Nancy S Peterson

Insider

First SEC filing: Dec. 13, 2006 · Latest: Dec. 13, 2006

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

SIEB selling Dec. 12, 2006

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 12, 2008	SIEB	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 12, 2006	SIEB	M	100	—	—	31,466 Direct	-0.32%	Disposed	(price as of 2026-08-20)
Dec. 12, 2006	SIEB	S	100	$4.90	$490	0 Direct	-100.00%	Disposed	-57.2% (price as of 2026-08-20)
Dec. 12, 2006	SIEB	M	100	$4.30	$430	100 Direct	—	Acquired	-51.3% (price as of 2026-08-20)
Dec. 6, 2006	SIEB	M	1,775	—	—	31,566 Direct	-5.32%	Disposed	(price as of 2026-08-20)
Dec. 6, 2006	SIEB	S	1,775	$4.91	$8,715	0 Direct	-100.00%	Disposed	-57.3% (price as of 2026-08-20)
Dec. 6, 2006	SIEB	M	1,775	$4.30	$7,632	1,775 Direct	—	Acquired	-51.3% (price as of 2026-08-20)
Dec. 5, 2006	SIEB	M	69	—	—	33,341 Direct	-0.21%	Disposed	(price as of 2026-08-20)
Dec. 5, 2006	SIEB	S	69	$5.00	$345	0 Direct	-100.00%	Disposed	-58.1% (price as of 2026-08-20)
Dec. 5, 2006	SIEB	M	69	$4.30	$297	69 Direct	—	Acquired	-51.3% (price as of 2026-08-20)
Dec. 1, 2006	SIEB	M	250	—	—	33,410 Direct	-0.74%	Disposed	(price as of 2026-08-20)
Dec. 1, 2006	SIEB	S	250	$5.03	$1,258	0 Direct	-100.00%	Disposed	-58.3% (price as of 2026-08-20)
Dec. 1, 2006	SIEB	M	250	$4.30	$1,075	250 Direct	—	Acquired	-51.3% (price as of 2026-08-20)
Nov. 30, 2006	SIEB	M	665	—	—	33,660 Direct	-1.94%	Disposed	(price as of 2026-08-20)
Nov. 30, 2006	SIEB	S	665	$5.02	$3,338	0 Direct	-100.00%	Disposed	-58.3% (price as of 2026-08-20)
Nov. 30, 2006	SIEB	M	665	$4.30	$2,860	665 Direct	—	Acquired	-51.3% (price as of 2026-08-20)
Nov. 29, 2006	SIEB	M	150	—	—	34,325 Direct	-0.44%	Disposed	(price as of 2026-08-20)
Nov. 29, 2006	SIEB	S	150	$5.00	$750	0 Direct	-100.00%	Disposed	-58.1% (price as of 2026-08-20)
Nov. 29, 2006	SIEB	M	150	$4.30	$645	150 Direct	—	Acquired	-51.3% (price as of 2026-08-20)
Nov. 28, 2006	SIEB	M	4,025	—	—	34,475 Direct	-10.45%	Disposed	(price as of 2026-08-20)
Nov. 28, 2006	SIEB	S	4,025	$5.04	$20,286	0 Direct	-100.00%	Disposed	-58.4% (price as of 2026-08-20)
Nov. 28, 2006	SIEB	M	4,025	$4.30	$17,308	4,025 Direct	—	Acquired	-51.3% (price as of 2026-08-20)
Nov. 27, 2006	SIEB	M	1,500	—	—	38,500 Direct	-3.75%	Disposed	(price as of 2026-08-20)
Nov. 27, 2006	SIEB	S	1,500	$5.23	$7,845	0 Direct	-100.00%	Disposed	-59.9% (price as of 2026-08-20)
Nov. 27, 2006	SIEB	M	1,500	$4.30	$6,450	1,500 Direct	—	Acquired	-51.3% (price as of 2026-08-20)
Dec. 13, 2005	SIEB	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 12, 2008	SIEB	Option to Purchase Common Stock, $.01 par value per share	Common Stock, $.01 par value per share (60,000)	$3.05	Sept. 12, 2018	60,000	Acquired
Dec. 12, 2006	SIEB	Option to Purchase Common Stock [F1]	Common Stock (100)	$4.30	April 19, 2007	100	Disposed
Dec. 6, 2006	SIEB	Option to Purchase Common Stock [F1]	Common Stock (1,775)	$4.30	April 19, 2007	1,775	Disposed
Dec. 5, 2006	SIEB	Option to Purchase Common Stock [F1]	Common Stock (69)	$4.30	April 19, 2007	69	Disposed
Dec. 1, 2006	SIEB	Option to Purchase Common Stock [F1]	Common Stock (250)	$4.30	April 19, 2007	250	Disposed
Nov. 30, 2006	SIEB	Option to Purchase Common Stock [F1]	Common Stock (665)	$4.30	April 19, 2007	665	Disposed
Nov. 29, 2006	SIEB	Option to Purchase Common Stock [F1]	Common Stock (150)	$4.30	April 19, 2007	150	Disposed
Nov. 28, 2006	SIEB	Option to Purchase Common Stock [F1]	Common Stock (4,025)	$4.30	April 19, 2007	4,025	Disposed
Nov. 27, 2006	SIEB	Option to Purchase Common Stock [F1]	Common Stock (1,500)	$4.30	April 19, 2007	1,500	Disposed
Dec. 13, 2005	SIEB	Option to purchase common stock, $.01 par value per share	Common stock, $.01 par value per share (40,000)	$2.81	Dec. 13, 2010	40,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).