NightWatch Capital Management, LLC
Insider
First SEC filing: Oct. 5, 2009 · Latest: Oct. 5, 2009
Insider at
SWKHL
selling
Oct. 26, 2009
SNWV
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 4, 2011 | SNWV | A | 33,403 | $3.25 | $108,560 | 1,904,145 Indirect | +1.79% | Acquired | 60.6% (price as of ) |
| April 4, 2011 | SNWV | A | 16,702 | · | · | 16,702 Indirect | · | Acquired | |
| Oct. 26, 2009 | SWKHL | S | 5,705,814 | $0.75 | $4,279,360 | 611,459 Indirect | -90.32% | Disposed | |
| Oct. 26, 2009 | SWKHL | H | 679,808 | $2.45 | $1,665,530 | 0 Indirect | -100.00% | Disposed | |
| Oct. 26, 2009 | SWKHL | H | 679,808 | $2.45 | $1,665,530 | 679,808 Indirect | · | Acquired | |
| Oct. 26, 2009 | SWKHL | H | 788,041 | $1.97 | $1,552,441 | 0 Indirect | -100.00% | Disposed | |
| Oct. 26, 2009 | SWKHL | H | 788,041 | $1.97 | $1,552,441 | 1,467,849 Indirect | +115.92% | Acquired | |
| Oct. 26, 2009 | SWKHL | H | 127,603 | $1.97 | $251,378 | 0 Indirect | -100.00% | Disposed | |
| Oct. 26, 2009 | SWKHL | H | 127,603 | $1.97 | $251,378 | 1,595,452 Indirect | +8.69% | Acquired | |
| May 16, 2007 | SWKHL | P | 109,900 | $3.26 | $358,274 | 6,317,273 Indirect | +1.77% | Acquired | |
| May 15, 2007 | SWKHL | P | 17,700 | $3.26 | $57,702 | 6,207,373 Indirect | +0.29% | Acquired | |
| May 14, 2007 | SWKHL | P | 166,600 | $3.21 | $534,786 | 6,189,673 Indirect | +2.77% | Acquired | |
| May 11, 2007 | SWKHL | P | 55,800 | $3.20 | $178,560 | 6,023,073 Indirect | +0.94% | Acquired | |
| Oct. 9, 2006 | SWKHL | J | 49,485 | · | · | 5,967,273 Indirect | +0.84% | Acquired | |
| May 8, 2006 | SWKHL | J | 494,866 | · | · | 5,917,788 Indirect | +9.13% | Acquired | |
| Oct. 25, 2005 | SWKHL | P | 354,451 | $1.31 | $464,331 | · Indirect | · | Acquired | |
| Oct. 25, 2005 | SWKHL | P | 127,603 | $1.31 | $167,160 | 1,595,452 Indirect | +8.69% | Acquired | |
| Oct. 25, 2005 | SWKHL | P | 338,443 | $1.32 | $446,745 | 5,406,914 Indirect | +6.68% | Acquired | |
| Oct. 25, 2005 | SWKHL | P | 121,840 | $1.32 | $160,829 | 1,589,689 Indirect | +8.30% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 4, 2011 | SNWV | Class E Warrant [F1] | Common Stock, $.001 par value | $4.00 | April 4, 2016 | 16,702 | Acquired |
| Oct. 26, 2009 | SWKHL | Common Stock Warrants | Common Stock | $2.45 | Sept. 29, 2010 | 679,808 | Disposed |
| Oct. 26, 2009 | SWKHL | Common Stock Warrants | Common Stock | $2.45 | Sept. 29, 2012 | 679,808 | Acquired |
| Oct. 26, 2009 | SWKHL | Common Stock Warrants | Common Stock | $1.97 | Oct. 25, 2010 | 788,041 | Disposed |
| Oct. 26, 2009 | SWKHL | Common Stock Warrants | Common Stock | $1.97 | Oct. 25, 2012 | 788,041 | Acquired |
| Oct. 26, 2009 | SWKHL | Common Stock Warrants | Common Stock | $1.97 | Oct. 25, 2010 | 127,603 | Disposed |
| Oct. 26, 2009 | SWKHL | Common Stock Warrants | Common Stock | $1.97 | Oct. 25, 2012 | 127,603 | Acquired |
| Oct. 25, 2005 | SWKHL | Common Stock (Warrant right to buy) | Common Stock | · | Oct. 25, 2010 | 127,603 | Acquired |
| Oct. 25, 2005 | SWKHL | Common Stock (Warrant right to buy) | Common Stock | · | Oct. 25, 2010 | 121,840 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 5, 2009 | SNWV | Common stock, $0.001 par value ("Common Stock") | 1,939,316 | Indirect |
| Oct. 5, 2009 | SNWV | Class A Warrants to buy Common Stock | 96,966 | Indirect |
| Oct. 5, 2009 | SNWV | Class B Warrants to buy Common Stock | 96,966 | Indirect |
| Oct. 5, 2009 | SNWV | Amended Senior Note convertible into Common Stock | · | Indirect |
| Oct. 11, 2005 | SWKHL | Common Stock, $.001 par value per share ("Common Stock") | 5,068,471 | Indirect |
| Oct. 11, 2005 | SWKHL | Warrants | 679,808 | Indirect |
| Oct. 11, 2005 | SWKHL | Warrants | 788,041 | Indirect |