Insider at

04

Insider transactions

05
0 buys (P) 2 sells (S) Net: $-68,360,496 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 29, 2026 BABA S 27,008 $95.59 $2,581,695 28,000 Direct -49.10% Disposed 10.7% (price as of 2026-10-02)
June 29, 2026 BABA S 692,992 $94.92 $65,778,801 55,008 Direct -92.65% Disposed 11.5% (price as of 2026-10-02)
Nov. 27, 2013 GS S 62,681 $168.05 $10,533,542 586,772 Direct -9.65% Disposed 437.1% (price as of 2026-10-02)
Nov. 27, 2013 GS S 4,865 $168.40 $819,266 581,907 Direct -0.83% Disposed 436.0% (price as of 2026-10-02)
Nov. 23, 2012 GS S 42,371 $119.83 $5,077,317 613,284 Direct -6.46% Disposed 653.2% (price as of 2026-10-02)
Nov. 23, 2012 GS S 47,629 $119.32 $5,683,092 655,655 Direct -6.77% Disposed 656.4% (price as of 2026-10-02)
Nov. 23, 2012 GS S 24,900 $119.85 $2,984,265 703,284 Direct -3.42% Disposed 653.1% (price as of 2026-10-02)
Nov. 23, 2012 GS S 35,508 $119.38 $4,238,945 703,284 Direct -4.81% Disposed 656.0% (price as of 2026-10-02)
Nov. 27, 2009 GS S 100 $166.10 $16,610 644,953 Direct -0.02% Disposed 443.4% (price as of 2026-10-02)
Nov. 27, 2009 GS S 28,818 $165.38 $4,765,921 645,053 Direct -4.28% Disposed 445.7% (price as of 2026-10-02)
Nov. 27, 2009 GS S 6,082 $164.80 $1,002,314 673,871 Direct -0.89% Disposed 447.7% (price as of 2026-10-02)
Nov. 25, 2009 GS S 8,275 $170.48 $1,410,722 679,953 Direct -1.20% Disposed 429.4% (price as of 2026-10-02)
Nov. 25, 2009 GS S 11,800 $169.72 $2,002,696 688,228 Direct -1.69% Disposed 431.8% (price as of 2026-10-02)
Nov. 25, 2009 GS S 14,925 $168.77 $2,518,892 700,028 Direct -2.09% Disposed 434.8% (price as of 2026-10-02)
Nov. 24, 2009 GS S 3,900 $171.62 $669,318 714,953 Direct -0.54% Disposed 425.9% (price as of 2026-10-02)
Nov. 24, 2009 GS S 31,100 $170.98 $5,317,478 718,853 Direct -4.15% Disposed 427.9% (price as of 2026-10-02)
Nov. 23, 2009 GS S 200 $173.47 $34,694 749,953 Direct -0.03% Disposed 420.3% (price as of 2026-10-02)
Nov. 23, 2009 GS S 17,090 $172.91 $2,955,032 750,153 Direct -2.23% Disposed 422.0% (price as of 2026-10-02)
Nov. 23, 2009 GS S 17,710 $171.91 $3,044,526 767,243 Direct -2.26% Disposed 425.0% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 1, 2026 BABA Restricted Share Units Ordinary Shares [F2] · · 16,000 Disposed
April 1, 2026 BABA Restricted Share Units Ordinary Shares [F2] · · 640,000 Disposed
April 1, 2026 BABA Restricted Share Units Ordinary Shares [F2] · · 80,000 Disposed
April 1, 2026 BABA Restricted Share Units Ordinary Shares [F2] · · 12,000 Disposed
Jan. 17, 2013 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (75,208) · · 75,208 Acquired
Dec. 31, 2012 GS Restricted Stock Units Common Stock, par value $0.01 per share (66,065) · · 66,065 Disposed
Nov. 23, 2012 GS Common Stock, par value $0.01 per share Common Stock, par value $0.01 per share (60,408) $78.87 Nov. 30, 2012 60,408 Disposed
Feb. 1, 2012 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (61,702) · · 61,702 Acquired
Jan. 25, 2012 GS Restricted Stock Units Common Stock, par value $0.01 per share (45,497) · · 45,497 Disposed
Jan. 26, 2011 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (78,111) · · 78,111 Acquired
Jan. 25, 2011 GS Restricted Stock Units Common Stock, par value $0.01 per share (28,977) · · 28,977 Disposed
Feb. 5, 2010 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (58,381) · · 58,381 Acquired
Jan. 25, 2010 GS Restricted Stock Units Common Stock, par value $0.01 per share (9,262) · · 9,262 Disposed
Jan. 13, 2009 GS Restricted Stock Units Common Stock, par value $0.01 per share (22,569) · · 22,569 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 18, 2026 BABA Restricted Shares Units→ Ordinary Shares [F2] · Direct
March 18, 2026 BABA Restricted Shares Units→ Ordinary Shares [F2] · Direct
March 18, 2026 BABA Restricted Shares Units→ Ordinary Shares [F2] · Direct
March 18, 2026 BABA Restricted Shares Units→ Ordinary Shares [F2] · Direct
March 18, 2026 BABA Option (right to buy)→ Ordinary Shares [F6] · Direct
March 18, 2026 BABA Option (right to buy)→ Ordinary Shares [F8] · Direct
Nov. 7, 2008 GS Common Stock, par value $0.01 per share 673,827 Direct
Nov. 7, 2008 GS Restricted Stock Units→ Common Stock, par value $0.01 per share · Direct
March 10, 2008 GS Common Stock, par value $0.01 per share 689,676 Direct
March 10, 2008 GS Common Stock, par value $0.01 per share 95,899 Indirect
March 10, 2008 GS Restricted Stock Units→ Common Stock, par value $0.01 per share (25,499) 25,499 Direct
March 10, 2008 GS Nonqualified Stock Options (right to buy)→ Common Stock, par value $0.01 per share (817,123) 817,123 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

GS

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2011 $1,850,000 $3,000,000 $10,710,073 $0 · $716 $185,525 $15,746,314
2010 $600,000 $5,400,000 $7,650,013 $0 · $330 $277,165 $13,927,508
2009 $600,000 $0 $0 $0 · · $1,024,448 $1,624,448

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.