Michael J. Sofia

CIK 1635324 · View on SEC EDGAR ↗

Insider

First SEC filing: March 16, 2015 · Latest: March 16, 2015

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 11, 2018 ABUS S 10b5-1 10,000 $10.00 $100,000 1,503,403 Direct -0.66% Disposed -49.9% (price as of 2026-08-19)
July 9, 2018 ABUS S 10b5-1 10,000 $8.91 $89,100 1,513,403 Direct -0.66% Disposed -43.8% (price as of 2026-08-19)
July 6, 2018 ABUS S 10b5-1 10,000 $8.45 $84,500 1,523,403 Direct -0.65% Disposed -40.7% (price as of 2026-08-19)
July 5, 2018 ABUS S 10b5-1 10,000 $8.40 $84,000 1,533,403 Direct -0.65% Disposed -40.4% (price as of 2026-08-19)
July 3, 2018 ABUS S 10b5-1 10,000 $8.00 $80,000 1,543,403 Direct -0.64% Disposed -37.4% (price as of 2026-08-19)
Oct. 3, 2017 ABUS S 10b5-1 10,000 $8.00 $80,000 1,553,403 Direct -0.64% Disposed -37.4% (price as of 2026-08-19)
Aug. 15, 2017 ABUS S 20,000 $3.68 $73,600 171,412 Indirect -10.45% Disposed 36.1% (price as of 2026-08-19)
Aug. 15, 2017 ABUS S 10,000 $3.75 $37,500 191,412 Indirect -4.96% Disposed 33.6% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 1, 2019 ABUS Employee Stock Option (Right to Buy) Common Shares (145,000) $4.57 March 1, 2029 145,000 Acquired
April 16, 2018 ABUS Employee Stock Option (Right to Buy) Common Stock (160,000) $5.20 April 16, 2028 160,000 Acquired
March 24, 2017 ABUS Employee Stock Option (Right to Buy) Common Stock (150,000) $3.15 March 24, 2027 150,000 Acquired
March 15, 2016 ABUS Employee Stock Option (Right to Buy) Common Shares (100,000) $3.94 March 15, 2026 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 16, 2015 ABUS Common Stock Direct
March 16, 2015 ABUS Common Stock Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ABUS

Ph.D. Chief Scientific Officer
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $492,000 $238,380 $720,208 $147,600 $16,500 $1,614,688
2022 $468,000 $619,775 $149,760 $10,675 $1,248,210
2021 $452,100 $938,944 $207,966 $10,150 $1,609,160

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.