Park West Asset Management LLC

CIK 1386928 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 13, 2021 · Latest: Sept. 13, 2021

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Institution

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 50 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

50 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 27, 2021 1386928 P 78,807 $9.45 $744,726 2,148,807 Indirect +3.81% Acquired
July 14, 2021 ENVX P 2,142,857 $14.00 $29,999,998 6,442,857 Indirect +49.83% Acquired -75.8% (price as of 2026-08-21)
June 4, 2021 1386928 S 345,383 $6.95 $2,400,412 6,000,002 Indirect -5.44% Disposed
June 3, 2021 1386928 S 69,600 $6.80 $473,280 6,345,385 Indirect -1.08% Disposed
March 30, 2021 TDUP P 500,000 $14.00 $7,000,000 500,000 Indirect — Acquired -80.3% (price as of 2026-08-21)
Jan. 29, 2021 1386928 S 3,300 $5.07 $16,731 6,414,985 Indirect -0.05% Disposed
Jan. 28, 2021 1386928 S 210,472 $5.25 $1,104,978 6,418,285 Indirect -3.18% Disposed
Dec. 11, 2020 ENVX P 40,043 — — 2,149,999 Indirect +1.90% Acquired (price as of 2026-08-21)
Dec. 11, 2020 ENVX P 80,087 — — 4,300,000 Indirect +1.90% Acquired (price as of 2026-08-21)
Dec. 10, 2020 ENVX P 193,300 — — 2,109,956 Indirect +10.09% Acquired (price as of 2026-08-21)
Dec. 10, 2020 ENVX P 386,600 — — 4,219,913 Indirect +10.09% Acquired (price as of 2026-08-21)
Dec. 8, 2020 ENVX P 63,701 — — 1,916,656 Indirect +3.44% Acquired (price as of 2026-08-21)
Dec. 8, 2020 ENVX P 127,402 — — 3,833,313 Indirect +3.44% Acquired (price as of 2026-08-21)
Dec. 4, 2020 ENVX P 352,955 — — 1,852,955 Indirect +23.53% Acquired (price as of 2026-08-21)
Dec. 4, 2020 ENVX P 705,911 — — 3,705,911 Indirect +23.53% Acquired (price as of 2026-08-21)
June 26, 2020 1386928 S 115,136 $4.71 $542,291 6,628,757 Indirect -1.71% Disposed
June 17, 2020 1386928 S 400,000 $13.90 $5,560,000 2,213,205 Indirect -15.31% Disposed
June 9, 2020 1386928 S 15,054 $15.25 $229,574 2,613,205 Indirect -0.57% Disposed
June 8, 2020 1386928 S 1,450 $15.25 $22,112 2,628,259 Indirect -0.06% Disposed
June 1, 2020 1386928 S 584,400 $13.92 $8,134,848 2,629,709 Indirect -18.18% Disposed
May 29, 2020 1386928 S 115,600 $14.09 $1,628,804 3,214,109 Indirect -3.47% Disposed
May 15, 2020 1386928 P 6,000 $1000.00 $6,000,000 6,000 Indirect — Acquired
June 14, 2019 1386928 P 79,709 $12.96 $1,033,029 3,329,709 Indirect +2.45% Acquired
June 13, 2019 1386928 P 250,000 $13.52 $3,380,000 3,250,000 Indirect +8.33% Acquired
May 16, 2019 1386928 P 497,500 $15.93 $7,925,175 3,000,000 Indirect +19.88% Acquired
May 8, 2019 1386928 P 250,000 $15.15 $3,787,500 2,502,500 Indirect +11.10% Acquired
Feb. 20, 2019 1386928 P 15,000 $1000.00 $15,000,000 15,000 Indirect — Acquired
Jan. 18, 2019 1386928 P 741,840 $9.50 $7,047,480 6,743,893 Indirect +12.36% Acquired
Dec. 27, 2018 1386928 P 397,495 $1.00 $397,495 1,473,218 Indirect +36.95% Acquired
Dec. 20, 2018 1386928 P 500,000 — — 500,000 Indirect — Acquired
June 20, 2018 1386928 P 845,262 $9.50 $8,029,989 6,002,053 Indirect +16.39% Acquired
July 31, 2017 1386928 S 2,000,000 $8.15 $16,300,000 6,342,499 Indirect -23.97% Disposed
July 26, 2017 1386928 S 7,796 $8.49 $66,188 8,342,499 Indirect -0.09% Disposed
July 25, 2017 1386928 S 2,250,000 $3.88 $8,730,000 8,203,729 Indirect -21.52% Disposed
July 24, 2017 1386928 S 675,000 $3.90 $2,632,500 10,453,729 Indirect -6.07% Disposed
July 24, 2017 1386928 S 12,700 $3.90 $49,530 11,128,729 Indirect -0.11% Disposed
July 21, 2017 1386928 S 270,000 $4.04 $1,090,800 11,141,429 Indirect -2.37% Disposed
July 21, 2017 1386928 S 150,000 $4.08 $612,000 11,411,429 Indirect -1.30% Disposed
July 21, 2017 1386928 S 10,000 $8.43 $84,300 8,350,295 Indirect -0.12% Disposed
July 20, 2017 1386928 S 100,000 $4.19 $419,000 11,561,429 Indirect -0.86% Disposed
July 20, 2017 1386928 S 25,000 $4.17 $104,250 11,661,429 Indirect -0.21% Disposed
July 18, 2017 1386928 S 20,000 $48.96 $979,200 20,000 Indirect -50.00% Disposed
July 12, 2017 1386928 P 600,000 $7.50 $4,500,000 5,156,791 Indirect +13.17% Acquired
June 26, 2017 1386928 S 44,049 $8.18 $360,321 8,360,295 Indirect -0.52% Disposed
June 23, 2017 1386928 S 160,717 $8.19 $1,316,272 8,404,344 Indirect -1.88% Disposed
June 16, 2017 1386928 S 100,000 $8.65 $865,000 8,565,061 Indirect -1.15% Disposed
June 8, 2017 1386928 P 15,311 $6.65 $101,818 4,556,791 Indirect +0.34% Acquired
May 12, 2017 1386928 S 50,831 $9.14 $464,595 8,665,061 Indirect -0.58% Disposed
May 11, 2017 1386928 S 75,300 $9.12 $686,736 8,715,892 Indirect -0.86% Disposed
May 11, 2017 1386928 P 155,076 $6.82 $1,057,618 4,541,480 Indirect +3.54% Acquired

Showing latest 100 of 118 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 30, 2021 TDUP Series F Preferred Stock Common Stock (7,844,390) — — 7,844,390 Disposed
Dec. 11, 2020 ENVX Warrant [F1] Common stock, par value $0.0001 (40,043) $11.50 — 40,043 Acquired
Dec. 10, 2020 ENVX Warrant [F1] Common stock, par value $0.0001 (193,300) $11.50 — 193,300 Acquired
Dec. 8, 2020 ENVX Warrant [F1] Common stock, par value $0.0001 (63,701) $11.50 — 63,701 Acquired
Dec. 4, 2020 ENVX Warrant [F1] Common stock, par value $0.0001 (352,955) $11.50 — 352,955 Acquired
May 28, 2020 1386928 Equity Swap Common Stock (300,000) — — 300,000 Disposed
May 28, 2020 1386928 Equity Swap Common Stock (790,707) — — 790,707 Disposed
May 28, 2020 1386928 Equity Swap Common Stock (289,302) — — 289,302 Disposed
May 28, 2020 1386928 Equity Swap Common Stock (340,000) — — 340,000 Disposed
May 27, 2020 1386928 Equity Swap Common Stock (28,117) — — 28,117 Disposed
May 27, 2020 1386928 Equity Swap Common Stock (30,669) — — 30,669 Disposed
May 27, 2020 1386928 Equity Swap Common Stock (30,000) — — 30,000 Disposed
May 27, 2020 1386928 Equity Swap Common Stock (9,293) — — 9,293 Disposed
May 27, 2020 1386928 Equity Swap Common Stock (82,941) — — 82,941 Disposed
May 26, 2020 1386928 Equity Swap Common Stock (119,955) — — 119,955 Disposed
May 26, 2020 1386928 Equity Swap Common Stock (28,760) — — 28,760 Disposed
May 20, 2020 1386928 Equity Swap Common Stock (3,670) — — 3,670 Disposed
May 20, 2020 1386928 Equity Swap Common Stock (17,589) — — 17,589 Disposed
May 20, 2020 1386928 Equity Swap Common Stock (8,977) — — 8,997 Disposed
May 15, 2020 1386928 Series B Convertible Preferred Stock Common Stock — — 6,000 Acquired
June 3, 2019 1386928 Equity Swap Common Stock (31,787) — June 4, 2020 31,787 Acquired
June 3, 2019 1386928 Equity Swap Common Stock (31,787) — June 4, 2019 31,787 Disposed
June 3, 2019 1386928 Equity Swap Common Stock (168,213) — June 4, 2020 168,213 Acquired
June 3, 2019 1386928 Equity Swap Common Stock (168,213) — June 4, 2019 168,213 Disposed
June 3, 2019 1386928 Equity Swap Common Stock (30,000) — June 4, 2020 30,000 Acquired
June 3, 2019 1386928 Equity Swap Common Stock (30,000) — June 4, 2019 30,000 Disposed
June 3, 2019 1386928 Equity Swap Common Stock (300,000) — June 4, 2020 300,000 Acquired
June 3, 2019 1386928 Equity Swap Common Stock (300,000) — June 4, 2019 300,000 Disposed
June 3, 2019 1386928 Equity Swap Common Stock (800,000) — June 4, 2020 800,000 Acquired
June 3, 2019 1386928 Equity Swap Common Stock (800,000) — June 4, 2019 800,000 Disposed
June 3, 2019 1386928 Equity Swap Common Stock (410,000) — June 4, 2020 410,000 Acquired
June 3, 2019 1386928 Equity Swap Common Stock (410,000) — June 4, 2019 410,000 Disposed
June 3, 2019 1386928 Equity Swap Common Stock (340,000) — June 4, 2020 340,000 Acquired
June 3, 2019 1386928 Equity Swap Common Stock (340,000) — June 4, 2019 340,000 Disposed
Feb. 20, 2019 1386928 Series A Convertible Preferred Stock Common Stock — — 15,000 Acquired
Dec. 20, 2018 1386928 Warrants (right to buy) Common Stock (500,000) $3.50 — 500,000 Acquired
Feb. 15, 2018 1386928 Equity Swap Common Stock (31,787) — June 4, 2019 31,787 Acquired
Feb. 15, 2018 1386928 Equity Swap Common Stock (31,787) — June 4, 2018 31,787 Disposed
Feb. 15, 2018 1386928 Equity Swap Common Stock (168,213) — June 4, 2019 168,213 Acquired
Feb. 15, 2018 1386928 Equity Swap Common Stock (168,213) — June 4, 2018 168,213 Disposed
Feb. 15, 2018 1386928 Equity Swap Common Stock (30,000) — June 4, 2019 30,000 Acquired
Feb. 15, 2018 1386928 Equity Swap Common Stock (30,000) — June 4, 2018 30,000 Disposed
Feb. 15, 2018 1386928 Equity Swap Common Stock (300,000) — June 4, 2019 300,000 Acquired
Feb. 15, 2018 1386928 Equity Swap Common Stock (300,000) — June 4, 2018 300,000 Disposed
Feb. 15, 2018 1386928 Equity Swap Common Stock (800,000) — June 4, 2019 800,000 Acquired
Feb. 15, 2018 1386928 Equity Swap Common Stock (800,000) — June 4, 2018 800,000 Disposed
Feb. 15, 2018 1386928 Equity Swap Common Stock (410,000) — June 4, 2019 410,000 Acquired
Feb. 15, 2018 1386928 Equity Swap Common Stock (410,000) — June 4, 2018 410,000 Disposed
Feb. 15, 2018 1386928 Equity Swap Common Stock (340,000) — June 4, 2019 340,000 Acquired
Feb. 15, 2018 1386928 Equity Swap Common Stock (340,000) — June 4, 2018 340,000 Disposed
July 18, 2017 1386928 Call Options (obligation to sell) Common Stock (2,000,000) $4.00 Oct. 20, 2017 20,000 Disposed
March 27, 2017 1386928 Equity Swap Common Stock, $0.0001 par value per share (31,787) — June 4, 2018 31,787 Acquired
March 24, 2017 1386928 Equity Swap Common Stock, $0.0001 par value per share (168,213) — June 4, 2018 168,213 Acquired
March 10, 2017 1386928 Call Options (obligation to sell) Common Stock (3,776,700) $3.00 Oct. 20, 2017 37,767 Disposed
Feb. 1, 2017 1386928 Equity Swap Common Stock, $.0001 par value per share (30,000) — June 4, 2018 30,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 14, 2023 PRCH Common Stock, par value $0.0001 per share 10,094,863 Indirect
Feb. 14, 2023 PRCH 0.75% Convertible Senior Notes due 2026→ Common Stock, par value $0.0001 per share (1,912,709) 1,912,709 Indirect
Feb. 14, 2023 PRCH Equity Swap (right to buy) [F4]→ Common Stock, par value $0.0001 per share (2,425,808) 2,425,808 Indirect
Feb. 14, 2023 PRCH Equity Swap (right to buy) [F5]→ Common Stock, par value $0.0001 per share (172,816) 172,816 Indirect
Feb. 14, 2023 PRCH Total Return Swap [F6]→ Common Stock, par value $0.0001 per share (286,411) 286,411 Indirect
March 26, 2021 TDUP Common Stock, par value $0.0001 [F1] 871,599 Indirect
March 26, 2021 TDUP Series F Preferred Stock→ Common Stock, par value $0.0001 per share (7,844,390) 7,844,390 Indirect
March 5, 2021 HOVNP Depositary Shares [F1] 618,662 Indirect
March 5, 2021 HOVNP Class A Common stock, par value $0.01 [F1] 184,800 Indirect
Dec. 8, 2020 ENVX Common stock, par value $0.0001 [F1] 3,000,000 Indirect
Dec. 8, 2020 ENVX Warrant [F1]→ Common stock, par value $0.0001 (1,500,000) 1,500,000 Indirect