Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 51 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

51 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 25, 2024 PROP S 111 $11.10 $1,232 7,536 Direct -1.45% Disposed -96.6% (price as of 2026-10-02)
June 24, 2024 PROP S 115 $10.81 $1,243 7,647 Direct -1.48% Disposed -96.5% (price as of 2026-10-02)
June 21, 2024 PROP S 199 $10.76 $2,141 7,762 Direct -2.50% Disposed -96.5% (price as of 2026-10-02)
June 20, 2024 PROP S 709 $10.62 $7,530 7,961 Direct -8.18% Disposed -96.5% (price as of 2026-10-02)
June 18, 2024 PROP S 88 $11.11 $978 8,670 Direct -1.00% Disposed -96.6% (price as of 2026-10-02)
June 17, 2024 PROP S 750 $11.10 $8,325 8,758 Direct -7.89% Disposed -96.6% (price as of 2026-10-02)
June 14, 2024 PROP S 426 $10.98 $4,677 9,508 Direct -4.29% Disposed -96.6% (price as of 2026-10-02)
June 12, 2024 PROP S 179 $12.85 $2,300 9,934 Direct -1.77% Disposed -97.1% (price as of 2026-10-02)
Sept. 26, 2023 PROP P 40,821 · · 10,976,011 Indirect +0.37% Acquired (price as of 2026-10-02)
May 3, 2023 PROP P 5,496,669 $0.11 $604,634 17,249,405 Indirect +46.77% Acquired -88.4% (price as of 2026-10-02)
May 3, 2023 PROP P 1,250 $1000.00 $1,250,000 3,773 Indirect +49.54% Acquired -100.0% (price as of 2026-10-02)
May 3, 2023 PROP P 7,142,857 · · 7,142,857 Indirect · Acquired (price as of 2026-10-02)
May 3, 2023 PROP P 7,142,857 · · 7,142,857 Indirect · Acquired (price as of 2026-10-02)
May 3, 2023 PROP P 5,496,669 $0.11 $604,634 17,249,405 Indirect +46.77% Acquired -88.4% (price as of 2026-10-02)
May 3, 2023 PROP P 1,250 $1000.00 $1,250,000 3,773 Indirect +49.54% Acquired -100.0% (price as of 2026-10-02)
May 3, 2023 PROP P 7,142,857 · · 7,142,857 Indirect · Acquired (price as of 2026-10-02)
May 3, 2023 PROP P 7,142,857 · · 7,142,857 Indirect · Acquired (price as of 2026-10-02)
March 31, 2022 PROP S 7,000 $2.71 $18,970 2,668,725 Indirect -0.26% Disposed -99.5% (price as of 2026-10-02)
March 31, 2022 PROP S 11,000 $2.63 $28,930 2,657,725 Indirect -0.41% Disposed -99.5% (price as of 2026-10-02)
Dec. 31, 2020 PROP P 14,211 $0.61 $8,669 2,657,721 Indirect -0.53% Disposed -97.9% (price as of 2026-10-02)
Dec. 31, 2020 PROP P 14,211 $0.61 $8,669 2,657,721 Indirect -0.53% Disposed -97.9% (price as of 2026-10-02)
March 24, 2020 PROP P 20,607 $1.76 $36,268 2,643,510 Indirect +0.79% Acquired -99.3% (price as of 2026-10-02)
Feb. 28, 2020 PROP P 2,835 $1.46 $4,139 2,622,903 Indirect +0.11% Acquired -99.1% (price as of 2026-10-02)
Dec. 31, 2019 PROP P 411,294 $0.12 $49,355 52,401,354 Indirect +0.79% Acquired -99.5% (price as of 2026-10-02)
Sept. 30, 2019 PROP P 1,025,688 $0.16 $164,110 51,990,060 Indirect +2.01% Acquired -99.6% (price as of 2026-10-02)
Aug. 30, 2019 PROP P 95,950 $0.16 $15,352 50,964,372 Indirect +0.19% Acquired -99.6% (price as of 2026-10-02)
July 31, 2019 PROP P 100,000 $0.18 $18,000 50,868,422 Indirect +0.20% Acquired -99.6% (price as of 2026-10-02)
June 28, 2019 PROP P 31,816 $0.20 $6,363 50,768,422 Indirect +0.06% Acquired -99.7% (price as of 2026-10-02)
Jan. 2, 2019 PROP P 56,000 $0.20 $11,200 50,736,606 Indirect +0.11% Acquired -99.7% (price as of 2026-10-02)
Dec. 31, 2018 PROP P 522,070 $0.16 $83,531 50,680,606 Indirect +1.04% Acquired -99.6% (price as of 2026-10-02)
Aug. 4, 2017 PROP P 100,000 $0.13 $13,000 50,158,536 Indirect +0.20% Acquired -99.5% (price as of 2026-10-02)
July 28, 2017 PROP P 50,000 $0.13 $6,500 50,008,536 Indirect +0.10% Acquired -99.5% (price as of 2026-10-02)
July 28, 2017 PROP P 50,000 $0.13 $6,500 50,058,536 Indirect +0.10% Acquired -99.5% (price as of 2026-10-02)
July 7, 2017 PROP P 100,000 $0.13 $13,000 49,958,536 Indirect +0.20% Acquired -99.5% (price as of 2026-10-02)
July 6, 2017 PROP P 50,000 $0.13 $6,500 49,858,536 Indirect +0.10% Acquired -99.5% (price as of 2026-10-02)
May 2, 2017 PROP P 2,875,000 $0.13 $373,750 49,808,536 Indirect +6.13% Acquired -99.5% (price as of 2026-10-02)
March 30, 2017 PROP P 2,150,000 $0.13 $279,500 46,960,036 Indirect +4.80% Acquired -99.5% (price as of 2026-10-02)
Feb. 15, 2017 PROP P 9,601,500 $0.13 $1,248,195 44,810,036 Indirect +27.27% Acquired -99.5% (price as of 2026-10-02)
Jan. 6, 2017 PROP P 526,890 $0.12 $63,227 35,208,536 Indirect +1.52% Acquired -99.5% (price as of 2026-10-02)
Dec. 16, 2016 PROP P 8,490,213 $0.13 $1,103,728 34,681,646 Indirect +32.42% Acquired -99.5% (price as of 2026-10-02)
Dec. 1, 2016 PROP P 16,666,667 · · 17,116,667 Indirect +3703.70% Acquired (price as of 2026-10-02)
Dec. 1, 2016 PROP P 16,666,667 · · 33,783,334 Indirect +97.37% Acquired (price as of 2026-10-02)
Dec. 1, 2016 PROP P 16,666,650 · · 50,449,984 Indirect +49.33% Acquired (price as of 2026-10-02)
Jan. 4, 2016 PROP P 15,000 $0.34 $5,100 9,024,783 Indirect +0.17% Acquired -99.8% (price as of 2026-10-02)
Sept. 30, 2015 PROP P 81,515 $0.40 $32,606 9,009,783 Indirect +0.91% Acquired -99.8% (price as of 2026-10-02)
Sept. 3, 2015 PROP P 100,000 $0.58 $58,000 8,928,268 Indirect +1.13% Acquired -99.9% (price as of 2026-10-02)
Aug. 21, 2015 PROP P 80,000 $0.43 $34,400 8,828,268 Indirect +0.91% Acquired -99.9% (price as of 2026-10-02)
Aug. 12, 2015 PROP P 50,000 $0.62 $31,000 8,748,268 Indirect +0.57% Acquired -99.9% (price as of 2026-10-02)
Aug. 10, 2015 PROP P 30,000 $0.58 $17,400 8,643,268 Indirect +0.35% Acquired -99.9% (price as of 2026-10-02)

Showing latest 100 of 108 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 12, 2024 PROP Restricted Stock Units Common Stock (6,863) · · 6,863 Disposed
June 12, 2024 PROP Restricted Stock Units Common Stock (7,614) · · 7,614 Acquired
Oct. 11, 2023 PROP Convertible Debenture Common Stock (5,714,286) $0.18 Dec. 31, 2023 · Disposed
Sept. 12, 2023 PROP Series D Preferred Stock Series Preferred Stock (1,213,485) · · 1,213,485 Acquired
Sept. 12, 2023 PROP Warrant Warrant (2,426,966) · · 2,426,966 Acquired
Sept. 12, 2023 PROP Series D Preferred Stock Series Preferred Stock (1,213,485) · · 1,213,485 Acquired
Sept. 12, 2023 PROP Warrant Warrant (2,426,966) · · 2,426,966 Acquired
Aug. 25, 2023 PROP Restricted Stock Units Common Stock (196,078) · · 196,078 Acquired
May 3, 2023 PROP Series A Preferred Stock Common Stock (9,095,011) $0.18 · 124,236 Disposed
May 3, 2023 PROP Convertible debenture Common Stock (9,413,863) $0.18 May 31, 2023 · Disposed
May 3, 2023 PROP Convertible debenture Series D Convertible preferred stock (2,523) $0.18 May 31, 2023 · Disposed
May 3, 2023 PROP Convertible debenture Common Stock (5,714,286) $0.18 May 31, 2023 · Disposed
May 3, 2023 PROP Series D Convertible preferred stock Common Stock (14,417,143) $0.18 · 2,523 Acquired
May 3, 2023 PROP Convertible debenture Common Stock (5,714,286) $0.18 Dec. 31, 2023 · Acquired
May 3, 2023 PROP Series D Convertible Preferred Stock Common Stock (7,142,857) $0.18 · 1,250 Acquired
May 3, 2023 PROP A Common Stock Purchase Warrant Common Stock $0.21 May 3, 2028 7,142,857 Acquired
May 3, 2023 PROP B Common Stock Purchase Warrant Common Stock $0.21 May 3, 2024 7,142,857 Acquired
May 3, 2023 PROP Series A Preferred Stock Common Stock (9,095,011) $0.18 · 124,236 Disposed
May 3, 2023 PROP Convertible debenture Common Stock (9,413,863) $0.18 May 31, 2023 · Disposed
May 3, 2023 PROP Convertible debenture Series D Convertible preferred stock (2,523) $0.18 May 31, 2023 · Disposed
May 3, 2023 PROP Convertible debenture Common Stock (5,714,286) $0.18 May 31, 2023 · Disposed
May 3, 2023 PROP Series D Convertible preferred stock Common Stock (14,417,143) $0.18 · 2,523 Acquired
May 3, 2023 PROP Convertible debenture Common Stock (5,714,286) $0.18 Dec. 31, 2023 · Acquired
May 3, 2023 PROP Series D Convertible Preferred Stock Common Stock (7,142,857) $0.18 · 1,250 Acquired
May 3, 2023 PROP A Common Stock Purchase Warrant Common Stock $0.21 May 3, 2028 7,142,857 Acquired
May 3, 2023 PROP B Common Stock Purchase Warrant Common Stock $0.21 May 3, 2024 7,142,857 Acquired
July 7, 2022 PROP Options Common Stock (2,625,000) · · 2,625,000 Disposed
June 30, 2022 PROP Series A Convertible preferred stock Common Stock (6,424,571) · · 4,941 Acquired
April 30, 2022 PROP Series A Convertible preferred stock Common Stock (6,142,228) · · 4,941 Acquired
Dec. 29, 2016 PROP Stock Option (Right to Buy) Common Stock (75,000) $0.50 Dec. 29, 2021 75,000 Acquired
Dec. 29, 2016 PROP Stock Option (Right to Buy) Common Stock (75,000) $0.50 Dec. 29, 2021 75,000 Acquired
Dec. 29, 2016 PROP Stock Option (Right to Buy) Common Stock (75,000) $0.55 Dec. 29, 2021 75,000 Acquired
Dec. 29, 2016 PROP Stock Option (Right to Buy) Common Stock (75,000) $0.55 Dec. 29, 2021 75,000 Acquired
Dec. 29, 2016 PROP Stock Option (Right to Buy) Common Stock (75,000) $0.55 Dec. 29, 2021 75,000 Acquired
Dec. 29, 2016 PROP Stock Option (Right to Buy) Common Stock (75,000) $0.60 Dec. 29, 2021 75,000 Acquired
Dec. 29, 2016 PROP Stock Option (Right to Buy) Common Stock (75,000) $0.60 Dec. 29, 2021 75,000 Acquired
Dec. 29, 2016 PROP Stock Option (Right to Buy) Common Stock (75,000) $0.60 Dec. 29, 2021 75,000 Acquired
Dec. 2, 2016 PROP Series B Common Stock Purchase Warrant [F7] Common Stock (16,666,650) $0.00 Dec. 1, 2021 16,666,650 Disposed
Dec. 1, 2016 PROP Debenture Common Stock $0.15 Dec. 1, 2018 16,666,667 Acquired
Dec. 1, 2016 PROP Series A Common Stock Purchase Warrant Common Stock (16,666,667) $0.15 Dec. 1, 2021 16,666,667 Acquired
Dec. 1, 2016 PROP Series B Common Stock Purchase Warrant [F7] Common Stock (16,666,650) $0.00 Dec. 1, 2021 16,666,650 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 11, 2013 IOVA Common Stock 399,873,215 Indirect
June 11, 2013 IOVA Common Stock 2,340,000 Indirect
Nov. 17, 2008 RSSS Common Stock 2,650,000 Indirect
Nov. 17, 2008 RSSS Common Stock 1,810,910 Indirect
Nov. 17, 2008 RSSS Warrants→ Common Stock (325,000) 325,000 Indirect

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2016 · · · · · · · ·

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.