Mitsuo Asai
CIK 1433612 · View on SEC EDGAR ↗
First SEC filing: Aug. 6, 2009 · Latest: Aug. 6, 2009
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 20, 2015 | ATEC | P | 10,000 | $1.39 | $13,900 | 236,610 Direct | +4.41% | Acquired | -45.0% (price as of 2026-08-21) |
| May 6, 2015 | ATEC | P | 20,000 | $1.35 | $27,000 | 226,610 Direct | +9.68% | Acquired | -43.3% (price as of 2026-08-21) |
| Dec. 10, 2014 | ATEC | P | 2,251 | $1.30 | $2,926 | 197,852 Direct | +1.15% | Acquired | -41.2% (price as of 2026-08-21) |
| Dec. 9, 2014 | ATEC | P | 7,749 | $1.30 | $10,074 | 197,852 Direct | +4.08% | Acquired | -41.2% (price as of 2026-08-21) |
| Nov. 10, 2014 | ATEC | P | 11,320 | $1.45 | $16,414 | 179,380 Direct | +6.74% | Acquired | -47.2% (price as of 2026-08-21) |
| Nov. 7, 2014 | ATEC | P | 8,640 | $1.46 | $12,614 | 179,380 Direct | +5.06% | Acquired | -47.6% (price as of 2026-08-21) |
| Aug. 29, 2014 | ATEC | P | 30,000 | $1.60 | $48,000 | 159,380 Direct | +23.19% | Acquired | -52.2% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 8, 2013 | ATEC | NQ Stock Option | Common Stock (33,750) | $2.04 | Aug. 8, 2023 | 33,750 | Disposed |
| Nov. 4, 2010 | ATEC | Incentive Stock Option | Common Stock (25,000) | $2.31 | Nov. 4, 2011 | 25,000 | Acquired |
| Aug. 4, 2009 | ATEC | Incentive Stock Option | Common Stock (10,000) | $4.45 | Aug. 4, 2019 | 10,000 | Acquired |
| July 30, 2008 | ATEC | Incentive Stock Option | Common Stock (10,000) | $4.79 | July 30, 2018 | 10,000 | Acquired |
| April 1, 2008 | ATEC | Incentive Stock Option | Common Stock (70,000) | $5.20 | April 1, 2018 | 70,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2015 | $232,338 | $164,500 | $81,000 | — | — | — | $10,231 | $488,063 |
| 2013 | $288,728 | $65,887 | — | — | $115,237 | — | $29,488 | $585,482 |
| 2012 | $352,601 | — | — | — | $161,889 | — | $37,616 | $746,304 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.