Michelle Oroschakoff
CIK 1585874 · View on SEC EDGAR ↗
First SEC filing: Sept. 5, 2013 · Latest: Sept. 5, 2013
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 27, 2023 | LPLA | S 10b5-1 | 1,000 | $245.24 | $245,240 | 27,661 Direct | -3.49% | Disposed | 46.2% (price as of 2026-08-21) |
| Feb. 27, 2023 | LPLA | S 10b5-1 | 2,408 | $246.10 | $592,609 | 25,253 Direct | -8.71% | Disposed | 45.7% (price as of 2026-08-21) |
| Feb. 27, 2023 | LPLA | S 10b5-1 | 1,401 | $246.99 | $346,033 | 23,852 Direct | -5.55% | Disposed | 45.2% (price as of 2026-08-21) |
| Feb. 17, 2023 | LPLA | S 10b5-1 | 200 | $246.91 | $49,382 | 32,910 Direct | -0.60% | Disposed | 45.2% (price as of 2026-08-21) |
| Feb. 17, 2023 | LPLA | S 10b5-1 | 740 | $248.26 | $183,712 | 32,170 Direct | -2.25% | Disposed | 44.5% (price as of 2026-08-21) |
| Feb. 17, 2023 | LPLA | S 10b5-1 | 5,969 | $249.55 | $1,489,564 | 26,201 Direct | -18.55% | Disposed | 43.7% (price as of 2026-08-21) |
| Feb. 17, 2023 | LPLA | S 10b5-1 | 2,874 | $250.33 | $719,448 | 23,327 Direct | -10.97% | Disposed | 43.3% (price as of 2026-08-21) |
| Feb. 16, 2023 | LPLA | S | 7,990 | $248.19 | $1,983,038 | 33,110 Direct | -19.44% | Disposed | 44.5% (price as of 2026-08-21) |
| Nov. 17, 2022 | LPLA | S 10b5-1 | 5,213 | $213.80 | $1,114,539 | 41,100 Direct | -11.26% | Disposed | 67.7% (price as of 2026-08-21) |
| Aug. 17, 2022 | LPLA | S 10b5-1 | 6,086 | $225.88 | $1,374,706 | 45,430 Direct | -11.81% | Disposed | 58.8% (price as of 2026-08-21) |
| Aug. 17, 2022 | LPLA | S 10b5-1 | 3,043 | $228.09 | $694,078 | 42,387 Direct | -6.70% | Disposed | 57.2% (price as of 2026-08-21) |
| Aug. 17, 2022 | LPLA | S 10b5-1 | 1,300 | $228.77 | $297,401 | 41,087 Direct | -3.07% | Disposed | 56.8% (price as of 2026-08-21) |
| Aug. 17, 2022 | LPLA | S 10b5-1 | 1,709 | $230.06 | $393,173 | 39,378 Direct | -4.16% | Disposed | 55.9% (price as of 2026-08-21) |
| Aug. 17, 2022 | LPLA | S 10b5-1 | 400 | $230.98 | $92,392 | 38,978 Direct | -1.02% | Disposed | 55.3% (price as of 2026-08-21) |
| Aug. 17, 2022 | LPLA | S 10b5-1 | 345 | $231.90 | $80,006 | 38,633 Direct | -0.89% | Disposed | 54.6% (price as of 2026-08-21) |
| May 16, 2022 | LPLA | S 10b5-1 | 1,644 | $170.78 | $280,762 | 56,148 Direct | -2.84% | Disposed | 110.0% (price as of 2026-08-21) |
| May 16, 2022 | LPLA | S 10b5-1 | 5,217 | $171.96 | $897,115 | 50,931 Direct | -9.29% | Disposed | 108.5% (price as of 2026-08-21) |
| May 16, 2022 | LPLA | S 10b5-1 | 8,528 | $172.62 | $1,472,103 | 42,403 Direct | -16.74% | Disposed | 107.8% (price as of 2026-08-21) |
| May 16, 2022 | LPLA | S 10b5-1 | 320 | $173.80 | $55,616 | 42,083 Direct | -0.75% | Disposed | 106.3% (price as of 2026-08-21) |
| May 16, 2022 | LPLA | S 10b5-1 | 15 | $174.89 | $2,623 | 42,068 Direct | -0.04% | Disposed | 105.1% (price as of 2026-08-21) |
| Feb. 16, 2022 | LPLA | S 10b5-1 | 10,117 | $184.57 | $1,867,295 | 39,080 Direct | -20.56% | Disposed | 94.3% (price as of 2026-08-21) |
| Feb. 16, 2022 | LPLA | S 10b5-1 | 300 | $186.34 | $55,902 | 38,780 Direct | -0.77% | Disposed | 92.5% (price as of 2026-08-21) |
| Feb. 16, 2022 | LPLA | S 10b5-1 | 3,221 | $187.19 | $602,939 | 35,559 Direct | -8.31% | Disposed | 91.6% (price as of 2026-08-21) |
| Feb. 16, 2022 | LPLA | S 10b5-1 | 700 | $188.32 | $131,824 | 34,859 Direct | -1.97% | Disposed | 90.4% (price as of 2026-08-21) |
| Feb. 16, 2022 | LPLA | S 10b5-1 | 879 | $189.07 | $166,193 | 33,980 Direct | -2.52% | Disposed | 89.7% (price as of 2026-08-21) |
| Nov. 16, 2021 | LPLA | S 10b5-1 | 12,610 | $166.43 | $2,098,682 | 33,597 Direct | -27.29% | Disposed | 115.5% (price as of 2026-08-21) |
| Nov. 16, 2021 | LPLA | S 10b5-1 | 1,470 | $167.68 | $246,490 | 32,127 Direct | -4.38% | Disposed | 113.9% (price as of 2026-08-21) |
| Nov. 16, 2021 | LPLA | S 10b5-1 | 2,000 | $168.72 | $337,440 | 30,127 Direct | -6.23% | Disposed | 112.6% (price as of 2026-08-21) |
| Nov. 16, 2021 | LPLA | S 10b5-1 | 930 | $169.49 | $157,626 | 29,197 Direct | -3.09% | Disposed | 111.6% (price as of 2026-08-21) |
| Aug. 16, 2021 | LPLA | S 10b5-1 | 5,848 | $143.69 | $840,299 | 38,544 Direct | -13.17% | Disposed | 149.6% (price as of 2026-08-21) |
| Aug. 16, 2021 | LPLA | S 10b5-1 | 8,537 | $143.98 | $1,229,157 | 30,007 Direct | -22.15% | Disposed | 149.1% (price as of 2026-08-21) |
| Aug. 16, 2021 | LPLA | S 10b5-1 | 3,800 | $145.11 | $551,418 | 26,207 Direct | -12.66% | Disposed | 147.1% (price as of 2026-08-21) |
| May 12, 2021 | LPLA | S 10b5-1 | 4,000 | $147.43 | $589,720 | 24,392 Direct | -14.09% | Disposed | 143.2% (price as of 2026-08-21) |
| Feb. 26, 2021 | LPLA | S 10b5-1 | 943 | $130.23 | $122,807 | 24,392 Direct | -3.72% | Disposed | 175.4% (price as of 2026-08-21) |
| Feb. 24, 2021 | LPLA | S 10b5-1 | 513 | $134.94 | $69,224 | 23,725 Direct | -2.12% | Disposed | 165.8% (price as of 2026-08-21) |
| Feb. 12, 2021 | LPLA | S 10b5-1 | 4,000 | $128.16 | $512,640 | 19,857 Direct | -16.77% | Disposed | 179.8% (price as of 2026-08-21) |
| Nov. 12, 2020 | LPLA | S 10b5-1 | 4,000 | $86.79 | $347,160 | 19,857 Direct | -16.77% | Disposed | 313.2% (price as of 2026-08-21) |
| Aug. 12, 2020 | LPLA | S 10b5-1 | 4,000 | $84.33 | $337,320 | 19,857 Direct | -16.77% | Disposed | 325.3% (price as of 2026-08-21) |
| Feb. 26, 2020 | LPLA | S 10b5-1 | 558 | $84.86 | $47,352 | 10,749 Direct | -4.93% | Disposed | 322.6% (price as of 2026-08-21) |
| Feb. 25, 2020 | LPLA | S 10b5-1 | 665 | $87.78 | $58,374 | 8,545 Direct | -7.22% | Disposed | 308.5% (price as of 2026-08-21) |
| Feb. 13, 2020 | LPLA | S 10b5-1 | 5,000 | $94.95 | $474,750 | 9,563 Direct | -34.33% | Disposed | 277.7% (price as of 2026-08-21) |
| Nov. 13, 2019 | LPLA | S 10b5-1 | 5,000 | $85.95 | $429,750 | 9,563 Direct | -34.33% | Disposed | 317.2% (price as of 2026-08-21) |
| Aug. 13, 2019 | LPLA | S 10b5-1 | 5,000 | $71.67 | $358,350 | 9,563 Direct | -34.33% | Disposed | 400.4% (price as of 2026-08-21) |
| May 28, 2019 | LPLA | S 10b5-1 | 6,000 | $84.51 | $507,060 | 9,563 Direct | -38.55% | Disposed | 324.4% (price as of 2026-08-21) |
| March 14, 2019 | LPLA | S 10b5-1 | 1,214 | $73.81 | $89,605 | 9,563 Direct | -11.26% | Disposed | 385.9% (price as of 2026-08-21) |
Showing latest 100 of 145 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 17, 2022 | LPLA | Option to purchase Common Stock | Common Stock (7,680) | $77.53 | Feb. 25, 2029 | 7,680 | Disposed |
| Aug. 17, 2022 | LPLA | Option to purchase Common Stock | Common Stock (9,448) | $65.50 | Feb. 23, 2028 | 9,448 | Disposed |
| May 16, 2022 | LPLA | Option to purchase Common Stock | Common Stock (7,160) | $19.85 | Feb. 25, 2026 | 7,160 | Disposed |
| May 16, 2022 | LPLA | Option to purchase Common Stock | Common Stock (12,744) | $39.48 | March 13, 2027 | 12,744 | Disposed |
| Feb. 16, 2022 | LPLA | Option to purchase Common Stock | Common Stock (20,000) | $19.85 | Feb. 25, 2026 | 20,000 | Disposed |
| Nov. 16, 2021 | LPLA | Option to purchase Common Stock | Common Stock (11,309) | $45.55 | March 6, 2025 | 11,309 | Disposed |
| Nov. 16, 2021 | LPLA | Option to purchase Common Stock | Common Stock (8,691) | $19.85 | Feb. 25, 2026 | 8,691 | Disposed |
| Aug. 16, 2021 | LPLA | Option to purchase Common Stock | Common Stock (8,715) | $48.09 | Sept. 3, 2024 | 8,715 | Disposed |
| Aug. 16, 2021 | LPLA | Option to purchase Common Stock | Common Stock (6,455) | $45.55 | March 6, 2025 | 6,455 | Disposed |
| Aug. 16, 2021 | LPLA | Option to purchase Common Stock | Common Stock (4,830) | $45.55 | March 6, 2025 | 4,830 | Disposed |
| May 12, 2021 | LPLA | Option to purchase Common Stock | Common Stock (4,000) | $48.09 | Sept. 3, 2024 | 4,000 | Disposed |
| Feb. 12, 2021 | LPLA | Option to purchase Common Stock | Common Stock (3,802) | $54.81 | Feb. 24, 2024 | 3,802 | Disposed |
| Feb. 12, 2021 | LPLA | Option to purchase Common Stock | Common Stock (198) | $48.09 | Sept. 3, 2024 | 198 | Disposed |
| Nov. 12, 2020 | LPLA | Option to purchase Common Stock | Common Stock (4,000) | $54.81 | Feb. 24, 2024 | 4,000 | Disposed |
| Aug. 12, 2020 | LPLA | Option to purchase Common Stock | Common Stock (4,000) | $54.81 | Feb. 24, 2024 | 4,000 | Disposed |
| Feb. 13, 2020 | LPLA | Option to purchase Common Stock | Common Stock (5,000) | $48.09 | Sept. 3, 2024 | 5,000 | Disposed |
| Nov. 13, 2019 | LPLA | Option to purchase Common Stock | Common Stock (5,000) | $48.09 | Sept. 3, 2024 | 5,000 | Disposed |
| Aug. 13, 2019 | LPLA | Option to purchase Common Stock | Common Stock (4,734) | $36.88 | Sept. 3, 2023 | 4,734 | Disposed |
| Aug. 13, 2019 | LPLA | Option to purchase Common Stock | Common Stock (266) | $48.09 | Sept. 3, 2024 | 266 | Disposed |
| May 28, 2019 | LPLA | Option to purchase Common Stock | Common Stock (6,000) | $36.88 | Sept. 3, 2023 | 6,000 | Disposed |
| Feb. 26, 2019 | LPLA | Option to purchase Common Stock | Common Stock (6,000) | $36.88 | Sept. 3, 2023 | 6,000 | Disposed |
| Feb. 25, 2019 | LPLA | Option to purchase Common Stock | Common Stock (7,680) | $77.53 | Feb. 25, 2029 | 7,680 | Acquired |
| Nov. 27, 2018 | LPLA | Option to purchase Common Stock | Common Stock (6,000) | $36.88 | Sept. 3, 2023 | 6,000 | Disposed |
| Aug. 27, 2018 | LPLA | Option to purchase Common Stock | Common Stock (6,000) | $36.88 | Sept. 3, 2023 | 6,000 | Disposed |
| Feb. 23, 2018 | LPLA | Option to purchase Common Stock | Common Stock (9,448) | $65.50 | Feb. 23, 2028 | 9,448 | Acquired |
| March 13, 2017 | LPLA | Option to purchase Common Stock | Common Stock (12,744) | $39.48 | March 13, 2027 | 12,744 | Acquired |
| Feb. 25, 2016 | LPLA | Option to purchase Common Stock | Common Stock (35,851) | $19.85 | Feb. 25, 2026 | 35,851 | Acquired |
| March 6, 2015 | LPLA | Option to purchase Common Stock | Common Stock (16,139) | $45.55 | March 6, 2025 | 16,139 | Acquired |
| March 6, 2015 | LPLA | Option to purchase Common Stock | Common Stock (6,455) | $45.55 | March 6, 2025 | 6,455 | Acquired |
| Sept. 3, 2014 | LPLA | Option to purchase Common Stock | Common Stock (23,179) | $48.09 | Sept. 3, 2024 | 23,179 | Acquired |
| Feb. 24, 2014 | LPLA | Option to purchase common stock | Common Stock (11,802) | $54.81 | Feb. 24, 2024 | 11,802 | Acquired |
| Sept. 3, 2013 | LPLA | Option to purchase common stock | Common Stock (28,734) | $36.88 | Sept. 3, 2023 | 28,734 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 5, 2013 | LPLA | No securities are beneficially owned | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
LPLA
Chief Risk Officer| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2014 | $350,000 | — | — | — | $395,000 | — | $301,913 | $1,841,041 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.