Michelle Oroschakoff

CIK 1585874 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 5, 2013 · Latest: Sept. 5, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 55 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

55 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 27, 2023 LPLA S 10b5-1 1,000 $245.24 $245,240 27,661 Direct -3.49% Disposed 46.2% (price as of 2026-08-21)
Feb. 27, 2023 LPLA S 10b5-1 2,408 $246.10 $592,609 25,253 Direct -8.71% Disposed 45.7% (price as of 2026-08-21)
Feb. 27, 2023 LPLA S 10b5-1 1,401 $246.99 $346,033 23,852 Direct -5.55% Disposed 45.2% (price as of 2026-08-21)
Feb. 17, 2023 LPLA S 10b5-1 200 $246.91 $49,382 32,910 Direct -0.60% Disposed 45.2% (price as of 2026-08-21)
Feb. 17, 2023 LPLA S 10b5-1 740 $248.26 $183,712 32,170 Direct -2.25% Disposed 44.5% (price as of 2026-08-21)
Feb. 17, 2023 LPLA S 10b5-1 5,969 $249.55 $1,489,564 26,201 Direct -18.55% Disposed 43.7% (price as of 2026-08-21)
Feb. 17, 2023 LPLA S 10b5-1 2,874 $250.33 $719,448 23,327 Direct -10.97% Disposed 43.3% (price as of 2026-08-21)
Feb. 16, 2023 LPLA S 7,990 $248.19 $1,983,038 33,110 Direct -19.44% Disposed 44.5% (price as of 2026-08-21)
Nov. 17, 2022 LPLA S 10b5-1 5,213 $213.80 $1,114,539 41,100 Direct -11.26% Disposed 67.7% (price as of 2026-08-21)
Aug. 17, 2022 LPLA S 10b5-1 6,086 $225.88 $1,374,706 45,430 Direct -11.81% Disposed 58.8% (price as of 2026-08-21)
Aug. 17, 2022 LPLA S 10b5-1 3,043 $228.09 $694,078 42,387 Direct -6.70% Disposed 57.2% (price as of 2026-08-21)
Aug. 17, 2022 LPLA S 10b5-1 1,300 $228.77 $297,401 41,087 Direct -3.07% Disposed 56.8% (price as of 2026-08-21)
Aug. 17, 2022 LPLA S 10b5-1 1,709 $230.06 $393,173 39,378 Direct -4.16% Disposed 55.9% (price as of 2026-08-21)
Aug. 17, 2022 LPLA S 10b5-1 400 $230.98 $92,392 38,978 Direct -1.02% Disposed 55.3% (price as of 2026-08-21)
Aug. 17, 2022 LPLA S 10b5-1 345 $231.90 $80,006 38,633 Direct -0.89% Disposed 54.6% (price as of 2026-08-21)
May 16, 2022 LPLA S 10b5-1 1,644 $170.78 $280,762 56,148 Direct -2.84% Disposed 110.0% (price as of 2026-08-21)
May 16, 2022 LPLA S 10b5-1 5,217 $171.96 $897,115 50,931 Direct -9.29% Disposed 108.5% (price as of 2026-08-21)
May 16, 2022 LPLA S 10b5-1 8,528 $172.62 $1,472,103 42,403 Direct -16.74% Disposed 107.8% (price as of 2026-08-21)
May 16, 2022 LPLA S 10b5-1 320 $173.80 $55,616 42,083 Direct -0.75% Disposed 106.3% (price as of 2026-08-21)
May 16, 2022 LPLA S 10b5-1 15 $174.89 $2,623 42,068 Direct -0.04% Disposed 105.1% (price as of 2026-08-21)
Feb. 16, 2022 LPLA S 10b5-1 10,117 $184.57 $1,867,295 39,080 Direct -20.56% Disposed 94.3% (price as of 2026-08-21)
Feb. 16, 2022 LPLA S 10b5-1 300 $186.34 $55,902 38,780 Direct -0.77% Disposed 92.5% (price as of 2026-08-21)
Feb. 16, 2022 LPLA S 10b5-1 3,221 $187.19 $602,939 35,559 Direct -8.31% Disposed 91.6% (price as of 2026-08-21)
Feb. 16, 2022 LPLA S 10b5-1 700 $188.32 $131,824 34,859 Direct -1.97% Disposed 90.4% (price as of 2026-08-21)
Feb. 16, 2022 LPLA S 10b5-1 879 $189.07 $166,193 33,980 Direct -2.52% Disposed 89.7% (price as of 2026-08-21)
Nov. 16, 2021 LPLA S 10b5-1 12,610 $166.43 $2,098,682 33,597 Direct -27.29% Disposed 115.5% (price as of 2026-08-21)
Nov. 16, 2021 LPLA S 10b5-1 1,470 $167.68 $246,490 32,127 Direct -4.38% Disposed 113.9% (price as of 2026-08-21)
Nov. 16, 2021 LPLA S 10b5-1 2,000 $168.72 $337,440 30,127 Direct -6.23% Disposed 112.6% (price as of 2026-08-21)
Nov. 16, 2021 LPLA S 10b5-1 930 $169.49 $157,626 29,197 Direct -3.09% Disposed 111.6% (price as of 2026-08-21)
Aug. 16, 2021 LPLA S 10b5-1 5,848 $143.69 $840,299 38,544 Direct -13.17% Disposed 149.6% (price as of 2026-08-21)
Aug. 16, 2021 LPLA S 10b5-1 8,537 $143.98 $1,229,157 30,007 Direct -22.15% Disposed 149.1% (price as of 2026-08-21)
Aug. 16, 2021 LPLA S 10b5-1 3,800 $145.11 $551,418 26,207 Direct -12.66% Disposed 147.1% (price as of 2026-08-21)
May 12, 2021 LPLA S 10b5-1 4,000 $147.43 $589,720 24,392 Direct -14.09% Disposed 143.2% (price as of 2026-08-21)
Feb. 26, 2021 LPLA S 10b5-1 943 $130.23 $122,807 24,392 Direct -3.72% Disposed 175.4% (price as of 2026-08-21)
Feb. 24, 2021 LPLA S 10b5-1 513 $134.94 $69,224 23,725 Direct -2.12% Disposed 165.8% (price as of 2026-08-21)
Feb. 12, 2021 LPLA S 10b5-1 4,000 $128.16 $512,640 19,857 Direct -16.77% Disposed 179.8% (price as of 2026-08-21)
Nov. 12, 2020 LPLA S 10b5-1 4,000 $86.79 $347,160 19,857 Direct -16.77% Disposed 313.2% (price as of 2026-08-21)
Aug. 12, 2020 LPLA S 10b5-1 4,000 $84.33 $337,320 19,857 Direct -16.77% Disposed 325.3% (price as of 2026-08-21)
Feb. 26, 2020 LPLA S 10b5-1 558 $84.86 $47,352 10,749 Direct -4.93% Disposed 322.6% (price as of 2026-08-21)
Feb. 25, 2020 LPLA S 10b5-1 665 $87.78 $58,374 8,545 Direct -7.22% Disposed 308.5% (price as of 2026-08-21)
Feb. 13, 2020 LPLA S 10b5-1 5,000 $94.95 $474,750 9,563 Direct -34.33% Disposed 277.7% (price as of 2026-08-21)
Nov. 13, 2019 LPLA S 10b5-1 5,000 $85.95 $429,750 9,563 Direct -34.33% Disposed 317.2% (price as of 2026-08-21)
Aug. 13, 2019 LPLA S 10b5-1 5,000 $71.67 $358,350 9,563 Direct -34.33% Disposed 400.4% (price as of 2026-08-21)
May 28, 2019 LPLA S 10b5-1 6,000 $84.51 $507,060 9,563 Direct -38.55% Disposed 324.4% (price as of 2026-08-21)
March 14, 2019 LPLA S 10b5-1 1,214 $73.81 $89,605 9,563 Direct -11.26% Disposed 385.9% (price as of 2026-08-21)

Showing latest 100 of 145 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 17, 2022 LPLA Option to purchase Common Stock Common Stock (7,680) $77.53 Feb. 25, 2029 7,680 Disposed
Aug. 17, 2022 LPLA Option to purchase Common Stock Common Stock (9,448) $65.50 Feb. 23, 2028 9,448 Disposed
May 16, 2022 LPLA Option to purchase Common Stock Common Stock (7,160) $19.85 Feb. 25, 2026 7,160 Disposed
May 16, 2022 LPLA Option to purchase Common Stock Common Stock (12,744) $39.48 March 13, 2027 12,744 Disposed
Feb. 16, 2022 LPLA Option to purchase Common Stock Common Stock (20,000) $19.85 Feb. 25, 2026 20,000 Disposed
Nov. 16, 2021 LPLA Option to purchase Common Stock Common Stock (11,309) $45.55 March 6, 2025 11,309 Disposed
Nov. 16, 2021 LPLA Option to purchase Common Stock Common Stock (8,691) $19.85 Feb. 25, 2026 8,691 Disposed
Aug. 16, 2021 LPLA Option to purchase Common Stock Common Stock (8,715) $48.09 Sept. 3, 2024 8,715 Disposed
Aug. 16, 2021 LPLA Option to purchase Common Stock Common Stock (6,455) $45.55 March 6, 2025 6,455 Disposed
Aug. 16, 2021 LPLA Option to purchase Common Stock Common Stock (4,830) $45.55 March 6, 2025 4,830 Disposed
May 12, 2021 LPLA Option to purchase Common Stock Common Stock (4,000) $48.09 Sept. 3, 2024 4,000 Disposed
Feb. 12, 2021 LPLA Option to purchase Common Stock Common Stock (3,802) $54.81 Feb. 24, 2024 3,802 Disposed
Feb. 12, 2021 LPLA Option to purchase Common Stock Common Stock (198) $48.09 Sept. 3, 2024 198 Disposed
Nov. 12, 2020 LPLA Option to purchase Common Stock Common Stock (4,000) $54.81 Feb. 24, 2024 4,000 Disposed
Aug. 12, 2020 LPLA Option to purchase Common Stock Common Stock (4,000) $54.81 Feb. 24, 2024 4,000 Disposed
Feb. 13, 2020 LPLA Option to purchase Common Stock Common Stock (5,000) $48.09 Sept. 3, 2024 5,000 Disposed
Nov. 13, 2019 LPLA Option to purchase Common Stock Common Stock (5,000) $48.09 Sept. 3, 2024 5,000 Disposed
Aug. 13, 2019 LPLA Option to purchase Common Stock Common Stock (4,734) $36.88 Sept. 3, 2023 4,734 Disposed
Aug. 13, 2019 LPLA Option to purchase Common Stock Common Stock (266) $48.09 Sept. 3, 2024 266 Disposed
May 28, 2019 LPLA Option to purchase Common Stock Common Stock (6,000) $36.88 Sept. 3, 2023 6,000 Disposed
Feb. 26, 2019 LPLA Option to purchase Common Stock Common Stock (6,000) $36.88 Sept. 3, 2023 6,000 Disposed
Feb. 25, 2019 LPLA Option to purchase Common Stock Common Stock (7,680) $77.53 Feb. 25, 2029 7,680 Acquired
Nov. 27, 2018 LPLA Option to purchase Common Stock Common Stock (6,000) $36.88 Sept. 3, 2023 6,000 Disposed
Aug. 27, 2018 LPLA Option to purchase Common Stock Common Stock (6,000) $36.88 Sept. 3, 2023 6,000 Disposed
Feb. 23, 2018 LPLA Option to purchase Common Stock Common Stock (9,448) $65.50 Feb. 23, 2028 9,448 Acquired
March 13, 2017 LPLA Option to purchase Common Stock Common Stock (12,744) $39.48 March 13, 2027 12,744 Acquired
Feb. 25, 2016 LPLA Option to purchase Common Stock Common Stock (35,851) $19.85 Feb. 25, 2026 35,851 Acquired
March 6, 2015 LPLA Option to purchase Common Stock Common Stock (16,139) $45.55 March 6, 2025 16,139 Acquired
March 6, 2015 LPLA Option to purchase Common Stock Common Stock (6,455) $45.55 March 6, 2025 6,455 Acquired
Sept. 3, 2014 LPLA Option to purchase Common Stock Common Stock (23,179) $48.09 Sept. 3, 2024 23,179 Acquired
Feb. 24, 2014 LPLA Option to purchase common stock Common Stock (11,802) $54.81 Feb. 24, 2024 11,802 Acquired
Sept. 3, 2013 LPLA Option to purchase common stock Common Stock (28,734) $36.88 Sept. 3, 2023 28,734 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 5, 2013 LPLA No securities are beneficially owned 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

LPLA

Chief Risk Officer
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2014 $350,000 $395,000 $301,913 $1,841,041

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.