Patrick J Scannon MD PHD

CIK 1222790 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 23, 2016 · Latest: Dec. 23, 2016

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 73 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

73 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 21, 2016 XOMA S 3,230 $5.75 $18,572 8,217 Direct -28.22% Disposed
March 22, 2016 XOMA S 14,785 $0.78 $11,532 228,942 Direct -6.07% Disposed
Feb. 1, 2016 XOMA S 10b5-1 8,000 $1.01 $8,080 94,227 Direct -7.83% Disposed
Dec. 28, 2015 XOMA S 10b5-1 8,000 $1.37 $10,960 102,227 Direct -7.26% Disposed
Nov. 23, 2015 XOMA S 10b5-1 8,000 $1.35 $10,800 110,227 Direct -6.77% Disposed
Oct. 26, 2015 XOMA S 10b5-1 8,000 $1.04 $8,320 118,227 Direct -6.34% Disposed
Feb. 2, 2015 XOMA S 10b5-1 5,000 $3.52 $17,600 76,346 Direct -6.15% Disposed
Jan. 2, 2015 XOMA S 10b5-1 5,000 $3.55 $17,750 81,346 Direct -5.79% Disposed
Dec. 1, 2014 XOMA S 10b5-1 5,000 $5.51 $27,550 86,346 Direct -5.47% Disposed
Nov. 13, 2014 XOMA S 8,245 $3.89 $32,073 91,346 Direct -8.28% Disposed
Nov. 3, 2014 XOMA S 10b5-1 5,000 $4.33 $21,650 76,939 Direct -6.10% Disposed
Oct. 1, 2014 XOMA S 10b5-1 5,000 $4.09 $20,450 81,939 Direct -5.75% Disposed
Sept. 2, 2014 XOMA S 10b5-1 5,000 $4.31 $21,550 86,939 Direct -5.44% Disposed
Aug. 15, 2014 XOMA S 5,871 $4.31 $25,304 91,939 Direct -6.00% Disposed
Aug. 1, 2014 XOMA S 10b5-1 5,000 $3.83 $19,150 81,546 Direct -5.78% Disposed
July 1, 2014 XOMA S 10b5-1 5,000 $4.68 $23,400 86,546 Direct -5.46% Disposed
March 18, 2014 XOMA S 3,419 $6.32 $21,608 91,546 Direct -3.60% Disposed
Jan. 9, 2014 XOMA S 10b5-1 20,000 $8.00 $160,000 42,017 Direct -32.25% Disposed
Dec. 2, 2013 XOMA S 10b5-1 16,665 $6.00 $99,990 42,017 Direct -28.40% Disposed
Dec. 2, 2013 XOMA S 10b5-1 3,335 $6.00 $20,010 42,017 Direct -7.35% Disposed
Nov. 13, 2013 XOMA S 8,346 $3.91 $32,633 42,017 Direct -16.57% Disposed
Aug. 14, 2013 XOMA S 6,002 $3.86 $23,168 27,711 Direct -17.80% Disposed
April 13, 2004 XOMA S 19,167 $4.97 $95,260 76,022 Direct -20.14% Disposed
April 13, 2004 XOMA S 5,833 $4.97 $28,990 76,022 Direct -7.13% Disposed
April 13, 2004 XOMA S 18,333 $4.97 $91,115 76,022 Direct -19.43% Disposed
April 13, 2004 XOMA S 8,619 $4.97 $42,836 76,022 Direct -10.18% Disposed
April 13, 2004 XOMA S 23,048 $4.97 $114,549 76,022 Direct -23.26% Disposed

Showing latest 100 of 131 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 12, 2023 FLNA Stock Option (Right to Buy) Common Stock (1,000) $0.95 Sept. 14, 2028 1,000 Disposed
May 4, 2023 FLNA Stock Option (Right to Buy) Common Stock (20,000) $22.34 May 4, 2033 20,000 Acquired
Dec. 11, 2020 FLNA Stock Option (Right to Buy) Common Stock (5,000) $8.12 Dec. 11, 2030 5,000 Acquired
Dec. 13, 2019 FLNA Stock Option (Right to Buy) Common Stock (20,000) $1.88 Dec. 13, 2029 20,000 Acquired
Sept. 14, 2018 FLNA Stock Options(1) Common Stock (10,000) $0.95 Sept. 14, 2028 10,000 Acquired
Dec. 6, 2017 FLNA Non-Qualifying Stock Options (1) Common Stock (20,000) $4.09 Dec. 6, 2027 20,000 Acquired
March 18, 2016 XOMA Restricted Stock Units Common Shares (9,500) March 18, 2016 9,500 Disposed
Aug. 14, 2015 XOMA Restricted Stock Units Common Shares (16,264) 16,264 Disposed
March 18, 2015 XOMA Restricted Stock Units Common Shares (9,500) March 18, 2016 9,500 Disposed
Feb. 26, 2015 XOMA Non-Qualified Share Option (right to buy) Common Shares (52,146) $3.83 Feb. 26, 2025 52,146 Acquired
Nov. 13, 2014 XOMA Restricted Stock Units Common Shares (22,652) 22,652 Disposed
Aug. 14, 2014 XOMA Restricted Stock Units Common Shares (16,264) $0.00 16,264 Disposed
March 18, 2014 XOMA Restricted Stock Units Common Shares (9,500) March 18, 2016 9,500 Disposed
Feb. 27, 2014 XOMA Non-Qualified Share Option (right to buy) Common Shares (60,000) $8.91 Feb. 27, 2024 60,000 Acquired
Jan. 9, 2014 XOMA Non-Qualified Share Option (right to buy) Common Shares (20,000) $1.69 Oct. 27, 2021 20,000 Disposed
Dec. 2, 2013 XOMA Non-Qualified Share Option (right to buy) Common Shares (16,665) $1.69 Oct. 27, 2021 16,665 Disposed
Dec. 2, 2013 XOMA Incentive Share Option (right to buy) Common Shares (3,335) $1.69 Oct. 27, 2021 3,335 Disposed
Nov. 13, 2013 XOMA Restricted Stock Units Common Shares (22,652) Aug. 14, 2015 22,652 Disposed
Aug. 14, 2013 XOMA Restricted Stock Units Common Shares (16,265) $0.00 Aug. 14, 2015 16,265 Disposed
Sept. 14, 2012 FLNA Non-Qualified Stock Options (1) Common Stock (15,000) $4.40 Sept. 14, 2022 15,000 Acquired
May 17, 2012 FLNA Non-Qualifying Stock Options(1) Common Stock (25,000) $3.79 May 17, 2022 25,000 Acquired
Sept. 16, 2011 FLNA Non-Qualified Stock Options (1) Common Stock (15,000) $5.11 Sept. 16, 2021 15,000 Acquired
May 19, 2011 FLNA Non-Qualifying Stock Options [F1] Common Stock (25,000) $9.14 May 19, 2021 25,000 Acquired
Sept. 17, 2010 FLNA Non-Qualified Stock Options [F1] Common Stock (15,000) $6.12 Sept. 17, 2010 15,000 Acquired
Sept. 11, 2009 FLNA Non-Qualified Stock Option [F1] Common Stock (15,000) $5.23 Sept. 11, 2019 15,000 Acquired
May 21, 2009 FLNA Non-Qualifying Stock Options [F1] Common Stock (25,000) $4.40 May 21, 2019 25,000 Acquired
May 22, 2008 FLNA Non-Qualifying Stock Options [F1] Common Stock (25,000) $8.15 May 22, 2018 25,000 Acquired
Feb. 21, 2008 XOMA Non-Qualified Share Option (right to buy) Common Shares (80,000) $2.71 Feb. 21, 2018 80,000 Acquired
Feb. 21, 2008 XOMA Non-Qualified Share Option (right to buy) Common Shares (80,000) $2.71 Feb. 21, 2018 80,000 Acquired
Oct. 31, 2007 XOMA Non-Qualified Share Option (right to buy) Common Shares (338,735) $3.67 Oct. 31, 2017 338,735 Acquired
Oct. 31, 2007 XOMA Incentive Share Option (right to buy) Common Shares (61,265) $3.67 Oct. 31, 2017 61,265 Acquired
Oct. 31, 2007 XOMA Non-Qualified Share Option (right to buy) Common Shares (338,735) $3.67 Oct. 31, 2017 338,735 Acquired
Oct. 31, 2007 XOMA Incentive Share Option (right to buy) Common Shares (61,265) $3.67 Oct. 31, 2017 61,265 Acquired
Feb. 21, 2007 XOMA Incentive Share Option (right to buy) Common Shares (40,000) $3.39 Feb. 21, 2017 40,000 Acquired
Feb. 28, 2006 XOMA Incentive Share Option (right to buy) Common Shares (30,000) $1.68 Feb. 28, 2016 30,000 Acquired
Feb. 23, 2005 XOMA Non-Qualified Share Option (right to buy) Common Shares (13,749) $1.40 Feb. 23, 2015 13,749 Acquired
Feb. 23, 2005 XOMA Incentive Share Option (right to buy) Common Shares (16,251) $1.40 Feb. 23, 2015 16,251 Acquired
April 13, 2004 XOMA Non-Qualified Share Option (right to buy) Common Shares (18,333) $2.56 Jan. 11, 2005 18,333 Disposed
April 13, 2004 XOMA Non-Qualified Share Option (right to buy) Common Shares (19,167) $2.38 Feb. 22, 2005 19,167 Disposed
April 13, 2004 XOMA Incentive Share Option (right to buy) Common Shares (8,619) $2.56 Jan. 11, 2005 8,619 Disposed
April 13, 2004 XOMA Incentive Share Option (right to buy) Common Shares (23,048) $2.56 Jan. 11, 2005 23,048 Disposed
April 13, 2004 XOMA Incentive Share Option (right to buy) Common Shares (5,833) $2.38 Feb. 22, 2005 5,833 Disposed
Feb. 25, 2004 XOMA Non-Qualified Share Option (right to buy) Common Shares (18,297) $5.77 Feb. 25, 2014 18,297 Acquired
Feb. 25, 2004 XOMA Incentive Share Option (right to buy) Common Shares (11,703) $5.77 Feb. 25, 2014 11,703 Acquired
Dec. 23, 2003 XOMA Non-Qualified Share Option (right to buy) Common Shares (11,000) $2.56 Jan. 11, 2005 11,000 Disposed
Dec. 23, 2003 XOMA Non-Qualified Share Option (right to buy) Common Shares (10,000) $2.56 Jan. 11, 2005 10,000 Disposed
Dec. 23, 2003 XOMA Non-Qualified Share Option (right to buy) Common Shares (20,000) $2.56 Jan. 11, 2005 20,000 Disposed
Dec. 23, 2003 XOMA Non-Qualified Share Option (right to buy) Common Shares (19,000) $2.56 Jan. 11, 2005 19,000 Disposed
Dec. 23, 2003 XOMA Incentive Share Option (right to buy) Common Shares (3,856) $2.56 Jan. 11, 2005 3,856 Disposed
Dec. 23, 2003 XOMA Incentive Share Option (right to buy) Common Shares (5,000) $2.56 Jan. 11, 2005 5,000 Disposed
Dec. 23, 2003 XOMA Incentive Share Option (right to buy) Common Shares (5,000) $2.56 Jan. 11, 2005 5,000 Disposed
Dec. 23, 2003 XOMA Incentive Share Option (right to buy) Common Shares (15,000) $2.56 Jan. 11, 2005 15,000 Disposed
Dec. 23, 2003 XOMA Incentive Share Option (right to buy) Common Shares (16,144) $2.56 Jan. 11, 2005 16,144 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 11, 2007 FLNA Non-Qualifying Stock Options [F1]→ Common Stock Direct
Dec. 11, 2007 FLNA Non-Qualifying Stock Options [F2]→ Common Stock Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CIK 791908

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $250,999 $50,210 $228,240 $636,283
2015 $250,262 $82,337 $18,934 $635,689
2014 $250,262 $78,833 $18,434 $1,132,535

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.