Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 16, 2016 ABUS M 13,503 · · 0 Direct · Acquired (price as of 2026-10-02)
Aug. 16, 2016 ABUS M 675 · · 0 Direct · Acquired (price as of 2026-10-02)
Aug. 16, 2016 ABUS M 14,178 $0.35 $4,962 42,097 Direct +50.78% Acquired 1171.4% (price as of 2026-10-02)
March 15, 2016 ABUS A 50,000 · · 50,000 Direct · Acquired (price as of 2026-10-02)
Sept. 11, 2015 ABUS M 17,044 $0.44 $7,499 27,919 Direct +156.73% Acquired 911.4% (price as of 2026-10-02)
Sept. 11, 2015 ABUS M 17,044 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
July 9, 2015 ABUS A 35,000 · · 35,000 Direct · Acquired (price as of 2026-10-02)
July 9, 2015 ABUS A 35,000 · · 35,000 Direct · Acquired (price as of 2026-10-02)
March 30, 2015 ABUS A 50,000 · · 50,000 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Aug. 16, 2016 ABUS Employee Stock Option (Right to Buy) Common Shares (13,503) · May 27, 2017 13,503 Acquired
Aug. 16, 2016 ABUS Employee Stock Option (Right to Buy) Common Shares (675) · April 3, 2017 675 Acquired
March 15, 2016 ABUS Employee Stock Option (Right to Buy) Common shares (50,000) $3.94 March 15, 2026 50,000 Acquired
Sept. 11, 2015 ABUS Employee Stock Option (right to buy) Common shares (17,044) · Sept. 12, 2015 17,044 Disposed
July 9, 2015 ABUS Employee Stock Option (right to buy) Common shares (35,000) $17.57 March 30, 2025 35,000 Acquired
July 9, 2015 ABUS Employee Stock Option (right to buy) Common shares (35,000) $17.57 March 30, 2025 35,000 Acquired
March 30, 2015 ABUS Stock Option (right to buy) Common shares (50,000) $17.57 March 30, 2025 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 31, 2014 ABUS Common Shares 10,875 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (5,000) 5,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (5,000) 5,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (5,000) 5,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (5,000) 5,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (5,000) 5,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (75,000) 75,000 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (17,044) 17,044 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (5,445) 5,445 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (675) 675 Direct
Dec. 31, 2014 ABUS Employee Stock Option (Right to Buy)→ Common Shares (13,503) 13,503 Direct
Dec. 31, 2014 ABUS Warrants→ Common Shares (2,500) 2,500 Direct