Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 8, 2024 SANA S 25,000 $9.45 $236,250 149,250 Direct -14.35% Disposed -69.4% (price as of 2026-10-02)
March 21, 2022 SANA P 28,000 $7.30 $204,400 174,250 Direct +19.15% Acquired -60.4% (price as of 2026-10-02)
March 15, 2022 CDXS S 10b5-1 8,000 $16.79 $134,320 42,512 Direct -15.84% Disposed -91.9% (price as of 2026-10-02)
Dec. 13, 2021 CDXS S 10b5-1 7,800 $31.59 $246,402 50,712 Direct -13.33% Disposed -95.7% (price as of 2026-10-02)
Dec. 13, 2021 CDXS S 10b5-1 200 $32.14 $6,428 50,512 Direct -0.39% Disposed -95.8% (price as of 2026-10-02)
June 16, 2021 CDXS S 10b5-1 20,000 $20.31 $406,200 58,512 Direct -25.47% Disposed -93.3% (price as of 2026-10-02)
April 6, 2021 CDXS S 10b5-1 10,000 $25.15 $251,500 73,716 Direct +15.69% Acquired -94.6% (price as of 2026-10-02)
April 5, 2021 CDXS S 10b5-1 10,000 $24.27 $242,700 83,716 Direct -10.67% Disposed -94.4% (price as of 2026-10-02)
Sept. 6, 2019 CDXS P 5,000 $13.74 $68,700 84,764 Direct +6.27% Acquired -90.1% (price as of 2026-10-02)
Sept. 4, 2019 CDXS P 3,000 $13.62 $40,860 79,764 Direct +3.91% Acquired -90.0% (price as of 2026-10-02)
Sept. 3, 2019 CDXS P 6,000 $13.97 $83,820 76,764 Direct +8.48% Acquired -90.3% (price as of 2026-10-02)
Aug. 22, 2019 CDXS P 12,000 $12.94 $155,280 70,764 Direct +20.42% Acquired -89.5% (price as of 2026-10-02)
Dec. 20, 2018 CDXS S 10b5-1 17,900 $17.50 $313,250 60,917 Direct -22.71% Disposed -92.2% (price as of 2026-10-02)
Dec. 20, 2018 CDXS S 10b5-1 7,100 $18.61 $132,131 53,817 Direct -11.66% Disposed -92.7% (price as of 2026-10-02)
Dec. 19, 2018 CDXS S 10b5-1 25,000 $19.22 $480,500 78,817 Direct -24.08% Disposed -92.9% (price as of 2026-10-02)
Sept. 19, 2018 CDXS S 10b5-1 25,000 $17.94 $448,500 103,817 Direct -19.41% Disposed -92.4% (price as of 2026-10-02)
Sept. 18, 2018 CDXS S 10b5-1 25,000 $18.47 $461,750 128,817 Direct -16.25% Disposed -92.6% (price as of 2026-10-02)
Aug. 16, 2018 CDXS S 150,340 $14.45 $2,172,413 0 Indirect -100.00% Disposed -90.6% (price as of 2026-10-02)
July 19, 2018 CDXS S 10b5-1 25,000 $15.52 $388,000 304,157 Direct -7.60% Disposed -91.2% (price as of 2026-10-02)
July 18, 2018 CDXS S 10b5-1 25,000 $15.40 $385,000 329,157 Direct -7.06% Disposed -91.2% (price as of 2026-10-02)
Nov. 15, 2016 CDXS P 10,000 $4.83 $48,300 320,340 Direct +3.22% Acquired -71.8% (price as of 2026-10-02)
Sept. 11, 2015 CDXS P 10,000 $3.47 $34,700 290,246 Direct +3.57% Acquired -60.8% (price as of 2026-10-02)
Aug. 24, 2015 CDXS P 10,000 $3.84 $38,400 280,246 Direct +3.70% Acquired -64.6% (price as of 2026-10-02)
Aug. 21, 2015 CDXS P 10,000 $3.98 $39,800 348,234 Direct +2.96% Acquired -65.8% (price as of 2026-10-02)
Aug. 14, 2015 CDXS P 20,000 $3.97 $79,400 270,246 Direct +7.99% Acquired -65.7% (price as of 2026-10-02)
Nov. 18, 2014 CDXS P 20,000 $2.35 $47,000 229,515 Direct +9.55% Acquired -42.1% (price as of 2026-10-02)
Nov. 17, 2014 CDXS P 20,000 $2.34 $46,800 209,515 Direct +10.55% Acquired -41.9% (price as of 2026-10-02)
Aug. 12, 2014 CDXS P 60,000 $2.22 $133,200 189,515 Direct +46.33% Acquired -38.7% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 4, 2026 SANA Stock Option (Right to Buy) Common Stock (90,000) $2.96 June 3, 2036 90,000 Acquired
June 5, 2025 SANA Stock Option (Right to Buy) Common Stock (80,000) $2.55 June 4, 2035 80,000 Acquired
June 6, 2024 SANA Stock Option (Right to Buy) Common Stock $7.36 June 5, 2034 65,000 Acquired
June 6, 2024 SANA Stock Option (Right to Buy) Common Stock (54,278) $7.36 June 5, 2034 54,278 Acquired
June 8, 2023 SANA Stock Option (Right to Buy) Common Stock (65,000) $6.70 June 7, 2033 65,000 Acquired
June 6, 2022 SANA Stock Option (Right to Buy) Common Stock (65,000) $4.95 June 5, 2032 65,000 Acquired
Feb. 3, 2021 SANA Stock Option (Right to Buy) Common Stock $25.00 Feb. 2, 2031 23,591 Acquired
Feb. 3, 2021 SANA Stock Option (Right to Buy) Common Stock (14,000) $25.00 Feb. 2, 2031 14,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 3, 2021 SANA Common Stock 146,250 Direct
Feb. 25, 2014 CDXS Common Stock 20,000 Direct