Michael Kaswan
CIK 1324483 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 30, 2023 · Latest: Jan. 30, 2023
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 12, 2023 | OBIO | M | 29,029 | — | — | 29,029 Direct | -50.00% | Disposed | (price as of 2026-08-20) |
| April 12, 2023 | OBIO | M | 29,029 | — | — | 162,574 Direct | +21.74% | Acquired | (price as of 2026-08-20) |
| Jan. 26, 2023 | OBIO | A | 192,566 | — | — | 192,566 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 26, 2023 | OBIO | A | 58,058 | — | — | 58,058 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 26, 2023 | OBIO | A | 192,566 | — | — | 192,566 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 26, 2023 | OBIO | A | 133,545 | — | — | 133,545 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 12, 2023 | OBIO | Right to Receive Earnout Shares | Common Stock (29,029) | — | — | 29,029 | Disposed |
| Jan. 26, 2023 | OBIO | Nonstatutory Stock Option (Right to Buy) [F1] | Common Stock (192,566) | $10.00 | Aug. 17, 2032 | 192,566 | Acquired |
| Jan. 26, 2023 | OBIO | Right to Receive Earnout Shares [F1] | Common Stock (58,058) | — | — | 58,058 | Acquired |
| Jan. 26, 2023 | OBIO | Nonstatutory Stock Option (Right to Buy) | Common Stock (192,566) | $10.00 | Aug. 25, 2032 | 192,566 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 30, 2023 | OBIO | Warrants (Right to Buy)→ Common Stock, par value $0.0001 per share ("Common Stock") (75,000) | 75,000 | Direct |