Peter G Schultz
CIK 1216630 · View on SEC EDGAR ↗
First SEC filing: June 19, 2014 · Latest: June 19, 2014
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 5, 2015 | ARDX | P | 14,019 | $0.12 | $1,682 | 14,019 Direct | — | Acquired | 3245.8% (price as of 2026-08-19) |
| June 5, 2015 | ARDX | P | 46,729 | $10.70 | $500,000 | 907,429 Direct | +5.43% | Acquired | -62.5% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 11, 2015 | ARDX | Stock Option (Right to Buy) | Common Stock (15,000) | $14.60 | June 11, 2025 | 15,000 | Acquired |
| June 5, 2015 | ARDX | Warrants (Right to Buy) | Common Stock (14,019) | $13.91 | June 5, 2020 | 14,019 | Acquired |
| June 24, 2014 | ARDX | Series A Preferred Stock | Common Stock (289,141) | — | — | 289,141 | Disposed |
| June 24, 2014 | ARDX | Series B Preferred Stock | Common Stock (517,659) | — | — | 517,659 | Disposed |
| June 24, 2014 | ARDX | Series B Preferred Stock | Common Stock (392) | — | — | 392 | Disposed |
| June 24, 2014 | ARDX | Series B Preferred Stock | Common Stock (60,410) | — | — | 60,802 | Acquired |
| June 24, 2014 | ARDX | Series B Preferred Stock Purchase Warrant | Series B Preferred Stock (15,200) | $0.09 | April 14, 2021 | 15,200 | Disposed |
| June 24, 2014 | ARDX | Series B Preferred Stock Purchase Warrant | Series B Preferred Stock (45,602) | $0.09 | Nov. 16, 2020 | 45,602 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 19, 2014 | ARDX | Common Stock | — | Direct |
| June 19, 2014 | ARDX | Common Stock | — | Indirect |
| June 19, 2014 | ARDX | Common Stock | — | Indirect |
| June 19, 2014 | ARDX | Series A Preferred Stock [F4]→ Common Stock | — | Direct |
| June 19, 2014 | ARDX | Series B Preferred Stock [F4]→ Common Stock | — | Direct |
| June 19, 2014 | ARDX | Series B Preferred Stock Purchase Warrant [F1,F7]→ Series B Preferred Stock | — | Direct |
| June 19, 2014 | ARDX | Series B Preferred Stock Purchase Warrant [F1,F7]→ Series B Preferred Stock | — | Direct |