Neil Gagnon
CIK 1070170 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 21, 2024 · Latest: Nov. 21, 2024
On this page
- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 1 non-open-market transaction below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
1 other filing hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 3, 2024 | 1070170 | P | 340 | $5.85 | $1,989 | 34,919 Indirect | +0.98% | Acquired | |
| June 3, 2024 | 1070170 | P | 1,073 | $5.85 | $6,277 | 628,058 Direct | +0.17% | Acquired | |
| June 3, 2024 | 1070170 | P | 4,780 | $5.85 | $27,963 | 626,985 Direct | +0.77% | Acquired | |
| June 3, 2024 | 1070170 | P | 3,338 | $5.85 | $19,527 | 622,205 Direct | +0.54% | Acquired | |
| May 14, 2024 | 1070170 | P | 7,920 | $6.36 | $50,371 | 618,867 Direct | +1.30% | Acquired | |
| May 13, 2024 | 1070170 | P | 1,313 | $6.28 | $8,246 | 34,579 Indirect | +3.95% | Acquired | |
| April 30, 2024 | PSIX | P | 7,144 | $2.00 | $14,288 | 121,024 Indirect | +6.27% | Acquired | 1761.5% (price as of 2026-08-21) |
| April 30, 2024 | PSIX | P | 5,007 | $2.00 | $10,014 | 507,869 Direct | +1.00% | Acquired | 1761.5% (price as of 2026-08-21) |
| April 30, 2024 | PSIX | P | 15,689 | $2.00 | $31,378 | 502,862 Direct | +3.22% | Acquired | 1761.5% (price as of 2026-08-21) |
| April 30, 2024 | PSIX | P | 1,089 | $2.00 | $2,178 | 23,437 Indirect | +4.87% | Acquired | 1761.5% (price as of 2026-08-21) |
| April 30, 2024 | PSIX | P | 6 | $2.00 | $12 | 22,348 Indirect | +0.03% | Acquired | 1761.5% (price as of 2026-08-21) |
| April 30, 2024 | PSIX | P | 48,683 | $2.00 | $97,366 | 757,744 Indirect | +6.87% | Acquired | 1761.5% (price as of 2026-08-21) |
| April 25, 2024 | PSIX | P | 7,750 | $2.00 | $15,500 | 709,061 Indirect | +1.11% | Acquired | 1761.5% (price as of 2026-08-21) |
| April 23, 2024 | 1070170 | P | 4,025 | $5.99 | $24,110 | 33,266 Indirect | +13.76% | Acquired | |
| April 23, 2024 | 1070170 | P | 11,444 | $5.99 | $68,550 | 610,947 Direct | +1.91% | Acquired | |
| April 23, 2024 | 1070170 | P | 2,354 | $5.99 | $14,100 | 599,503 Direct | +0.39% | Acquired | |
| March 25, 2024 | PSIX | P | 1,181 | $2.00 | $2,362 | 701,311 Indirect | +0.17% | Acquired | 1761.5% (price as of 2026-08-21) |
| March 22, 2024 | PSIX | P | 1,321 | $2.00 | $2,642 | 700,130 Indirect | +0.19% | Acquired | 1761.5% (price as of 2026-08-21) |
| March 20, 2024 | PSIX | P | 5,392 | $2.00 | $10,784 | 698,809 Indirect | +0.78% | Acquired | 1761.5% (price as of 2026-08-21) |
| March 12, 2024 | PSIX | P | 1,817 | $2.00 | $3,634 | 693,417 Indirect | +0.26% | Acquired | 1761.5% (price as of 2026-08-21) |
| March 1, 2024 | PSIX | P | 5,000 | $2.00 | $10,000 | 691,600 Indirect | +0.73% | Acquired | 1761.5% (price as of 2026-08-21) |
| Feb. 29, 2024 | PSIX | P | 25,069 | $1.95 | $48,885 | 686,600 Indirect | +3.79% | Acquired | 1809.2% (price as of 2026-08-21) |
| Feb. 20, 2024 | PSIX | P | 976 | $2.00 | $1,952 | 661,531 Indirect | +0.15% | Acquired | 1761.5% (price as of 2026-08-21) |
| Feb. 13, 2024 | 1070170 | P | 5,731 | $6.72 | $38,512 | 597,149 Direct | +0.97% | Acquired | |
| Feb. 12, 2024 | 1070170 | P | 1,169 | $6.80 | $7,949 | 591,418 Direct | +0.20% | Acquired | |
| Feb. 12, 2024 | PSIX | P | 244 | $1.97 | $481 | 660,555 Indirect | +0.04% | Acquired | 1789.8% (price as of 2026-08-21) |
| Feb. 9, 2024 | PSIX | P | 631 | $2.00 | $1,262 | 660,311 Indirect | +0.10% | Acquired | 1761.5% (price as of 2026-08-21) |
| Feb. 1, 2024 | 1070170 | P | 55 | $6.80 | $374 | 590,249 Direct | +0.01% | Acquired | |
| Jan. 30, 2024 | 1070170 | P | 5,000 | $6.80 | $34,000 | 590,194 Direct | +0.85% | Acquired | |
| Jan. 24, 2024 | PSIX | P | 348 | $1.87 | $651 | 22,342 Indirect | +1.58% | Acquired | 1890.9% (price as of 2026-08-21) |
| Jan. 10, 2024 | 1070170 | P | 1,900 | $6.55 | $12,445 | 585,194 Direct | +0.33% | Acquired | |
| Jan. 9, 2024 | 1070170 | P | 5,000 | $6.48 | $32,400 | 583,294 Direct | +0.86% | Acquired | |
| Jan. 8, 2024 | 1070170 | P | 6,694 | $6.34 | $42,440 | 578,294 Direct | +1.17% | Acquired | |
| July 17, 2023 | 1070170 | P | 636 | $7.45 | $4,738 | 571,600 Direct | +0.11% | Acquired | |
| July 7, 2023 | 1070170 | P | 3,126 | $6.99 | $21,851 | 570,964 Direct | +0.55% | Acquired | |
| July 6, 2023 | 1070170 | P | 6,725 | $6.84 | $45,999 | 567,838 Direct | +1.20% | Acquired | |
| June 27, 2023 | 1070170 | P | 5,107 | $6.99 | $35,698 | 561,113 Direct | +0.92% | Acquired | |
| June 26, 2023 | 1070170 | P | 3,768 | $7.00 | $26,376 | 145,842 Indirect | +2.65% | Acquired | |
| June 26, 2023 | 1070170 | P | 2,062 | $7.00 | $14,434 | 556,006 Direct | +0.37% | Acquired | |
| June 21, 2023 | 1070170 | P | 1,182 | $6.85 | $8,097 | 142,074 Indirect | +0.84% | Acquired | |
| June 21, 2023 | 1070170 | P | 3,670 | $6.85 | $25,140 | 553,944 Direct | +0.67% | Acquired | |
| June 13, 2023 | 1070170 | P | 7,916 | $6.96 | $55,095 | 550,274 Direct | +1.46% | Acquired | |
| June 13, 2023 | 1070170 | P | 1,995 | $6.96 | $13,885 | 140,892 Indirect | +1.44% | Acquired | |
| June 12, 2023 | 1070170 | P | 25,529 | $6.80 | $173,597 | 744,444 Indirect | +3.55% | Acquired | |
| June 12, 2023 | 1070170 | P | 1,676 | $6.80 | $11,397 | 48,868 Indirect | +3.55% | Acquired | |
| June 9, 2023 | 1070170 | P | 9,921 | $6.87 | $68,157 | 718,915 Indirect | +1.40% | Acquired | |
| June 9, 2023 | 1070170 | P | 651 | $6.87 | $4,472 | 47,192 Indirect | +1.40% | Acquired | |
| May 24, 2023 | PSIX | P | 7,102 | $2.85 | $20,241 | 487,173 Direct | +1.48% | Acquired | 1206.3% (price as of 2026-08-21) |
| May 11, 2023 | 1070170 | P | 12,565 | $8.48 | $106,551 | 542,358 Direct | +2.37% | Acquired | |
| May 10, 2023 | 1070170 | P | 6,587 | $8.74 | $57,570 | 529,793 Direct | +1.26% | Acquired | |
| May 9, 2023 | 1070170 | P | 15,000 | $8.71 | $130,650 | 523,206 Direct | +2.95% | Acquired | |
| May 8, 2023 | 1070170 | P | 2,848 | $8.48 | $24,151 | 508,206 Direct | +0.56% | Acquired | |
| May 5, 2023 | 1070170 | P | 6,904 | $8.78 | $60,617 | 505,358 Direct | +1.39% | Acquired | |
| May 4, 2023 | 1070170 | P | 10,436 | $8.71 | $90,898 | 498,454 Direct | +2.14% | Acquired | |
| May 3, 2023 | 1070170 | P | 5,660 | $8.91 | $50,431 | 488,018 Direct | +1.17% | Acquired | |
| May 2, 2023 | 1070170 | P | 8,523 | $8.92 | $76,025 | 482,358 Direct | +1.80% | Acquired | |
| April 28, 2023 | 1070170 | P | 3,062 | $8.99 | $27,527 | 473,835 Direct | +0.65% | Acquired | |
| April 27, 2023 | 1070170 | P | 13,608 | $9.03 | $122,880 | 470,773 Direct | +2.98% | Acquired | |
| April 26, 2023 | 1070170 | P | 1,050 | $9.05 | $9,502 | 457,165 Direct | +0.23% | Acquired | |
| April 26, 2023 | 1070170 | P | 18,011 | $9.05 | $163,000 | 138,897 Indirect | +14.90% | Acquired | |
| April 26, 2023 | PSIX | P | 200 | $2.95 | $590 | 480,071 Direct | +0.04% | Acquired | 1162.0% (price as of 2026-08-21) |
| April 24, 2023 | 1070170 | P | 5,000 | $9.77 | $48,850 | 120,886 Indirect | +4.31% | Acquired | |
| April 21, 2023 | 1070170 | P | 12,174 | $9.77 | $118,940 | 115,886 Indirect | +11.74% | Acquired | |
| April 20, 2023 | 1070170 | P | 2,292 | $9.20 | $21,086 | 103,712 Indirect | +2.26% | Acquired | |
| April 20, 2023 | 1070170 | P | 12,708 | $9.20 | $116,914 | 456,115 Direct | +2.87% | Acquired | |
| April 19, 2023 | 1070170 | P | 5,023 | $8.90 | $44,705 | 443,407 Direct | +1.15% | Acquired | |
| April 5, 2023 | 1070170 | P | 100 | $8.25 | $825 | 438,384 Direct | +0.02% | Acquired | |
| March 30, 2023 | 1070170 | P | 9,799 | $8.25 | $80,842 | 438,284 Direct | +2.29% | Acquired | |
| March 29, 2023 | 1070170 | P | 1,153 | $8.25 | $9,512 | 428,485 Direct | +0.27% | Acquired | |
| March 28, 2023 | 1070170 | P | 2,900 | $8.25 | $23,925 | 427,332 Direct | +0.68% | Acquired | |
| March 27, 2023 | 1070170 | P | 2,372 | $8.10 | $19,213 | 424,432 Direct | +0.56% | Acquired | |
| March 24, 2023 | 1070170 | P | 12,635 | $8.09 | $102,217 | 708,994 Indirect | +1.81% | Acquired | |
| March 24, 2023 | 1070170 | P | 1,108 | $8.20 | $9,086 | 422,060 Direct | +0.26% | Acquired | |
| March 24, 2023 | 1070170 | P | 1,676 | $8.09 | $13,559 | 46,541 Indirect | +3.74% | Acquired | |
| March 23, 2023 | 1070170 | P | 2,923 | $8.19 | $23,939 | 44,865 Indirect | +6.97% | Acquired | |
| March 23, 2023 | 1070170 | P | 22,027 | $8.19 | $180,401 | 696,359 Indirect | +3.27% | Acquired | |
| March 22, 2023 | 1070170 | P | 19,892 | $8.13 | $161,722 | 674,332 Indirect | +3.04% | Acquired | |
| March 21, 2023 | 1070170 | P | 21,546 | $8.13 | $175,169 | 654,440 Indirect | +3.40% | Acquired | |
| March 20, 2023 | 1070170 | P | 17,865 | $7.65 | $136,667 | 632,894 Indirect | +2.90% | Acquired | |
| March 17, 2023 | 1070170 | P | 14,513 | $7.49 | $108,702 | 615,029 Indirect | +2.42% | Acquired | |
| March 16, 2023 | 1070170 | P | 9,786 | $7.70 | $75,352 | 600,516 Indirect | +1.66% | Acquired | |
| Feb. 8, 2023 | 1070170 | P | 8,654 | $8.71 | $75,376 | 420,952 Direct | +2.10% | Acquired | |
| Feb. 7, 2023 | 1070170 | P | 11,006 | $8.53 | $93,881 | 412,298 Direct | +2.74% | Acquired | |
| Feb. 6, 2023 | 1070170 | P | 5,961 | $8.60 | $51,265 | 401,292 Direct | +1.51% | Acquired | |
| Jan. 26, 2023 | PSIX | P | 63 | $3.00 | $189 | 479,871 Direct | +0.01% | Acquired | 1141.0% (price as of 2026-08-21) |
| Jan. 11, 2023 | PSIX | P | 500 | $3.00 | $1,500 | 479,808 Direct | +0.10% | Acquired | 1141.0% (price as of 2026-08-21) |
| Jan. 10, 2023 | PSIX | P | 5,360 | $3.00 | $16,080 | 479,308 Direct | +1.13% | Acquired | 1141.0% (price as of 2026-08-21) |
| Jan. 9, 2023 | PSIX | P | 5 | $3.00 | $15 | 473,948 Direct | 0.00% | Acquired | 1141.0% (price as of 2026-08-21) |
| Jan. 6, 2023 | PSIX | P | 872 | $3.00 | $2,616 | 473,943 Direct | +0.18% | Acquired | 1141.0% (price as of 2026-08-21) |
| Jan. 5, 2023 | PSIX | P | 5,000 | $3.00 | $15,000 | 473,071 Direct | +1.07% | Acquired | 1141.0% (price as of 2026-08-21) |
| Jan. 3, 2023 | PSIX | P | 500 | $3.00 | $1,500 | 468,071 Direct | +0.11% | Acquired | 1141.0% (price as of 2026-08-21) |
| Dec. 21, 2022 | 1070170 | P | 3,142 | $5.75 | $18,066 | 29,241 Indirect | +12.04% | Acquired | |
| Dec. 20, 2022 | 1070170 | P | 11,555 | $5.67 | $65,517 | 26,099 Indirect | +79.45% | Acquired | |
| Dec. 9, 2022 | PSIX | P | 256 | $3.00 | $768 | 467,571 Direct | +0.05% | Acquired | 1141.0% (price as of 2026-08-21) |
| Dec. 2, 2022 | PSIX | P | 352 | $3.00 | $1,056 | 467,301 Direct | +0.08% | Acquired | 1141.0% (price as of 2026-08-21) |
| Nov. 30, 2022 | PSIX | P | 82 | $3.00 | $246 | 466,949 Direct | +0.02% | Acquired | 1141.0% (price as of 2026-08-21) |
| Nov. 29, 2022 | PSIX | P | 523 | $3.00 | $1,569 | 466,867 Direct | +0.11% | Acquired | 1141.0% (price as of 2026-08-21) |
| Nov. 28, 2022 | PSIX | P | 5,000 | $3.00 | $15,000 | 466,344 Direct | +1.08% | Acquired | 1141.0% (price as of 2026-08-21) |
| Nov. 23, 2022 | PSIX | P | 15 | $3.00 | $45 | 461,344 Direct | 0.00% | Acquired | 1141.0% (price as of 2026-08-21) |
Showing latest 100 of 849 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 11, 2021 | 1070170 | Pre-funded warrants | Common Stock, $0.001 par value per share (128,585) | $0.00 | — | 128,585 | Disposed |
| June 21, 2016 | CDNA | Preferred Stock | Common Stock (24,085) | — | — | 24,085 | Disposed |
| June 21, 2016 | CDNA | Preferred Stock | Common Stock (229,580) | — | — | 229,580 | Disposed |
| June 21, 2016 | CDNA | Preferred Stock | Common Stock (22,385) | — | — | 22,385 | Disposed |
| June 21, 2016 | CDNA | Preferred Stock | Common Stock (7,970) | — | — | 7,970 | Disposed |
| June 21, 2016 | CDNA | Preferred Stock | Common Stock (154,460) | — | — | 154,460 | Disposed |
| April 14, 2016 | CDNA | Warrant | Common Stock (137,748) | $4.98 | — | 137,748 | Acquired |
| April 14, 2016 | CDNA | Warrant | Common Stock (14,451) | $4.98 | — | 14,451 | Acquired |
| April 14, 2016 | CDNA | Warrant | Common Stock (13,431) | $4.98 | — | 13,431 | Acquired |
| April 14, 2016 | CDNA | Warrant | Common Stock (1,173) | $4.98 | — | 1,173 | Acquired |
| April 14, 2016 | CDNA | Warrant | Common Stock (3,609) | $4.98 | — | 3,609 | Acquired |
| April 14, 2016 | CDNA | Warrant | Common Stock (6,960) | $4.98 | — | 6,960 | Acquired |
| April 14, 2016 | CDNA | Warrant | Common Stock (11,238) | $4.98 | — | 11,238 | Acquired |
| April 14, 2016 | CDNA | Warrant | Common Stock (27,234) | $4.98 | — | 27,234 | Acquired |
| April 14, 2016 | CDNA | Warrant | Common Stock (10,551) | $4.98 | — | 10,551 | Acquired |
| April 14, 2016 | CDNA | Warrant | Common Stock (4,023) | $4.98 | — | 4,023 | Acquired |
| April 14, 2016 | CDNA | Warrant | Common Stock (32,670) | $4.98 | — | 32,670 | Acquired |
| June 14, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (3,122) | $4.00 | June 25, 2013 | 6,244 | Disposed |
| June 14, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (2,992) | $4.00 | June 25, 2013 | 5,984 | Disposed |
| June 14, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (16) | $4.00 | June 25, 2013 | 34 | Disposed |
| June 14, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (45,428) | $4.00 | June 25, 2013 | 90,856 | Disposed |
| June 14, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (62,882) | $4.00 | June 25, 2013 | 125,766 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (2,186) | $4.00 | June 25, 2013 | 4,374 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (1,116) | $4.00 | June 25, 2013 | 2,234 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (686) | $4.00 | June 25, 2013 | 1,372 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (6,906) | $4.00 | June 25, 2013 | 13,814 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (5,000) | $4.00 | June 25, 2013 | 10,000 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (590) | $4.00 | June 25, 2013 | 1,180 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (1,106) | $4.00 | June 25, 2013 | 2,212 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (126) | $4.00 | June 25, 2013 | 252 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (2,002) | $4.00 | June 25, 2013 | 4,004 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (2,326) | $4.00 | June 25, 2013 | 4,654 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (48,756) | $4.00 | June 25, 2013 | 97,512 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (38,990) | $4.00 | June 25, 2013 | 77,980 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (5,156) | $4.00 | June 25, 2013 | 10,314 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (45,000) | $4.00 | June 25, 2013 | 90,000 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (606) | $4.00 | June 25, 2013 | 1,214 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (600) | $4.00 | June 25, 2013 | 1,200 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (291,322) | $4.00 | June 25, 2013 | 582,644 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (291,322) | $4.00 | June 25, 2013 | 582,644 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (600) | $4.00 | June 25, 2013 | 1,200 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (606) | $4.00 | June 25, 2013 | 1,214 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (45,000) | $4.00 | June 25, 2013 | 90,000 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (5,156) | $4.00 | June 25, 2013 | 10,314 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (38,990) | $4.00 | June 25, 2013 | 77,980 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (48,756) | $4.00 | June 25, 2013 | 97,512 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (2,326) | $4.00 | June 25, 2013 | 4,654 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (2,002) | $4.00 | June 25, 2013 | 4,004 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (126) | $4.00 | June 25, 2013 | 252 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (1,106) | $4.00 | June 25, 2013 | 2,212 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (590) | $4.00 | June 25, 2013 | 1,180 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (5,000) | $4.00 | June 25, 2013 | 10,000 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (6,906) | $4.00 | June 25, 2013 | 13,814 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (686) | $4.00 | June 25, 2013 | 1,372 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (1,116) | $4.00 | June 25, 2013 | 2,234 | Disposed |
| June 11, 2013 | 1070170 | Common Stock Warrants (right to buy) | Common Stock (2,186) | $4.00 | June 25, 2013 | 4,374 | Disposed |
| May 21, 2012 | 1070170 | Warrants | Common Stock (450) | $4.00 | June 25, 2013 | 900 | Acquired |
| Sept. 14, 2011 | 1070170 | Units | Common Stock (997) | $1.50 | June 25, 2013 | 665 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 16 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 1, 2022 | PSIX | Common Stock, par value $0.001 per share | 431,740 | Direct |
| Feb. 1, 2022 | PSIX | Common Stock, par value $0.001 per share | 626,584 | Indirect |
| Feb. 1, 2022 | PSIX | Common Stock, par value $0.001 per share | 70,180 | Indirect |
| Feb. 1, 2022 | PSIX | Common Stock, par value $0.001 per share | 109,043 | Indirect |
| Feb. 1, 2022 | PSIX | Common Stock, par value $0.001 per share | 14,852 | Indirect |
| Nov. 4, 2015 | AMRC | Class A Common Stock, $0.0001 par value per share | — | Direct |
| Nov. 4, 2015 | AMRC | Class A Common Stock, $0.0001 par value per share | 1,055,979 | Indirect |
| Nov. 4, 2015 | AMRC | Class A Common Stock, $0.0001 par value per share | 93,746 | Indirect |
| Nov. 4, 2015 | AMRC | Class A Common Stock, $0.0001 par value per share | 93,106 | Indirect |
| Nov. 4, 2015 | AMRC | Class A Common Stock, $0.0001 par value per share | 15,941 | Indirect |
| Nov. 12, 2014 | CDNA | Common Stock, $0.001 par value per share | — | Direct |
| Nov. 12, 2014 | CDNA | Common Stock, $0.001 par value per share | 328,801 | Indirect |
| Nov. 12, 2014 | CDNA | Common Stock, $0.001 par value per share | 42,308 | Indirect |
| Nov. 12, 2014 | CDNA | Common Stock, $0.001 par value per share | 34,764 | Indirect |
| Nov. 12, 2014 | CDNA | Common Stock, $0.001 par value per share | 6,941 | Indirect |
| Nov. 12, 2014 | CDNA | Common Stock, $0.001 par value per share | 6,788 | Indirect |