Michael H. Shepard

CIK 1507433 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 13, 2010 · Latest: Dec. 13, 2010

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 2, 2012 HALO A 69,444 69,444 Direct Acquired (price as of 2026-08-19)
Feb. 2, 2012 HALO A 25,000 25,000 Direct Acquired (price as of 2026-08-19)
Feb. 2, 2012 HALO A 50,000 $11.29 $564,500 50,000 Direct Acquired 840.2% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 2, 2012 HALO Restricted Stock Units Common Stock (69,444) $0.00 Feb. 2, 2022 69,444 Acquired
Feb. 2, 2012 HALO Restricted Stock Units Common Stock (25,000) $0.00 Feb. 2, 2022 25,000 Acquired
Feb. 2, 2012 HALO Option to Purchase Common Stock Common Stock (50,000) $11.29 Feb. 2, 2022 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 13, 2010 HALO Option to Purchase Common Stock (ISO)→ Common Stock (646) 646 Direct
Dec. 13, 2010 HALO Option to Purchase Common Stock (ISO)→ Common Stock (53,472) 53,472 Direct
Dec. 13, 2010 HALO Option to Purchase Common Stock (NSO)→ Common Stock (14,765) 14,765 Direct
Dec. 13, 2010 HALO Option to Purchase Common Stock (NSO)→ Common Stock (73,528) 73,528 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2011 $300,000 $90,000 $9,330 $690,178

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.