Patrick J Scannon MD PHD
CIK 1222790 · View on SEC EDGAR ↗
First SEC filing: Dec. 23, 2016 · Latest: Dec. 23, 2016
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 21, 2016 | XOMA | S | 3,230 | $5.75 | $18,572 | 8,217 Direct | -28.22% | Disposed | |
| March 22, 2016 | XOMA | S | 14,785 | $0.78 | $11,532 | 228,942 Direct | -6.07% | Disposed | |
| Feb. 1, 2016 | XOMA | S 10b5-1 | 8,000 | $1.01 | $8,080 | 94,227 Direct | -7.83% | Disposed | |
| Dec. 28, 2015 | XOMA | S 10b5-1 | 8,000 | $1.37 | $10,960 | 102,227 Direct | -7.26% | Disposed | |
| Nov. 23, 2015 | XOMA | S 10b5-1 | 8,000 | $1.35 | $10,800 | 110,227 Direct | -6.77% | Disposed | |
| Oct. 26, 2015 | XOMA | S 10b5-1 | 8,000 | $1.04 | $8,320 | 118,227 Direct | -6.34% | Disposed | |
| Feb. 2, 2015 | XOMA | S 10b5-1 | 5,000 | $3.52 | $17,600 | 76,346 Direct | -6.15% | Disposed | |
| Jan. 2, 2015 | XOMA | S 10b5-1 | 5,000 | $3.55 | $17,750 | 81,346 Direct | -5.79% | Disposed | |
| Dec. 1, 2014 | XOMA | S 10b5-1 | 5,000 | $5.51 | $27,550 | 86,346 Direct | -5.47% | Disposed | |
| Nov. 13, 2014 | XOMA | S | 8,245 | $3.89 | $32,073 | 91,346 Direct | -8.28% | Disposed | |
| Nov. 3, 2014 | XOMA | S 10b5-1 | 5,000 | $4.33 | $21,650 | 76,939 Direct | -6.10% | Disposed | |
| Oct. 1, 2014 | XOMA | S 10b5-1 | 5,000 | $4.09 | $20,450 | 81,939 Direct | -5.75% | Disposed | |
| Sept. 2, 2014 | XOMA | S 10b5-1 | 5,000 | $4.31 | $21,550 | 86,939 Direct | -5.44% | Disposed | |
| Aug. 15, 2014 | XOMA | S | 5,871 | $4.31 | $25,304 | 91,939 Direct | -6.00% | Disposed | |
| Aug. 1, 2014 | XOMA | S 10b5-1 | 5,000 | $3.83 | $19,150 | 81,546 Direct | -5.78% | Disposed | |
| July 1, 2014 | XOMA | S 10b5-1 | 5,000 | $4.68 | $23,400 | 86,546 Direct | -5.46% | Disposed | |
| March 18, 2014 | XOMA | S | 3,419 | $6.32 | $21,608 | 91,546 Direct | -3.60% | Disposed | |
| Jan. 9, 2014 | XOMA | S 10b5-1 | 20,000 | $8.00 | $160,000 | 42,017 Direct | -32.25% | Disposed | |
| Dec. 2, 2013 | XOMA | S 10b5-1 | 16,665 | $6.00 | $99,990 | 42,017 Direct | -28.40% | Disposed | |
| Dec. 2, 2013 | XOMA | S 10b5-1 | 3,335 | $6.00 | $20,010 | 42,017 Direct | -7.35% | Disposed | |
| Nov. 13, 2013 | XOMA | S | 8,346 | $3.91 | $32,633 | 42,017 Direct | -16.57% | Disposed | |
| Aug. 14, 2013 | XOMA | S | 6,002 | $3.86 | $23,168 | 27,711 Direct | -17.80% | Disposed | |
| April 13, 2004 | XOMA | S | 19,167 | $4.97 | $95,260 | 76,022 Direct | -20.14% | Disposed | |
| April 13, 2004 | XOMA | S | 5,833 | $4.97 | $28,990 | 76,022 Direct | -7.13% | Disposed | |
| April 13, 2004 | XOMA | S | 18,333 | $4.97 | $91,115 | 76,022 Direct | -19.43% | Disposed | |
| April 13, 2004 | XOMA | S | 8,619 | $4.97 | $42,836 | 76,022 Direct | -10.18% | Disposed | |
| April 13, 2004 | XOMA | S | 23,048 | $4.97 | $114,549 | 76,022 Direct | -23.26% | Disposed |
Showing latest 100 of 131 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 12, 2023 | FLNA | Stock Option (Right to Buy) | Common Stock (1,000) | $0.95 | Sept. 14, 2028 | 1,000 | Disposed |
| May 4, 2023 | FLNA | Stock Option (Right to Buy) | Common Stock (20,000) | $22.34 | May 4, 2033 | 20,000 | Acquired |
| Dec. 11, 2020 | FLNA | Stock Option (Right to Buy) | Common Stock (5,000) | $8.12 | Dec. 11, 2030 | 5,000 | Acquired |
| Dec. 13, 2019 | FLNA | Stock Option (Right to Buy) | Common Stock (20,000) | $1.88 | Dec. 13, 2029 | 20,000 | Acquired |
| Sept. 14, 2018 | FLNA | Stock Options(1) | Common Stock (10,000) | $0.95 | Sept. 14, 2028 | 10,000 | Acquired |
| Dec. 6, 2017 | FLNA | Non-Qualifying Stock Options (1) | Common Stock (20,000) | $4.09 | Dec. 6, 2027 | 20,000 | Acquired |
| March 18, 2016 | XOMA | Restricted Stock Units | Common Shares (9,500) | — | March 18, 2016 | 9,500 | Disposed |
| Aug. 14, 2015 | XOMA | Restricted Stock Units | Common Shares (16,264) | — | — | 16,264 | Disposed |
| March 18, 2015 | XOMA | Restricted Stock Units | Common Shares (9,500) | — | March 18, 2016 | 9,500 | Disposed |
| Feb. 26, 2015 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (52,146) | $3.83 | Feb. 26, 2025 | 52,146 | Acquired |
| Nov. 13, 2014 | XOMA | Restricted Stock Units | Common Shares (22,652) | — | — | 22,652 | Disposed |
| Aug. 14, 2014 | XOMA | Restricted Stock Units | Common Shares (16,264) | $0.00 | — | 16,264 | Disposed |
| March 18, 2014 | XOMA | Restricted Stock Units | Common Shares (9,500) | — | March 18, 2016 | 9,500 | Disposed |
| Feb. 27, 2014 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (60,000) | $8.91 | Feb. 27, 2024 | 60,000 | Acquired |
| Jan. 9, 2014 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (20,000) | $1.69 | Oct. 27, 2021 | 20,000 | Disposed |
| Dec. 2, 2013 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (16,665) | $1.69 | Oct. 27, 2021 | 16,665 | Disposed |
| Dec. 2, 2013 | XOMA | Incentive Share Option (right to buy) | Common Shares (3,335) | $1.69 | Oct. 27, 2021 | 3,335 | Disposed |
| Nov. 13, 2013 | XOMA | Restricted Stock Units | Common Shares (22,652) | — | Aug. 14, 2015 | 22,652 | Disposed |
| Aug. 14, 2013 | XOMA | Restricted Stock Units | Common Shares (16,265) | $0.00 | Aug. 14, 2015 | 16,265 | Disposed |
| Sept. 14, 2012 | FLNA | Non-Qualified Stock Options (1) | Common Stock (15,000) | $4.40 | Sept. 14, 2022 | 15,000 | Acquired |
| May 17, 2012 | FLNA | Non-Qualifying Stock Options(1) | Common Stock (25,000) | $3.79 | May 17, 2022 | 25,000 | Acquired |
| Sept. 16, 2011 | FLNA | Non-Qualified Stock Options (1) | Common Stock (15,000) | $5.11 | Sept. 16, 2021 | 15,000 | Acquired |
| May 19, 2011 | FLNA | Non-Qualifying Stock Options [F1] | Common Stock (25,000) | $9.14 | May 19, 2021 | 25,000 | Acquired |
| Sept. 17, 2010 | FLNA | Non-Qualified Stock Options [F1] | Common Stock (15,000) | $6.12 | Sept. 17, 2010 | 15,000 | Acquired |
| Sept. 11, 2009 | FLNA | Non-Qualified Stock Option [F1] | Common Stock (15,000) | $5.23 | Sept. 11, 2019 | 15,000 | Acquired |
| May 21, 2009 | FLNA | Non-Qualifying Stock Options [F1] | Common Stock (25,000) | $4.40 | May 21, 2019 | 25,000 | Acquired |
| May 22, 2008 | FLNA | Non-Qualifying Stock Options [F1] | Common Stock (25,000) | $8.15 | May 22, 2018 | 25,000 | Acquired |
| Feb. 21, 2008 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (80,000) | $2.71 | Feb. 21, 2018 | 80,000 | Acquired |
| Feb. 21, 2008 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (80,000) | $2.71 | Feb. 21, 2018 | 80,000 | Acquired |
| Oct. 31, 2007 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (338,735) | $3.67 | Oct. 31, 2017 | 338,735 | Acquired |
| Oct. 31, 2007 | XOMA | Incentive Share Option (right to buy) | Common Shares (61,265) | $3.67 | Oct. 31, 2017 | 61,265 | Acquired |
| Oct. 31, 2007 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (338,735) | $3.67 | Oct. 31, 2017 | 338,735 | Acquired |
| Oct. 31, 2007 | XOMA | Incentive Share Option (right to buy) | Common Shares (61,265) | $3.67 | Oct. 31, 2017 | 61,265 | Acquired |
| Feb. 21, 2007 | XOMA | Incentive Share Option (right to buy) | Common Shares (40,000) | $3.39 | Feb. 21, 2017 | 40,000 | Acquired |
| Feb. 28, 2006 | XOMA | Incentive Share Option (right to buy) | Common Shares (30,000) | $1.68 | Feb. 28, 2016 | 30,000 | Acquired |
| Feb. 23, 2005 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (13,749) | $1.40 | Feb. 23, 2015 | 13,749 | Acquired |
| Feb. 23, 2005 | XOMA | Incentive Share Option (right to buy) | Common Shares (16,251) | $1.40 | Feb. 23, 2015 | 16,251 | Acquired |
| April 13, 2004 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (18,333) | $2.56 | Jan. 11, 2005 | 18,333 | Disposed |
| April 13, 2004 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (19,167) | $2.38 | Feb. 22, 2005 | 19,167 | Disposed |
| April 13, 2004 | XOMA | Incentive Share Option (right to buy) | Common Shares (8,619) | $2.56 | Jan. 11, 2005 | 8,619 | Disposed |
| April 13, 2004 | XOMA | Incentive Share Option (right to buy) | Common Shares (23,048) | $2.56 | Jan. 11, 2005 | 23,048 | Disposed |
| April 13, 2004 | XOMA | Incentive Share Option (right to buy) | Common Shares (5,833) | $2.38 | Feb. 22, 2005 | 5,833 | Disposed |
| Feb. 25, 2004 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (18,297) | $5.77 | Feb. 25, 2014 | 18,297 | Acquired |
| Feb. 25, 2004 | XOMA | Incentive Share Option (right to buy) | Common Shares (11,703) | $5.77 | Feb. 25, 2014 | 11,703 | Acquired |
| Dec. 23, 2003 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (11,000) | $2.56 | Jan. 11, 2005 | 11,000 | Disposed |
| Dec. 23, 2003 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (10,000) | $2.56 | Jan. 11, 2005 | 10,000 | Disposed |
| Dec. 23, 2003 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (20,000) | $2.56 | Jan. 11, 2005 | 20,000 | Disposed |
| Dec. 23, 2003 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (19,000) | $2.56 | Jan. 11, 2005 | 19,000 | Disposed |
| Dec. 23, 2003 | XOMA | Incentive Share Option (right to buy) | Common Shares (3,856) | $2.56 | Jan. 11, 2005 | 3,856 | Disposed |
| Dec. 23, 2003 | XOMA | Incentive Share Option (right to buy) | Common Shares (5,000) | $2.56 | Jan. 11, 2005 | 5,000 | Disposed |
| Dec. 23, 2003 | XOMA | Incentive Share Option (right to buy) | Common Shares (5,000) | $2.56 | Jan. 11, 2005 | 5,000 | Disposed |
| Dec. 23, 2003 | XOMA | Incentive Share Option (right to buy) | Common Shares (15,000) | $2.56 | Jan. 11, 2005 | 15,000 | Disposed |
| Dec. 23, 2003 | XOMA | Incentive Share Option (right to buy) | Common Shares (16,144) | $2.56 | Jan. 11, 2005 | 16,144 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
CIK 791908
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $250,999 | — | — | — | $50,210 | — | $228,240 | $636,283 |
| 2015 | $250,262 | — | — | — | $82,337 | — | $18,934 | $635,689 |
| 2014 | $250,262 | — | — | — | $78,833 | — | $18,434 | $1,132,535 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.