Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 75 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

75 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 21, 2016 XOMA S 3,230 $5.75 $18,572 8,217 Direct -28.22% Disposed
March 22, 2016 XOMA S 14,785 $0.78 $11,532 228,942 Direct -6.07% Disposed
Feb. 1, 2016 XOMA S 10b5-1 8,000 $1.01 $8,080 94,227 Direct -7.83% Disposed
Dec. 28, 2015 XOMA S 10b5-1 8,000 $1.37 $10,960 102,227 Direct -7.26% Disposed
Nov. 23, 2015 XOMA S 10b5-1 8,000 $1.35 $10,800 110,227 Direct -6.77% Disposed
Oct. 26, 2015 XOMA S 10b5-1 8,000 $1.04 $8,320 118,227 Direct -6.34% Disposed
Feb. 2, 2015 XOMA S 10b5-1 5,000 $3.52 $17,600 76,346 Direct -6.15% Disposed
Jan. 2, 2015 XOMA S 10b5-1 5,000 $3.55 $17,750 81,346 Direct -5.79% Disposed
Dec. 1, 2014 XOMA S 10b5-1 5,000 $5.51 $27,550 86,346 Direct -5.47% Disposed
Nov. 13, 2014 XOMA S 8,245 $3.89 $32,073 91,346 Direct -8.28% Disposed
Nov. 3, 2014 XOMA S 10b5-1 5,000 $4.33 $21,650 76,939 Direct -6.10% Disposed
Oct. 1, 2014 XOMA S 10b5-1 5,000 $4.09 $20,450 81,939 Direct -5.75% Disposed
Sept. 2, 2014 XOMA S 10b5-1 5,000 $4.31 $21,550 86,939 Direct -5.44% Disposed
Aug. 15, 2014 XOMA S 5,871 $4.31 $25,304 91,939 Direct -6.00% Disposed
Aug. 1, 2014 XOMA S 10b5-1 5,000 $3.83 $19,150 81,546 Direct -5.78% Disposed
July 1, 2014 XOMA S 10b5-1 5,000 $4.68 $23,400 86,546 Direct -5.46% Disposed
March 18, 2014 XOMA S 3,419 $6.32 $21,608 91,546 Direct -3.60% Disposed
Jan. 9, 2014 XOMA S 10b5-1 20,000 $8.00 $160,000 42,017 Direct -32.25% Disposed
Dec. 2, 2013 XOMA S 10b5-1 16,665 $6.00 $99,990 42,017 Direct -28.40% Disposed
Dec. 2, 2013 XOMA S 10b5-1 3,335 $6.00 $20,010 42,017 Direct -7.35% Disposed
Nov. 13, 2013 XOMA S 8,346 $3.91 $32,633 42,017 Direct -16.57% Disposed
Aug. 14, 2013 XOMA S 6,002 $3.86 $23,168 27,711 Direct -17.80% Disposed
June 11, 2013 XOMA S 10b5-1 10,000 · · 17,448 Direct -36.43% Disposed
May 14, 2013 XOMA S 10b5-1 10,000 · · 17,448 Direct -36.43% Disposed
Nov. 14, 2012 XOMA S 8,773 $2.56 $22,459 17,448 Direct -33.46% Disposed

Showing latest 100 of 161 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 23, 2025 FLNA Stock Option (Right to Buy) Common Stock (26,500) $2.11 May 23, 2035 26,500 Acquired
May 9, 2024 FLNA Stock Option (Right to Buy) Common Stock (10,000) $21.11 May 9, 2034 10,000 Acquired
June 12, 2023 FLNA Stock Option (Right to Buy) Common Stock (1,000) $0.95 Sept. 14, 2028 1,000 Disposed
May 4, 2023 FLNA Stock Option (Right to Buy) Common Stock (20,000) $22.34 May 4, 2033 20,000 Acquired
Dec. 11, 2020 FLNA Stock Option (Right to Buy) Common Stock (5,000) $8.12 Dec. 11, 2030 5,000 Acquired
Dec. 13, 2019 FLNA Stock Option (Right to Buy) Common Stock (20,000) $1.88 Dec. 13, 2029 20,000 Acquired
Sept. 14, 2018 FLNA Stock Options(1) Common Stock (10,000) $0.95 Sept. 14, 2028 10,000 Acquired
Dec. 6, 2017 FLNA Non-Qualifying Stock Options (1) Common Stock (20,000) $4.09 Dec. 6, 2027 20,000 Acquired
May 4, 2017 FLNA Non-Qualifying Stock Options (1) Common Stock (50,000) $0.78 May 4, 2027 50,000 Acquired
May 12, 2016 FLNA Non-Qualifying Stock Options (1) Common Stock (50,000) $2.38 May 12, 2026 50,000 Acquired
March 18, 2016 XOMA Restricted Stock Units Common Shares (9,500) · March 18, 2016 9,500 Disposed
Aug. 14, 2015 XOMA Restricted Stock Units Common Shares (16,264) · · 16,264 Disposed
May 14, 2015 FLNA Non-Qualifying Stock Options (1) Common Stock (50,000) $2.23 May 14, 2025 50,000 Acquired
March 18, 2015 XOMA Restricted Stock Units Common Shares (9,500) · March 18, 2016 9,500 Disposed
Feb. 26, 2015 XOMA Non-Qualified Share Option (right to buy) Common Shares (52,146) $3.83 Feb. 26, 2025 52,146 Acquired
Nov. 13, 2014 XOMA Restricted Stock Units Common Shares (22,652) · · 22,652 Disposed
Aug. 14, 2014 XOMA Restricted Stock Units Common Shares (16,264) $0.00 · 16,264 Disposed
May 16, 2014 FLNA Non-Qualifying Stock Options (1) Common Stock (50,000) $4.59 May 16, 2024 50,000 Acquired
March 18, 2014 XOMA Restricted Stock Units Common Shares (9,500) · March 18, 2016 9,500 Disposed
Feb. 27, 2014 XOMA Non-Qualified Share Option (right to buy) Common Shares (60,000) $8.91 Feb. 27, 2024 60,000 Acquired
Jan. 9, 2014 XOMA Non-Qualified Share Option (right to buy) Common Shares (20,000) $1.69 Oct. 27, 2021 20,000 Disposed
Dec. 2, 2013 XOMA Non-Qualified Share Option (right to buy) Common Shares (16,665) $1.69 Oct. 27, 2021 16,665 Disposed
Dec. 2, 2013 XOMA Incentive Share Option (right to buy) Common Shares (3,335) $1.69 Oct. 27, 2021 3,335 Disposed
Nov. 13, 2013 XOMA Restricted Stock Units Common Shares (22,652) · Aug. 14, 2015 22,652 Disposed
Aug. 14, 2013 XOMA Restricted Stock Units Common Shares (16,265) $0.00 Aug. 14, 2015 16,265 Disposed
June 14, 2013 FLNA Non-Qualifying Stock Options (1) Common Stock (25,000) $2.38 June 14, 2023 25,000 Acquired
June 11, 2013 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.69 Oct. 27, 2021 10,000 Disposed
May 16, 2013 FLNA Non-Qualifying Stock Options (1) Common Stock (25,000) $2.80 May 16, 2023 25,000 Acquired
May 14, 2013 XOMA Incentive Share Option (right to buy) Common Shares (10,000) $1.69 Oct. 27, 2021 10,000 Disposed
Feb. 28, 2013 XOMA Non-Qualified Share Option (right to buy) Common Shares (39,000) $2.72 Feb. 28, 2023 39,000 Acquired
Feb. 28, 2013 XOMA Restricted Stock Units Common Shares (28,500) $0.00 March 18, 2016 28,500 Acquired
Nov. 13, 2012 XOMA Restricted Stock Units Common Shares (22,653) · · 22,653 Disposed
Sept. 14, 2012 FLNA Non-Qualified Stock Options (1) Common Stock (15,000) $4.40 Sept. 14, 2022 15,000 Acquired
July 19, 2012 XOMA Non-Qualified Share Option (right to buy) Common Shares (67,381) $3.53 July 19, 2022 67,381 Acquired
July 19, 2012 XOMA Restricted Stock Units Common Shares (48,793) $0.00 Aug. 14, 2015 48,793 Acquired
May 17, 2012 FLNA Non-Qualifying Stock Options(1) Common Stock (25,000) $3.79 May 17, 2022 25,000 Acquired
Oct. 27, 2011 XOMA Incentive Share Option (right to buy) Common Shares (33,274) $1.69 Oct. 27, 2021 33,274 Acquired
Oct. 27, 2011 XOMA Non-Qualified Share Option (right to buy) Common Shares (55,071) $1.69 Oct. 27, 2021 55,071 Acquired
Oct. 27, 2011 XOMA Restricted Stock Units Common Shares (67,957) $0.00 · 67,957 Acquired
Sept. 16, 2011 FLNA Non-Qualified Stock Options (1) Common Stock (15,000) $5.11 Sept. 16, 2021 15,000 Acquired
May 19, 2011 FLNA Non-Qualifying Stock Options [F1] Common Stock (25,000) $9.14 May 19, 2021 25,000 Acquired
Jan. 7, 2011 XOMA Incentive Share Option (right to buy) Common Shares (15,662) $5.83 Jan. 7, 2021 15,662 Acquired
Jan. 7, 2011 XOMA Non-Qualified Share Option (right to buy) Common Shares (74,898) $5.83 Jan. 7, 2021 74,898 Acquired
Sept. 17, 2010 FLNA Non-Qualified Stock Options [F1] Common Stock (15,000) $6.12 Sept. 17, 2010 15,000 Acquired
March 1, 2010 XOMA Incentive Share Option (right to buy) Common Shares (441,724) $0.49 March 1, 2020 441,724 Acquired
March 1, 2010 XOMA Non-Qualified Share Option (right to buy) Common Shares (758,276) $0.49 March 1, 2020 758,276 Acquired
Sept. 11, 2009 FLNA Non-Qualified Stock Option [F1] Common Stock (15,000) $5.23 Sept. 11, 2019 15,000 Acquired
May 21, 2009 FLNA Non-Qualifying Stock Options [F1] Common Stock (25,000) $4.40 May 21, 2019 25,000 Acquired
Feb. 26, 2009 XOMA Incentive Share Option (right to buy) Common Shares (196,761) $0.56 Feb. 26, 2019 196,761 Acquired
Feb. 26, 2009 XOMA Non-Qualified Share Option (right to buy) Common Shares (3,239) $0.56 Feb. 26, 2019 3,239 Acquired
May 22, 2008 FLNA Non-Qualifying Stock Options [F1] Common Stock (25,000) $8.15 May 22, 2018 25,000 Acquired
Feb. 21, 2008 XOMA Non-Qualified Share Option (right to buy) Common Shares (80,000) $2.71 Feb. 21, 2018 80,000 Acquired
Feb. 21, 2008 XOMA Non-Qualified Share Option (right to buy) Common Shares (80,000) $2.71 Feb. 21, 2018 80,000 Acquired
Oct. 31, 2007 XOMA Non-Qualified Share Option (right to buy) Common Shares (338,735) $3.67 Oct. 31, 2017 338,735 Acquired
Oct. 31, 2007 XOMA Incentive Share Option (right to buy) Common Shares (61,265) $3.67 Oct. 31, 2017 61,265 Acquired
Oct. 31, 2007 XOMA Non-Qualified Share Option (right to buy) Common Shares (338,735) $3.67 Oct. 31, 2017 338,735 Acquired
Oct. 31, 2007 XOMA Incentive Share Option (right to buy) Common Shares (61,265) $3.67 Oct. 31, 2017 61,265 Acquired
Feb. 21, 2007 XOMA Incentive Share Option (right to buy) Common Shares (40,000) $3.39 Feb. 21, 2017 40,000 Acquired
Feb. 28, 2006 XOMA Incentive Share Option (right to buy) Common Shares (30,000) $1.68 Feb. 28, 2016 30,000 Acquired
Feb. 23, 2005 XOMA Non-Qualified Share Option (right to buy) Common Shares (13,749) $1.40 Feb. 23, 2015 13,749 Acquired
Feb. 23, 2005 XOMA Incentive Share Option (right to buy) Common Shares (16,251) $1.40 Feb. 23, 2015 16,251 Acquired
April 13, 2004 XOMA Non-Qualified Share Option (right to buy) Common Shares (18,333) $2.56 Jan. 11, 2005 18,333 Disposed
April 13, 2004 XOMA Non-Qualified Share Option (right to buy) Common Shares (19,167) $2.38 Feb. 22, 2005 19,167 Disposed
April 13, 2004 XOMA Incentive Share Option (right to buy) Common Shares (8,619) $2.56 Jan. 11, 2005 8,619 Disposed
April 13, 2004 XOMA Incentive Share Option (right to buy) Common Shares (23,048) $2.56 Jan. 11, 2005 23,048 Disposed
April 13, 2004 XOMA Incentive Share Option (right to buy) Common Shares (5,833) $2.38 Feb. 22, 2005 5,833 Disposed
Feb. 25, 2004 XOMA Non-Qualified Share Option (right to buy) Common Shares (18,297) $5.77 Feb. 25, 2014 18,297 Acquired
Feb. 25, 2004 XOMA Incentive Share Option (right to buy) Common Shares (11,703) $5.77 Feb. 25, 2014 11,703 Acquired
Dec. 23, 2003 XOMA Non-Qualified Share Option (right to buy) Common Shares (11,000) $2.56 Jan. 11, 2005 11,000 Disposed
Dec. 23, 2003 XOMA Non-Qualified Share Option (right to buy) Common Shares (10,000) $2.56 Jan. 11, 2005 10,000 Disposed
Dec. 23, 2003 XOMA Non-Qualified Share Option (right to buy) Common Shares (20,000) $2.56 Jan. 11, 2005 20,000 Disposed
Dec. 23, 2003 XOMA Non-Qualified Share Option (right to buy) Common Shares (19,000) $2.56 Jan. 11, 2005 19,000 Disposed
Dec. 23, 2003 XOMA Incentive Share Option (right to buy) Common Shares (3,856) $2.56 Jan. 11, 2005 3,856 Disposed
Dec. 23, 2003 XOMA Incentive Share Option (right to buy) Common Shares (5,000) $2.56 Jan. 11, 2005 5,000 Disposed
Dec. 23, 2003 XOMA Incentive Share Option (right to buy) Common Shares (5,000) $2.56 Jan. 11, 2005 5,000 Disposed
Dec. 23, 2003 XOMA Incentive Share Option (right to buy) Common Shares (15,000) $2.56 Jan. 11, 2005 15,000 Disposed
Dec. 23, 2003 XOMA Incentive Share Option (right to buy) Common Shares (16,144) $2.56 Jan. 11, 2005 16,144 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 11, 2007 FLNA Non-Qualifying Stock Options [F1]→ Common Stock · Direct
Dec. 11, 2007 FLNA Non-Qualifying Stock Options [F2]→ Common Stock · Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CIK 791908

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2016 $250,999 · · · $50,210 · $228,240 $636,283
2015 $250,262 · · · $82,337 · $18,934 $635,689
2014 $250,262 · · · $78,833 · $18,434 $1,132,535

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.