Neil Drake — SEC Insider Profile, Roles & Companies

Insider at

04

05

0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

15 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 2, 2019	HIND	A	35,000	·	·	35,000 Direct	·	Acquired	(price as of 2026-10-05)
Aug. 23, 2018	HIND	A	13,736	$1.82	$25,000	61,267 Direct	+28.90%	Acquired	-100.0% (price as of 2026-10-05)
May 15, 2018	HIND	A	17,938	·	·	17,938 Direct	·	Acquired	(price as of 2026-10-05)
April 30, 2018	HIND	A	2,743	$3.27	$8,970	29,593 Direct	+10.22%	Acquired	-100.0% (price as of 2026-10-05)
March 15, 2018	HIND	P	5,000	$3.96	$19,800	26,850 Direct	+22.88%	Acquired	-100.0% (price as of 2026-10-05)
Feb. 2, 2018	HIND	M	4,310	·	·	6,034 Direct	-41.67%	Disposed	(price as of 2026-10-05)
Feb. 2, 2018	HIND	M	3,641	·	·	1,083 Direct	-77.07%	Disposed	(price as of 2026-10-05)
Feb. 2, 2018	HIND	M	5,746	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-05)
Feb. 2, 2018	HIND	M	229	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-05)
Feb. 2, 2018	HIND	M	4,310	$1.77	$7,629	21,850 Direct	+24.57%	Acquired	-100.0% (price as of 2026-10-05)
Feb. 2, 2018	HIND	M	3,641	$0.76	$2,767	17,540 Direct	+26.20%	Acquired	-100.0% (price as of 2026-10-05)
Feb. 2, 2018	HIND	M	5,746	$1.83	$10,515	13,899 Direct	+70.48%	Acquired	-100.0% (price as of 2026-10-05)
Feb. 2, 2018	HIND	M	229	$1.31	$300	8,153 Direct	+2.89%	Acquired	-100.0% (price as of 2026-10-05)
Jan. 2, 2018	HIND	A	35,000	·	·	35,000 Direct	·	Acquired	(price as of 2026-10-05)
Oct. 31, 2017	HIND	A	1,743	$7.17	$12,497	7,924 Direct	+28.20%	Acquired	-100.0% (price as of 2026-10-05)
April 30, 2017	HIND	A	1,661	$9.03	$14,999	6,181 Direct	+36.75%	Acquired	-100.0% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 2, 2019	HIND	Stock Option (Right to Buy)	Common Stock (35,000)	$2.30	Jan. 2, 2029	35,000	Acquired
Feb. 2, 2018	HIND	Employee Stock Option (right to buy)	Common Stock (4,310)	$1.77	May 11, 2026	4,310	Disposed
Feb. 2, 2018	HIND	Employee Stock Option (right to buy)	Common Stock (3,641)	$0.76	March 4, 2025	3,641	Disposed
Feb. 2, 2018	HIND	Employee Stock Option (right to buy)	Common Stock (5,746)	$1.83	Aug. 14, 2022	5,746	Disposed
Feb. 2, 2018	HIND	Employee Stock Option (right to buy)	Common Stock (229)	$1.31	Jan. 26, 2021	229	Disposed
Jan. 2, 2018	HIND	Stock Option (Right to Buy)	Common Stock (35,000)	$7.15	Jan. 2, 2028	35,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 13, 2017	HIND	Obalon Therapeutics Inc	4,520	Direct
Feb. 13, 2017	HIND	Stock Option (right to buy)→ Common Stock (229)	229	Direct
Feb. 13, 2017	HIND	Stock Option (right to buy)→ Common Stock (5,746)	5,746	Direct
Feb. 13, 2017	HIND	Stock Option (right to buy)→ Common Stock (4,724)	4,724	Direct
Feb. 13, 2017	HIND	Stock Option (right to buy)→ Common Stock (10,344)	10,344	Direct
Feb. 13, 2017	HIND	Stock Option (right to buy)→ Common Stock (46,805)	46,805	Direct
Feb. 13, 2017	HIND	Stock Option (right to buy)→ Common Stock (3,195)	3,195	Direct