Mitchell A Saltz
First SEC filing: March 27, 2018 · Latest: March 27, 2018
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 1, 2020 | SWBI | S 10b5-1 | 6,914 | $14.99 | $103,641 | 18,456 Direct | -27.25% | Disposed | 26.4% (price as of 2026-10-05) |
| Sept. 25, 2019 | SWBI | A | 14,455 | · | · | 25,370 Direct | +132.43% | Acquired | (price as of 2026-10-05) |
| Oct. 5, 2018 | QRHC | S 10b5-1 | 36,500 | $2.63 | $95,995 | 1,444,911 Indirect | -2.46% | Disposed | -48.7% (price as of 2026-10-05) |
| Oct. 4, 2018 | QRHC | S 10b5-1 | 6,000 | $2.64 | $15,840 | 1,481,411 Indirect | -0.40% | Disposed | -48.9% (price as of 2026-10-05) |
| Oct. 3, 2018 | QRHC | S 10b5-1 | 22,500 | $2.73 | $61,425 | 1,487,411 Indirect | -1.49% | Disposed | -50.5% (price as of 2026-10-05) |
| Sept. 26, 2018 | SWBI | A | 5,501 | · | · | 10,915 Direct | +101.61% | Acquired | (price as of 2026-10-05) |
| Sept. 25, 2018 | QRHC | S 10b5-1 | 8,500 | $2.51 | $21,335 | 1,509,911 Indirect | -0.56% | Disposed | -46.2% (price as of 2026-10-05) |
| Sept. 19, 2017 | SWBI | A | 5,414 | · | · | 8,526 Direct | +173.97% | Acquired | (price as of 2026-10-05) |
| Oct. 6, 2016 | SWBI | S 10b5-1 | 3,000 | $25.35 | $76,050 | 57,000 Indirect | -5.00% | Disposed | -25.3% (price as of 2026-10-05) |
| Sept. 20, 2016 | SWBI | A | 3,112 | · | · | 6,914 Direct | +81.85% | Acquired | (price as of 2026-10-05) |
| June 14, 2016 | QRHC | A | 480,000 | · | · | 480,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 16, 2015 | QRHC | A | 100,000 | · | · | 100,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 11, 2015 | SWBI | S 10b5-1 | 10,000 | $22.84 | $228,400 | 3,802 Direct | -72.45% | Disposed | -17.1% (price as of 2026-10-05) |
| Dec. 11, 2015 | SWBI | M | 10,000 | · | · | 0 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 11, 2015 | SWBI | S 10b5-1 | 12,534 | $22.85 | $286,402 | 60,000 Indirect | -17.28% | Disposed | -17.1% (price as of 2026-10-05) |
| Dec. 11, 2015 | SWBI | M | 10,000 | $12.88 | $128,800 | 13,802 Direct | +263.02% | Acquired | 47.1% (price as of 2026-10-05) |
| Sept. 15, 2015 | SWBI | A | 3,802 | · | · | 16,336 Direct | +30.33% | Acquired | (price as of 2026-10-05) |
| Dec. 17, 2014 | QRHC | A | 25,000 | · | · | 25,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 21, 2014 | SWBI | A | 6,500 | · | · | 12,534 Direct | +107.72% | Acquired | (price as of 2026-10-05) |
| April 28, 2014 | QRHC | S | 6,000,000 | · | · | 6,000,000 Indirect | -50.00% | Disposed | (price as of 2026-10-05) |
| April 3, 2014 | SWBI | S 10b5-1 | 74,100 | $15.00 | $1,111,500 | 60,000 Indirect | -55.26% | Disposed | 26.3% (price as of 2026-10-05) |
| April 3, 2014 | SWBI | S 10b5-1 | 50,000 | $15.01 | $750,500 | 134,100 Indirect | -27.16% | Disposed | 26.2% (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | $5.79 | $57,900 | 46,034 Direct | +27.75% | Acquired | 227.2% (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | $4.44 | $44,400 | 36,034 Direct | +38.41% | Acquired | 326.6% (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | $5.31 | $53,100 | 26,034 Direct | +62.37% | Acquired | 256.7% (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | $1.68 | $16,800 | 16,034 Direct | +165.73% | Acquired | 1027.5% (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | S 10b5-1 | 5,000 | $13.44 | $67,200 | 184,100 Indirect | -2.64% | Disposed | 40.9% (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | S 10b5-1 | 60,000 | $13.33 | $799,800 | 6,034 Direct | -90.86% | Disposed | 42.1% (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | $2.65 | $26,500 | 66,034 Direct | +17.85% | Acquired | 614.8% (price as of 2026-10-05) |
| Jan. 3, 2014 | SWBI | M | 10,000 | $3.69 | $36,900 | 56,034 Direct | +21.72% | Acquired | 413.3% (price as of 2026-10-05) |
| Oct. 18, 2013 | QRHC | A | 25,000 | · | · | 25,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 18, 2013 | QRHC | A | 25,000 | · | · | 25,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 23, 2013 | SWBI | A | 6,034 | · | · | 11,034 Direct | +120.68% | Acquired | (price as of 2026-10-05) |
| Sept. 15, 2013 | QRHC | S | 400,000 | · | · | 15,353,488 Indirect | -2.54% | Disposed | (price as of 2026-10-05) |
| Aug. 5, 2013 | SWBI | S 10b5-1 | 75,000 | $13.25 | $993,750 | 184,100 Indirect | -28.95% | Disposed | 43.0% (price as of 2026-10-05) |
| Aug. 2, 2013 | SWBI | S 10b5-1 | 75,000 | $12.50 | $937,500 | 259,100 Indirect | -22.45% | Disposed | 51.5% (price as of 2026-10-05) |
| Aug. 2, 2013 | SWBI | S 10b5-1 | 30,000 | $12.15 | $364,500 | 334,100 Indirect | -8.24% | Disposed | 55.9% (price as of 2026-10-05) |
| Aug. 2, 2013 | SWBI | S 10b5-1 | 30,000 | $12.14 | $364,200 | 364,100 Indirect | -7.61% | Disposed | 56.0% (price as of 2026-10-05) |
| Aug. 2, 2013 | SWBI | S 10b5-1 | 30,000 | $12.05 | $361,500 | 394,100 Indirect | -7.07% | Disposed | 57.2% (price as of 2026-10-05) |
| Aug. 2, 2013 | SWBI | S 10b5-1 | 60,000 | $12.10 | $726,000 | 424,100 Indirect | -12.39% | Disposed | 56.6% (price as of 2026-10-05) |
| Aug. 1, 2013 | SWBI | M | 95,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Aug. 1, 2013 | SWBI | S 10b5-1 | 95,000 | $12.00 | $1,140,000 | 5,000 Direct | -95.00% | Disposed | 57.9% (price as of 2026-10-05) |
| Aug. 1, 2013 | SWBI | M | 95,000 | $1.65 | $156,750 | 100,000 Direct | +1900.00% | Acquired | 1048.0% (price as of 2026-10-05) |
| July 16, 2013 | QRHC | C | None | · | · | · Indirect | · | Disposed | (price as of 2026-10-05) |
| July 16, 2013 | QRHC | C | 8,382,597 | $0.36 | $3,017,735 | 15,753,488 Indirect | +113.73% | Acquired | -53.1% (price as of 2026-10-05) |
| April 3, 2013 | SWBI | S 10b5-1 | 2,420 | $8.60 | $20,812 | 556,680 Indirect | -0.43% | Disposed | 120.3% (price as of 2026-10-05) |
| April 3, 2013 | SWBI | S 10b5-1 | 27,580 | $8.51 | $234,706 | 529,100 Indirect | -4.95% | Disposed | 122.6% (price as of 2026-10-05) |
| April 3, 2013 | SWBI | S 10b5-1 | 25,000 | $8.50 | $212,500 | 504,100 Indirect | -4.73% | Disposed | 122.9% (price as of 2026-10-05) |
| April 3, 2013 | SWBI | S 10b5-1 | 20,000 | $8.51 | $170,200 | 484,100 Indirect | -3.97% | Disposed | 122.6% (price as of 2026-10-05) |
| March 29, 2013 | QRHC | X | 500,000 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| March 29, 2013 | QRHC | A | 500,000 | · | · | 500,000 Indirect | · | Acquired | (price as of 2026-10-05) |
| March 29, 2013 | QRHC | X | 5,524,461 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| March 29, 2013 | QRHC | A | 5,524,461 | · | · | 5,524,461 Indirect | · | Acquired | (price as of 2026-10-05) |
| March 29, 2013 | QRHC | D | 4,000,000 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| March 29, 2013 | QRHC | X | 1,381,115 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| March 29, 2013 | QRHC | F | 172,797 | $3.00 | $518,391 | 7,370,891 Indirect | -2.29% | Disposed | -94.4% (price as of 2026-10-05) |
| March 29, 2013 | QRHC | X | 7,405,576 | $0.37 | $2,740,063 | 7,543,688 Indirect | +5362.01% | Acquired | -54.4% (price as of 2026-10-05) |
| Nov. 19, 2012 | QRHC | A | 50,000 | · | · | 50,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Nov. 19, 2012 | QRHC | A | 50,000 | · | · | 50,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 1, 2012 | SWBI | A | 5,000 | · | · | 5,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 18, 2012 | SWBI | S 10b5-1 | 10,000 | $11.03 | $110,300 | 559,100 Indirect | -1.76% | Disposed | 71.7% (price as of 2026-10-05) |
| Sept. 18, 2012 | SWBI | S 10b5-1 | 40,000 | $11.02 | $440,800 | 569,100 Indirect | -6.57% | Disposed | 71.9% (price as of 2026-10-05) |
| Sept. 18, 2012 | SWBI | S 10b5-1 | 720 | $11.01 | $7,927 | 609,100 Indirect | -0.12% | Disposed | 72.0% (price as of 2026-10-05) |
| Sept. 18, 2012 | SWBI | S 10b5-1 | 59,280 | $11.00 | $652,080 | 609,820 Indirect | -8.86% | Disposed | 72.2% (price as of 2026-10-05) |
| July 30, 2012 | SWBI | S 10b5-1 | 25,000 | $10.02 | $250,500 | 669,100 Indirect | -3.60% | Disposed | 89.0% (price as of 2026-10-05) |
| July 30, 2012 | SWBI | S 10b5-1 | 25,000 | $10.01 | $250,250 | 694,100 Indirect | -3.48% | Disposed | 89.2% (price as of 2026-10-05) |
| July 30, 2012 | SWBI | S 10b5-1 | 34,480 | $10.00 | $344,800 | 719,100 Indirect | -4.58% | Disposed | 89.4% (price as of 2026-10-05) |
| July 16, 2012 | SWBI | S 10b5-1 | 15,520 | $10.00 | $155,200 | 753,580 Indirect | -2.02% | Disposed | 89.4% (price as of 2026-10-05) |
| July 13, 2012 | SWBI | S 10b5-1 | 25,000 | $9.51 | $237,750 | 769,100 Indirect | -3.15% | Disposed | 99.2% (price as of 2026-10-05) |
| July 13, 2012 | SWBI | S 10b5-1 | 70,000 | $9.50 | $665,000 | 794,100 Indirect | -8.10% | Disposed | 99.4% (price as of 2026-10-05) |
| July 5, 2012 | SWBI | S 10b5-1 | 10,000 | $9.02 | $90,200 | 864,100 Indirect | -1.14% | Disposed | 110.0% (price as of 2026-10-05) |
| July 5, 2012 | SWBI | S 10b5-1 | 40,000 | $9.01 | $360,400 | 874,100 Indirect | -4.38% | Disposed | 110.2% (price as of 2026-10-05) |
| July 5, 2012 | SWBI | S 10b5-1 | 40,000 | $9.00 | $360,000 | 914,100 Indirect | -4.19% | Disposed | 110.5% (price as of 2026-10-05) |
| April 3, 2012 | SWBI | S 10b5-1 | 15,000 | $8.56 | $128,400 | 954,100 Indirect | -1.55% | Disposed | 121.3% (price as of 2026-10-05) |
| April 3, 2012 | SWBI | S 10b5-1 | 10,000 | $8.56 | $85,600 | 969,100 Indirect | -1.02% | Disposed | 121.3% (price as of 2026-10-05) |
| April 3, 2012 | SWBI | S 10b5-1 | 5,537 | $8.50 | $47,064 | 979,100 Indirect | -0.56% | Disposed | 122.9% (price as of 2026-10-05) |
| April 3, 2012 | SWBI | S 10b5-1 | 20,000 | $8.50 | $170,000 | 984,637 Indirect | -1.99% | Disposed | 122.9% (price as of 2026-10-05) |
| April 2, 2012 | SWBI | S 10b5-1 | 34,463 | $8.50 | $292,936 | 1,004,637 Indirect | -3.32% | Disposed | 122.9% (price as of 2026-10-05) |
| April 2, 2012 | SWBI | S 10b5-1 | 80,000 | $8.00 | $640,000 | 1,039,100 Indirect | -7.15% | Disposed | 136.8% (price as of 2026-10-05) |
| March 22, 2012 | SWBI | S 10b5-1 | 20,000 | $7.72 | $154,400 | 1,119,100 Indirect | -1.76% | Disposed | 145.4% (price as of 2026-10-05) |
| March 22, 2012 | SWBI | S 10b5-1 | 25,000 | $7.69 | $192,250 | 1,139,100 Indirect | -2.15% | Disposed | 146.3% (price as of 2026-10-05) |
| March 22, 2012 | SWBI | S 10b5-1 | 30,000 | $7.59 | $227,700 | 1,164,100 Indirect | -2.51% | Disposed | 149.6% (price as of 2026-10-05) |
| March 22, 2012 | SWBI | S 10b5-1 | 20,000 | $7.33 | $146,600 | 1,194,100 Indirect | -1.65% | Disposed | 158.4% (price as of 2026-10-05) |
| March 22, 2012 | SWBI | S 10b5-1 | 31,310 | $7.17 | $224,493 | 1,214,100 Indirect | -2.51% | Disposed | 164.2% (price as of 2026-10-05) |
| March 21, 2012 | SWBI | S 10b5-1 | 18,690 | $7.01 | $131,017 | 1,245,410 Indirect | -1.48% | Disposed | 170.2% (price as of 2026-10-05) |
| March 13, 2012 | SWBI | S 10b5-1 | 12,078 | $6.78 | $81,889 | 1,264,100 Indirect | -0.95% | Disposed | 179.4% (price as of 2026-10-05) |
| March 13, 2012 | SWBI | S 10b5-1 | 300 | $6.85 | $2,055 | 1,276,178 Indirect | -0.02% | Disposed | 176.5% (price as of 2026-10-05) |
| March 12, 2012 | SWBI | S 10b5-1 | 24,130 | $6.75 | $162,878 | 1,276,478 Indirect | -1.86% | Disposed | 180.6% (price as of 2026-10-05) |
| March 12, 2012 | SWBI | S 10b5-1 | 143,492 | $6.78 | $972,876 | 1,300,608 Indirect | -9.94% | Disposed | 179.4% (price as of 2026-10-05) |
| Sept. 26, 2011 | SWBI | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 24, 2011 | SWBI | S 10b5-1 | 20,000 | $4.00 | $80,000 | 1,444,100 Indirect | -1.37% | Disposed | 373.6% (price as of 2026-10-05) |
| Feb. 24, 2011 | SWBI | S 10b5-1 | 20,000 | $4.01 | $80,200 | 1,464,100 Indirect | -1.35% | Disposed | 372.4% (price as of 2026-10-05) |
| Feb. 24, 2011 | SWBI | S 10b5-1 | 10,000 | $4.03 | $40,300 | 1,484,100 Indirect | -0.67% | Disposed | 370.0% (price as of 2026-10-05) |
| Dec. 14, 2010 | SWBI | S 10b5-1 | 25,000 | $3.75 | $93,750 | 1,494,100 Indirect | -1.65% | Disposed | 405.1% (price as of 2026-10-05) |
Showing latest 100 of 261 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 14, 2016 | QRHC | Director Stock Option (Right to Buy) | Common Stock | $0.39 | June 14, 2026 | 480,000 | Acquired |
| Dec. 16, 2015 | QRHC | Director Stock Option (Right to Buy) | Common Stock | $0.80 | Dec. 16, 2025 | 100,000 | Acquired |
| Dec. 11, 2015 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $12.88 | Sept. 18, 2016 | 10,000 | Acquired |
| Dec. 17, 2014 | QRHC | Director Stock Option (Right to Buy) | Common Stock | $1.45 | Dec. 17, 2024 | 25,000 | Acquired |
| April 28, 2014 | QRHC | Call Options (obligation to sell) [F1] | Common Stock | · | · | 6,000,000 | Disposed |
| Jan. 3, 2014 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $2.65 | Sept. 26, 2021 | 10,000 | Disposed |
| Jan. 3, 2014 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $3.69 | Sept. 27, 2020 | 10,000 | Disposed |
| Jan. 3, 2014 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $5.79 | Sept. 14, 2019 | 10,000 | Disposed |
| Jan. 3, 2014 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $4.44 | Sept. 15, 2018 | 10,000 | Disposed |
| Jan. 3, 2014 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $5.31 | Sept. 21, 2015 | 10,000 | Disposed |
| Jan. 3, 2014 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $1.68 | Sept. 13, 2014 | 10,000 | Disposed |
| Oct. 18, 2013 | QRHC | Director Stock Option (Right to Buy) | Common Stock | $2.05 | Oct. 18, 2023 | 25,000 | Acquired |
| Oct. 18, 2013 | QRHC | Director Stock Option (Right to Buy) | Common Stock | $2.05 | Oct. 18, 2023 | 25,000 | Acquired |
| Aug. 1, 2013 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $1.65 | March 22, 2014 | 95,000 | Disposed |
| July 16, 2013 | QRHC | 9% Senior Secured Convertible Note | Common Stock | · | Oct. 1, 2019 | · | Disposed |
| March 29, 2013 | QRHC | Warrant to Purchase Common Stock | Common Stock | · | March 29, 2018 | 500,000 | Disposed |
| March 29, 2013 | QRHC | Warrant to Purchase Common Stock | Common Stock | · | March 29, 2018 | 500,000 | Acquired |
| March 29, 2013 | QRHC | Warrant to Purchase Common Stock | Common Stock | · | Oct. 10, 2017 | 5,524,461 | Disposed |
| March 29, 2013 | QRHC | Warrant to Purchase Common Stock | Common Stock | · | Oct. 10, 2017 | 5,524,461 | Acquired |
| March 29, 2013 | QRHC | Warrant to Purchase Common Stock | Common Stock | · | Oct. 10, 2017 | 4,000,000 | Disposed |
| March 29, 2013 | QRHC | Warrant to Purchase Common Stock | Common Stock | · | March 22, 2017 | 1,381,115 | Disposed |
| Nov. 19, 2012 | QRHC | Director Stock Option (Right to Buy) | Common Stock | $2.10 | Nov. 19, 2022 | 50,000 | Acquired |
| Nov. 19, 2012 | QRHC | Director Stock Option (Right to Buy) | Common Stock | $2.10 | Nov. 19, 2022 | 50,000 | Acquired |
| Sept. 26, 2011 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $2.65 | Sept. 26, 2021 | 10,000 | Acquired |
| Sept. 27, 2010 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $3.69 | Sept. 27, 2020 | 10,000 | Acquired |
| Sept. 14, 2009 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $5.79 | Sept. 14, 2019 | 10,000 | Acquired |
| Sept. 15, 2008 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $4.44 | Sept. 15, 2018 | 10,000 | Acquired |
| Oct. 3, 2006 | SWBI | Short Call Option (Obligation to Sell) | Common Stock | $5.33 | Oct. 6, 2006 | 500,000 | Disposed |
| Sept. 18, 2006 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $12.88 | Sept. 18, 2016 | 10,000 | Acquired |
| Sept. 21, 2005 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $5.31 | Sept. 21, 2015 | 10,000 | Acquired |
| Sept. 12, 2005 | SWBI | Common Stock Warrants (Right to Buy) | Common Stock | $0.89 | May 11, 2006 | 500,000 | Disposed |
| Sept. 12, 2005 | SWBI | Common Stock Warrants (Right to Buy) | Common Stock | $0.89 | May 11, 2006 | 4,500,000 | Disposed |
| Sept. 12, 2005 | SWBI | Common Stock Warrants (Right to Buy) | Common Stock | $0.89 | May 11, 2006 | 500,000 | Disposed |
| Sept. 12, 2005 | SWBI | Common Stock Warrants (Right to Buy) | Common Stock | $0.89 | May 11, 2006 | 4,500,000 | Disposed |
| Sept. 9, 2005 | SWBI | Short Call Option to Issuer (Obligation to Sell) | Common Stock | $5.33 | Oct. 6, 2006 | 500,000 | Disposed |
| Sept. 9, 2005 | SWBI | Short Call Option to Issuer (Obligation to Sell) | Common Stock | $5.33 | April 12, 2006 | 500,000 | Disposed |
| Sept. 13, 2004 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $1.68 | Sept. 13, 2014 | 10,000 | Acquired |
| March 22, 2004 | SWBI | Director Stock Option (Right to Buy) | Common Stock | $1.65 | March 22, 2014 | 95,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 17 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 27, 2018 | VTSI | Common Stock | 20,000 | Direct |
| March 27, 2018 | VTSI | Stock Option (right to buy) | 1,667 | Direct |
| March 27, 2018 | VTSI | Stock Option (right to buy) | 2,500 | Direct |
| March 27, 2018 | VTSI | Stock Option (right to buy) | 2,500 | Direct |
| March 27, 2018 | VTSI | Stock Option (right to buy) | 2,500 | Direct |
| Aug. 13, 2014 | QRHC | Common Stock | 338,112 | Indirect |
| Aug. 13, 2014 | QRHC | Common Stock | 12,000 | Indirect |
| April 3, 2013 | QRHC | Warrant to Purchase Common Stock | · | Indirect |
| April 3, 2013 | QRHC | 9% Senior Secured Convertible Note | · | Indirect |
| Oct. 29, 2012 | QRHC | Common Stock | 30,603,469 | Indirect |
| Oct. 29, 2012 | QRHC | Common Stock | 138,112 | Indirect |
| Oct. 29, 2012 | QRHC | Warrant to Purchase Common Stock | 1,381,115 | Indirect |
| Oct. 29, 2012 | QRHC | Warrant to Purchase Common Stock | 345,278 | Indirect |
| Oct. 29, 2012 | QRHC | Warrant to Purchase Common Stock | 345,278 | Indirect |
| Oct. 29, 2012 | QRHC | Warrant to Purchase Common Stock | 690,577 | Indirect |
| Oct. 29, 2012 | QRHC | Warrant to Purchase Common Stock | 5,524,461 | Indirect |
| Oct. 29, 2012 | QRHC | 9% Senior Secured Convertible Note | · | Indirect |