22,000	$4.37	$96,140	22,000 Direct	—	Acquired	-63.0% (price as of 2026-08-20)
May 15, 2018	CDXS	M 10b5-1	22,000	—	—	228,000 Direct	-8.80%	Disposed	(price as of 2026-08-20)
May 15, 2018	CDXS	S 10b5-1	22,000	$12.91	$284,020	0 Direct	-100.00%	Disposed	-87.5% (price as of 2026-08-20)
May 15, 2018	CDXS	M 10b5-1	22,000	$4.37	$96,140	22,000 Direct	—	Acquired	-63.0% (price as of 2026-08-20)
Feb. 21, 2018	CDXS	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 20, 2018	CDXS	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 5, 2018	CDXS	A	167,750	—	—	167,750 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 3, 2017	CDXS	A	125,000	—	—	125,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 16, 2016	CDXS	A	250,000	—	—	250,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 17, 2018	CDXS	Stock Option (Right to Buy)	Common Stock (22,000)	$4.37	Oct. 15, 2026	22,000	Disposed
May 15, 2018	CDXS	Stock Option (Right to Buy)	Common Stock (22,000)	$4.37	Oct. 15, 2026	22,000	Disposed
Feb. 21, 2018	CDXS	Stock Option (Right to Buy)	Common Stock (60,000)	$9.05	Feb. 21, 2028	60,000	Acquired
Feb. 20, 2018	CDXS	Stock Option (Right to Buy)	Common Stock (60,000)	—	Feb. 20, 2028	60,000	Acquired
Feb. 5, 2018	CDXS	Stock Option (Right to Buy)	Common Stock (167,750)	$4.60	Feb. 2, 2027	167,750	Acquired
Feb. 3, 2017	CDXS	Stock Options (Right to Buy)	Common Stock (125,000)	$4.60	Feb. 3, 2027	125,000	Acquired
Oct. 16, 2016	CDXS	Stock Option (Right to Buy)	Common Stock (250,000)	$4.37	Oct. 15, 2026	250,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

President, Corporate and Strategic Development(4)

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2018	$283,344	—	—	—	—	—	$234,148	$1,295,990
2017	$390,833	—	—	—	$196,000	—	$12,040	$1,234,223
2016	$79,167	—	—	—	$43,000	—	$2,845	$718,237

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.