Peter S Garcia

CIK 1188956 · View on SEC EDGAR ↗

Insider

First SEC filing: July 16, 2020 · Latest: July 16, 2020

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 30 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

30 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 13, 2024 ALXO P 12,000 $8.53 $102,360 122,348 Direct +10.87% Acquired -76.2% (price as of 2026-08-21)
June 13, 2024 ALXO P 12,000 $8.53 $102,360 122,348 Direct +10.87% Acquired -76.2% (price as of 2026-08-21)
Dec. 29, 2023 ALXO S 1,893 $15.04 $28,471 85,348 Direct -2.17% Disposed -86.5% (price as of 2026-08-21)
June 30, 2023 ALXO S 887 $7.34 $6,511 54,738 Direct -1.59% Disposed -72.3% (price as of 2026-08-21)
Dec. 29, 2022 ALXO S 893 $11.07 $9,886 53,723 Direct -1.64% Disposed -81.7% (price as of 2026-08-21)
Oct. 18, 2021 ALXO S 10b5-1 189 $59.06 $11,162 9,331 Direct -1.99% Disposed -96.6% (price as of 2026-08-21)
Oct. 18, 2021 ALXO S 10b5-1 438 $58.30 $25,535 9,520 Direct -4.40% Disposed -96.5% (price as of 2026-08-21)
Oct. 18, 2021 ALXO S 10b5-1 411 $57.54 $23,649 9,958 Direct -3.96% Disposed -96.5% (price as of 2026-08-21)
Oct. 18, 2021 ALXO S 10b5-1 1,437 $56.09 $80,601 10,369 Direct -12.17% Disposed -96.4% (price as of 2026-08-21)
Oct. 18, 2021 ALXO S 10b5-1 1,903 $55.15 $104,950 11,806 Direct -13.88% Disposed -96.3% (price as of 2026-08-21)
Oct. 18, 2021 ALXO S 10b5-1 2,851 $54.33 $154,895 13,709 Direct -17.22% Disposed -96.3% (price as of 2026-08-21)
Sept. 17, 2021 ALXO S 10b5-1 1,100 $81.19 $89,309 9,331 Direct -10.55% Disposed -97.5% (price as of 2026-08-21)
Sept. 17, 2021 ALXO S 10b5-1 273 $80.22 $21,900 10,431 Direct -2.55% Disposed -97.5% (price as of 2026-08-21)
Sept. 17, 2021 ALXO S 10b5-1 1,746 $79.46 $138,737 10,704 Direct -14.02% Disposed -97.4% (price as of 2026-08-21)
Sept. 17, 2021 ALXO S 10b5-1 7,199 $78.61 $565,913 12,450 Direct -36.64% Disposed -97.4% (price as of 2026-08-21)
Sept. 17, 2021 ALXO S 10b5-1 1,027 $77.84 $79,942 19,649 Direct -4.97% Disposed -97.4% (price as of 2026-08-21)
Sept. 16, 2021 ALXO S 10b5-1 1,426 $80.43 $114,693 9,331 Direct -13.26% Disposed -97.5% (price as of 2026-08-21)
Aug. 23, 2021 ALXO S 10b5-1 35 $77.56 $2,715 9,331 Direct -0.37% Disposed -97.4% (price as of 2026-08-21)
Aug. 23, 2021 ALXO S 10b5-1 2,616 $76.66 $200,543 9,366 Direct -21.83% Disposed -97.4% (price as of 2026-08-21)
Aug. 23, 2021 ALXO S 10b5-1 10,743 $75.71 $813,353 11,982 Direct -47.27% Disposed -97.3% (price as of 2026-08-21)
Aug. 23, 2021 ALXO S 10b5-1 19,448 $75.09 $1,460,350 22,725 Direct -46.11% Disposed -97.3% (price as of 2026-08-21)
Aug. 23, 2021 ALXO S 10b5-1 4,008 $73.57 $294,869 42,173 Direct -8.68% Disposed -97.2% (price as of 2026-08-21)
Aug. 23, 2021 ALXO S 10b5-1 18,060 $72.66 $1,312,240 46,181 Direct -28.11% Disposed -97.2% (price as of 2026-08-21)
Aug. 23, 2021 ALXO S 10b5-1 3,497 $72.03 $251,889 64,241 Direct -5.16% Disposed -97.2% (price as of 2026-08-21)
Aug. 23, 2021 ALXO S 10b5-1 1,593 $70.86 $112,880 67,738 Direct -2.30% Disposed -97.1% (price as of 2026-08-21)
Aug. 17, 2021 ALXO S 10b5-1 40 $68.62 $2,745 9,331 Direct -0.43% Disposed -97.0% (price as of 2026-08-21)
Aug. 17, 2021 ALXO S 10b5-1 2,400 $68.34 $164,016 9,371 Direct -20.39% Disposed -97.0% (price as of 2026-08-21)
Aug. 17, 2021 ALXO S 10b5-1 505 $67.13 $33,901 11,771 Direct -4.11% Disposed -97.0% (price as of 2026-08-21)
Aug. 17, 2021 ALXO S 10b5-1 2,368 $65.83 $155,885 12,276 Direct -16.17% Disposed -96.9% (price as of 2026-08-21)
Aug. 17, 2021 ALXO S 10b5-1 4,687 $65.24 $305,780 14,644 Direct -24.25% Disposed -96.9% (price as of 2026-08-21)
July 21, 2020 ALXO P 3,000 $19.00 $57,000 3,000 Direct Acquired -89.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 14, 2024 ALXO Employee Stock Option (right to buy) Common Stock (80,000) $15.84 Feb. 13, 2034 80,000 Acquired
July 25, 2023 ALXO Employee Stock Option (right to buy) Common Stock (101,000) $5.86 July 24, 2033 101,000 Acquired
Aug. 5, 2022 ALXO Employee Stock Option (right to buy) Common Stock (95,000) $11.47 Aug. 4, 2032 95,000 Acquired
Feb. 7, 2022 ALXO Employee Stock Option (right to buy) Common Stock (8,363) $4.81 April 27, 2030 8,363 Disposed
Feb. 7, 2022 ALXO Employee Stock Option (right to buy) Common Stock (6,637) $4.08 March 9, 2030 6,637 Disposed
Oct. 18, 2021 ALXO Employee Stock Option (right to buy) Common Stock (7,229) $4.08 March 9, 2030 7,229 Disposed
Sept. 17, 2021 ALXO Employee Stock Option (right to buy) Common Stock (11,345) $4.08 March 9, 2030 11,345 Disposed
Sept. 16, 2021 ALXO Employee Stock Option (right to buy) Common Stock (1,426) $4.08 March 9, 2030 1,426 Disposed
Aug. 23, 2021 ALXO Employee Stock Option (right to buy) Common Stock (19,370) $4.08 March 9, 2030 19,370 Disposed
Aug. 23, 2021 ALXO Employee Stock Option (right to buy) Common Stock (40,630) $4.08 March 9, 2030 40,630 Disposed
Aug. 17, 2021 ALXO Employee Stock Option (right to buy) Common Stock (10,000) $4.08 March 9, 2030 10,000 Disposed
July 30, 2021 ALXO Employee Stock Option (right to buy) Common Stock (100,000) $58.56 July 29, 2031 100,000 Acquired
Jan. 28, 2021 ALXO Employee Stock Option (right to buy) Common Stock (6,128) $4.08 March 9, 2030 6,128 Disposed
July 16, 2020 ALXO Employee Stock Option (right to buy) Common Stock (88,137) $19.00 July 16, 2030 88,137 Acquired
May 7, 2004 ORKA Incentive Stock Option (right to buy) Common Stock (12,644) $10.18 May 7, 2014 12,644 Acquired
May 7, 2004 ORKA Non-Qualified Stock Option (right to buy) Common Stock (37,356) $10.18 May 7, 2014 37,356 Acquired
May 7, 2004 ORKA Non-Qualified Stock Option (right to buy) Common Stock (110,000) $10.18 May 7, 2014 110,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (152,417) 152,417 Direct
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (99,838) 99,838 Direct
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (29,176) 29,176 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ORKA

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2004 $298,590,272,916,249,984
2003 $272,916,250,000,159,168
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $485,472 $194,189 $1,302,946
2022 $466,800 $164,314 $1,753,821
2021 $453,200 $181,280 $4,751,470

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.