Ogden CAP Associates, LLC
CIK 1885867 · View on SEC EDGAR ↗
Insider
First SEC filing: Oct. 7, 2021 · Latest: Oct. 7, 2021
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 12 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
12 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 13, 2021 | CGTX | S | 74 | $12.00 | $888 | 2,210,377 Direct | 0.00% | Disposed | -91.7% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 13, 2021 | CGTX | Warrant (right to buy) | Common Stock (27,471) | $0.03 | March 15, 2023 | 27,471 | Disposed |
| Oct. 13, 2021 | CGTX | Series B-1 Convertible Preferred Stock | Common Stock (135,679) | — | — | 438,854 | Disposed |
| Oct. 13, 2021 | CGTX | Series B Convertible Preferred Stock | Common Stock (1,263,575) | — | — | 4,087,046 | Disposed |
| Oct. 13, 2021 | CGTX | Series A-2 Convertible Preferred Stock | Common Stock (272,756) | — | — | 882,233 | Disposed |
| Oct. 13, 2021 | CGTX | Series A-1 Convertible Preferred Stock | Common Stock (103,055) | — | — | 333,333 | Disposed |
| Oct. 13, 2021 | CGTX | Series A Convertible Preferred Stock | Common Stock (407,916) | — | — | 1,319,408 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 7, 2021 | CGTX | Series A Convertible Preferred Stock→ Common Stock (407,916) | 407,916 | Direct |
| Oct. 7, 2021 | CGTX | Series A-1 Convertible Preferred Stock→ Common Stock (103,055) | 103,055 | Direct |
| Oct. 7, 2021 | CGTX | Series A-2 Convertible Preferred Stock→ Common Stock (272,756) | 272,756 | Direct |
| Oct. 7, 2021 | CGTX | Series B Convertible Preferred Stock→ Common Stock (1,263,575) | 1,263,575 | Direct |
| Oct. 7, 2021 | CGTX | Series B-1 Convertible Preferred Stock→ Common Stock (135,679) | 135,679 | Direct |
| Oct. 7, 2021 | CGTX | Warrant (Right to Buy)→ Common Stock (27,471) | 27,471 | Direct |