Paul Burgon

CIK 1480555 · View on SEC EDGAR ↗

Insider

First SEC filing: April 2, 2010 · Latest: April 2, 2010

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

3 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 16, 2011 LIQT P 7,500 $3.60 $27,000 7,500 Direct Acquired -99.5% (price as of 2026-08-21)
Sept. 20, 2010 SWKHL P 7,700 $0.80 $6,160 17,677 Direct +77.18% Acquired 3081.2% (price as of 2026-08-21)
Sept. 20, 2010 SWKHL P 2,300 $0.82 $1,886 19,977 Direct +13.01% Acquired 3003.7% (price as of 2026-08-21)
May 24, 2010 SWKHL P 1,000 $0.88 $880 9,977 Direct +11.14% Acquired 2792.0% (price as of 2026-08-21)
May 21, 2010 SWKHL P 5,000 $0.85 $4,250 8,977 Direct +125.72% Acquired 2894.1% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 16, 2011 LIQT Stock options Common stock (20,000) $3.60 Dec. 16, 2014 20,000 Acquired
Dec. 16, 2011 LIQT Stock options Common Stock (20,000) $3.60 Dec. 16, 2021 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 2, 2010 SWKHL Common Stock 3,977 Direct
April 2, 2010 SWKHL Common Stock Warrants→ Common Stock (610,149) 610,149 Indirect
April 2, 2010 SWKHL Common Stock Warrants→ Common Stock (694,216) 694,216 Indirect
April 2, 2010 SWKHL Common Stock Warrant→ Common Stock (127,603) 127,603 Indirect
Jan. 13, 2010 SWKHL Common Stock 3,977 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2011 $175,000 $6,315 $181,315
2010 $175,000 $175,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.