Norman R Sorensen

Insider

First SEC filing: June 28, 2019 · Latest: June 28, 2019

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 66 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

66 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 27, 2019	ECPG	A	3,524	$34.05	$119,992	27,554 Direct	+14.67%	Acquired	194.1% (price as of 2026-08-21)
June 28, 2018	ECPG	A	3,243	$37.00	$119,991	24,030 Direct	+15.60%	Acquired	170.7% (price as of 2026-08-21)
June 22, 2017	ECPG	A	2,962	$40.50	$119,961	20,787 Direct	+16.62%	Acquired	147.3% (price as of 2026-08-21)
June 16, 2017	NSP	A	1,380	—	—	5,234 Direct	+35.81%	Acquired	(price as of 2026-08-21)
June 8, 2016	ECPG	A	4,767	$25.17	$119,985	17,825 Direct	+36.51%	Acquired	297.9% (price as of 2026-08-21)
March 4, 2016	ECPG	P	2,000	$26.58	$53,160	13,058 Direct	+18.09%	Acquired	276.8% (price as of 2026-08-21)
Dec. 31, 2015	NSP	A	394	—	—	2,646 Direct	+17.50%	Acquired	(price as of 2026-08-21)
June 30, 2015	NSP	A	373	—	—	1,820 Direct	+25.78%	Acquired	(price as of 2026-08-21)
June 11, 2015	ECPG	A	2,404	—	—	11,058 Direct	+27.78%	Acquired	(price as of 2026-08-21)
June 10, 2015	NSP	A	1,447	—	—	1,447 Direct	—	Acquired	(price as of 2026-08-21)
June 12, 2014	ECPG	A	2,239	—	—	8,654 Direct	+34.90%	Acquired	(price as of 2026-08-21)
June 12, 2013	ECPG	A	1,340	—	—	6,415 Direct	+26.40%	Acquired	(price as of 2026-08-21)
June 13, 2012	ECPG	A	1,810	—	—	5,075 Direct	+55.44%	Acquired	(price as of 2026-08-21)
Feb. 27, 2012	PFG	A	37,330	—	—	37,330 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 27, 2012	PFG	F	6,584	$27.46	$180,797	47,798 Direct	-12.11%	Disposed	308.4% (price as of 2026-08-21)
Jan. 20, 2012	ECPG	A	3,265	—	—	3,265 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 2, 2011	PFG	A	220	—	—	7,871 Direct	+2.88%	Acquired	(price as of 2026-08-21)
Dec. 2, 2011	PFG	A	230	$24.30	$5,589	54,382 Direct	+0.42%	Acquired	361.5% (price as of 2026-08-21)
Dec. 2, 2011	PFG	A	134	$24.89	$3,335	54,152 Direct	+0.25%	Acquired	350.6% (price as of 2026-08-21)
Dec. 2, 2011	PFG	A	732	—	—	54,018 Direct	+1.37%	Acquired	(price as of 2026-08-21)
March 14, 2011	PFG	F	2,414	$32.32	$78,020	52,352 Direct	-4.41%	Disposed	247.0% (price as of 2026-08-21)
March 1, 2011	PFG	F	1,318	$33.50	$44,153	54,766 Direct	-2.35%	Disposed	234.8% (price as of 2026-08-21)
Feb. 28, 2011	PFG	A	27,670	—	—	27,670 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 3, 2010	PFG	A	139	—	—	7,651 Direct	+1.85%	Acquired	(price as of 2026-08-21)
Dec. 3, 2010	PFG	A	87	$29.68	$2,582	56,084 Direct	+0.16%	Acquired	277.9% (price as of 2026-08-21)
Dec. 3, 2010	PFG	A	681	—	—	55,997 Direct	+1.23%	Acquired	(price as of 2026-08-21)
July 7, 2010	PFG	M	56	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 7, 2010	PFG	D	56	$24.07	$1,348	55,057 Direct	-0.10%	Disposed	365.9% (price as of 2026-08-21)
July 7, 2010	PFG	M	56	—	—	55,113 Direct	+0.10%	Acquired	(price as of 2026-08-21)
Feb. 23, 2010	PFG	A	43,410	—	—	43,410 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 23, 2010	PFG	A	2,927	—	—	54,057 Direct	+5.72%	Acquired	(price as of 2026-08-21)
Dec. 14, 2009	PFG	I	4,888	$23.87	$116,677	56 Direct	-98.87%	Disposed	369.8% (price as of 2026-08-21)
Dec. 4, 2009	PFG	A	100	$24.09	$2,409	4,944 Direct	+2.06%	Acquired	365.5% (price as of 2026-08-21)
Dec. 4, 2009	PFG	A	153	—	—	7,512 Direct	+2.08%	Acquired	(price as of 2026-08-21)
Dec. 4, 2009	PFG	A	96	$23.99	$2,303	51,130 Direct	+0.19%	Acquired	367.5% (price as of 2026-08-21)
Dec. 4, 2009	PFG	A	687	—	—	51,034 Direct	+1.36%	Acquired	(price as of 2026-08-21)
Feb. 24, 2009	PFG	A	94,610	—	—	94,610 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 24, 2009	PFG	A	21,560	—	—	49,187 Direct	+78.04%	Acquired	(price as of 2026-08-21)
Feb. 6, 2009	PFG	F	2,537	$16.83	$42,698	27,627 Direct	-8.41%	Disposed	566.4% (price as of 2026-08-21)
Feb. 6, 2009	PFG	A	7,214	—	—	30,164 Direct	+31.43%	Acquired	(price as of 2026-08-21)
Dec. 15, 2008	PFG	P	1,100	$17.51	$19,261	22,950 Direct	+5.03%	Acquired	540.5% (price as of 2026-08-21)
Dec. 5, 2008	PFG	A	265	—	—	21,850 Direct	+1.23%	Acquired	(price as of 2026-08-21)
Dec. 5, 2008	PFG	A	169	—	—	7,359 Direct	+2.35%	Acquired	(price as of 2026-08-21)
Dec. 5, 2008	PFG	A	111	$19.20	$2,131	4,844 Direct	+2.35%	Acquired	484.1% (price as of 2026-08-21)
Feb. 26, 2008	PFG	A	28,900	—	—	28,900 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 7, 2007	PFG	A	63	$66.60	$4,196	4,733 Direct	+1.35%	Acquired	68.4% (price as of 2026-08-21)
Dec. 7, 2007	PFG	A	96	—	—	7,190 Direct	+1.35%	Acquired	(price as of 2026-08-21)
Dec. 7, 2007	PFG	P	61	$67.00	$4,087	21,134 Direct	+0.29%	Acquired	67.4% (price as of 2026-08-21)
Dec. 7, 2007	PFG	A	151	—	—	21,073 Direct	+0.72%	Acquired	(price as of 2026-08-21)
Nov. 28, 2007	PFG	M 10b5-1	34,220	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 28, 2007	PFG	S 10b5-1	34,220	$70.00	$2,395,400	20,878 Direct	-62.11%	Disposed	60.2% (price as of 2026-08-21)
Nov. 28, 2007	PFG	M 10b5-1	34,220	$27.57	$943,445	55,098 Direct	+163.90%	Acquired	306.8% (price as of 2026-08-21)
Feb. 26, 2007	PFG	A	15,235	—	—	15,235 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 1, 2007	PFG	M 10b5-1	18,020	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 1, 2007	PFG	S 10b5-1	18,020	$62.00	$1,117,240	19,933 Direct	-47.48%	Disposed	80.9% (price as of 2026-08-21)
Feb. 1, 2007	PFG	M 10b5-1	18,020	$27.48	$495,190	37,953 Direct	+90.40%	Acquired	308.1% (price as of 2026-08-21)
Dec. 15, 2006	PFG	A	63	$58.50	$3,686	4,670 Direct	+1.37%	Acquired	91.7% (price as of 2026-08-21)
Dec. 15, 2006	PFG	A	96	—	—	7,094 Direct	+1.37%	Acquired	(price as of 2026-08-21)
Dec. 15, 2006	PFG	P	61	$58.48	$3,567	19,933 Direct	+0.31%	Acquired	91.8% (price as of 2026-08-21)
Dec. 15, 2006	PFG	A	151	—	—	19,872 Direct	+0.77%	Acquired	(price as of 2026-08-21)
Feb. 27, 2006	PFG	A	34,280	—	—	34,280 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 16, 2005	PFG	A	59	$49.72	$2,933	4,607 Direct	+1.30%	Acquired	125.6% (price as of 2026-08-21)
Dec. 16, 2005	PFG	A	90	—	—	6,998 Direct	+1.30%	Acquired	(price as of 2026-08-21)
Dec. 16, 2005	PFG	A	142	—	—	19,682 Direct	+0.73%	Acquired	(price as of 2026-08-21)
Feb. 28, 2005	PFG	A	28,250	—	—	28,250 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 28, 2005	PFG	A	7,011	—	—	18,810 Direct	+59.42%	Acquired	(price as of 2026-08-21)
Dec. 17, 2004	PFG	A	52	—	—	11,799 Direct	+0.44%	Acquired	(price as of 2026-08-21)
Dec. 17, 2004	PFG	A	94	—	—	6,908 Direct	+1.38%	Acquired	(price as of 2026-08-21)
Dec. 17, 2004	PFG	A	62	$39.86	$2,471	4,547 Direct	+1.38%	Acquired	181.4% (price as of 2026-08-21)
Feb. 24, 2004	PFG	A	30,790	—	—	30,790 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 24, 2004	PFG	A	6,814	—	—	6,814 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 24, 2004	PFG	A	3,786	—	—	10,908 Direct	+53.16%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 27, 2012	PFG	Employee Stock Option (Right to Buy)	Common Stock (37,330)	$27.46	Feb. 27, 2022	37,330	Acquired
Dec. 2, 2011	PFG	Performance Units	Common Stock (220)	—	—	220	Acquired
Feb. 28, 2011	PFG	Employee Stock Option (Right to Buy)	Common Stock (27,670)	$34.26	Feb. 28, 2021	27,670	Acquired
Dec. 3, 2010	PFG	Performance Units	Common Stock (139)	—	—	139	Acquired
July 7, 2010	PFG	Phantom Stock Units	Common Stock (56)	—	—	56	Disposed
Feb. 23, 2010	PFG	Employee Stock Option (Right to Buy)	Common Stock (43,410)	$22.21	Feb. 23, 2020	43,410	Acquired
Dec. 14, 2009	PFG	Phantom Stock Units	Common Stock (4,888)	—	—	4,888	Disposed
Dec. 4, 2009	PFG	Phantom Stock Units	Common Stock (100)	—	—	100	Acquired
Dec. 4, 2009	PFG	Performance Units	Common Stock (153)	—	—	153	Acquired
Feb. 24, 2009	PFG	Employee Stock Option (Right to Buy)	Common Stock (94,610)	$11.07	Feb. 24, 2019	94,610	Acquired
Dec. 5, 2008	PFG	Performance Units	Common Stock (169)	—	—	169	Acquired
Dec. 5, 2008	PFG	Phantom Stock Units	Common Stock (111)	—	—	111	Acquired
Feb. 26, 2008	PFG	Employee Stock Option (Right to Buy)	Common Stock (28,900)	$60.10	Feb. 26, 2018	28,900	Acquired
Dec. 7, 2007	PFG	Phantom Stock Units	Common Stock (63)	—	—	63	Acquired
Dec. 7, 2007	PFG	Performance Units	Common Stock (96)	—	—	96	Acquired
Nov. 28, 2007	PFG	Employee Stock Option (Right to Buy)	Common Stock (34,220)	$27.57	April 29, 2012	34,220	Disposed
Feb. 26, 2007	PFG	Employee Stock Option (Right to Buy)	Common Stock (15,235)	$62.63	Feb. 26, 2017	15,235	Acquired
Feb. 1, 2007	PFG	Employee Stock Option (Right to Buy)	Common Stock (18,020)	$27.48	April 29, 2012	18,020	Disposed
Dec. 15, 2006	PFG	Phantom Stock Units	Common Stock (63)	—	—	63	Acquired
Dec. 15, 2006	PFG	Performance Units	Common Stock (96)	—	—	96	Acquired
Feb. 27, 2006	PFG	Employee Stock Option (Right to Buy)	Common Stock (34,280)	$49.25	Feb. 27, 2016	34,280	Acquired
Dec. 16, 2005	PFG	Phantom Stock Units	Common Stock (59)	—	—	59	Acquired
Dec. 16, 2005	PFG	Performance Units	Common Stock (90)	—	—	90	Acquired
Feb. 28, 2005	PFG	Employee Stock Option (Right to Buy)	Common Stock (28,250)	$39.02	Feb. 28, 2015	28,250	Acquired
Dec. 17, 2004	PFG	Performance Units	Common Stock (94)	—	—	94	Acquired
Dec. 17, 2004	PFG	Phantom Stock Units	Common Stock (62)	—	—	62	Acquired
Feb. 24, 2004	PFG	Employee Stock Option (Right to Buy)	Common Stock (30,790)	$36.30	Feb. 24, 2014	30,790	Acquired
Feb. 24, 2004	PFG	Performance Units	Common Stock (6,814)	—	—	6,814	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).