Peter S Garcia
CIK 1188956 · View on SEC EDGAR ↗
First SEC filing: July 16, 2020 · Latest: July 16, 2020
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 13, 2024 | ALXO | P | 12,000 | $8.53 | $102,360 | 122,348 Direct | +10.87% | Acquired | -76.2% (price as of 2026-08-21) |
| June 13, 2024 | ALXO | P | 12,000 | $8.53 | $102,360 | 122,348 Direct | +10.87% | Acquired | -76.2% (price as of 2026-08-21) |
| Dec. 29, 2023 | ALXO | S | 1,893 | $15.04 | $28,471 | 85,348 Direct | -2.17% | Disposed | -86.5% (price as of 2026-08-21) |
| June 30, 2023 | ALXO | S | 887 | $7.34 | $6,511 | 54,738 Direct | -1.59% | Disposed | -72.3% (price as of 2026-08-21) |
| Dec. 29, 2022 | ALXO | S | 893 | $11.07 | $9,886 | 53,723 Direct | -1.64% | Disposed | -81.7% (price as of 2026-08-21) |
| Oct. 18, 2021 | ALXO | S 10b5-1 | 189 | $59.06 | $11,162 | 9,331 Direct | -1.99% | Disposed | -96.6% (price as of 2026-08-21) |
| Oct. 18, 2021 | ALXO | S 10b5-1 | 438 | $58.30 | $25,535 | 9,520 Direct | -4.40% | Disposed | -96.5% (price as of 2026-08-21) |
| Oct. 18, 2021 | ALXO | S 10b5-1 | 411 | $57.54 | $23,649 | 9,958 Direct | -3.96% | Disposed | -96.5% (price as of 2026-08-21) |
| Oct. 18, 2021 | ALXO | S 10b5-1 | 1,437 | $56.09 | $80,601 | 10,369 Direct | -12.17% | Disposed | -96.4% (price as of 2026-08-21) |
| Oct. 18, 2021 | ALXO | S 10b5-1 | 1,903 | $55.15 | $104,950 | 11,806 Direct | -13.88% | Disposed | -96.3% (price as of 2026-08-21) |
| Oct. 18, 2021 | ALXO | S 10b5-1 | 2,851 | $54.33 | $154,895 | 13,709 Direct | -17.22% | Disposed | -96.3% (price as of 2026-08-21) |
| Sept. 17, 2021 | ALXO | S 10b5-1 | 1,100 | $81.19 | $89,309 | 9,331 Direct | -10.55% | Disposed | -97.5% (price as of 2026-08-21) |
| Sept. 17, 2021 | ALXO | S 10b5-1 | 273 | $80.22 | $21,900 | 10,431 Direct | -2.55% | Disposed | -97.5% (price as of 2026-08-21) |
| Sept. 17, 2021 | ALXO | S 10b5-1 | 1,746 | $79.46 | $138,737 | 10,704 Direct | -14.02% | Disposed | -97.4% (price as of 2026-08-21) |
| Sept. 17, 2021 | ALXO | S 10b5-1 | 7,199 | $78.61 | $565,913 | 12,450 Direct | -36.64% | Disposed | -97.4% (price as of 2026-08-21) |
| Sept. 17, 2021 | ALXO | S 10b5-1 | 1,027 | $77.84 | $79,942 | 19,649 Direct | -4.97% | Disposed | -97.4% (price as of 2026-08-21) |
| Sept. 16, 2021 | ALXO | S 10b5-1 | 1,426 | $80.43 | $114,693 | 9,331 Direct | -13.26% | Disposed | -97.5% (price as of 2026-08-21) |
| Aug. 23, 2021 | ALXO | S 10b5-1 | 35 | $77.56 | $2,715 | 9,331 Direct | -0.37% | Disposed | -97.4% (price as of 2026-08-21) |
| Aug. 23, 2021 | ALXO | S 10b5-1 | 2,616 | $76.66 | $200,543 | 9,366 Direct | -21.83% | Disposed | -97.4% (price as of 2026-08-21) |
| Aug. 23, 2021 | ALXO | S 10b5-1 | 10,743 | $75.71 | $813,353 | 11,982 Direct | -47.27% | Disposed | -97.3% (price as of 2026-08-21) |
| Aug. 23, 2021 | ALXO | S 10b5-1 | 19,448 | $75.09 | $1,460,350 | 22,725 Direct | -46.11% | Disposed | -97.3% (price as of 2026-08-21) |
| Aug. 23, 2021 | ALXO | S 10b5-1 | 4,008 | $73.57 | $294,869 | 42,173 Direct | -8.68% | Disposed | -97.2% (price as of 2026-08-21) |
| Aug. 23, 2021 | ALXO | S 10b5-1 | 18,060 | $72.66 | $1,312,240 | 46,181 Direct | -28.11% | Disposed | -97.2% (price as of 2026-08-21) |
| Aug. 23, 2021 | ALXO | S 10b5-1 | 3,497 | $72.03 | $251,889 | 64,241 Direct | -5.16% | Disposed | -97.2% (price as of 2026-08-21) |
| Aug. 23, 2021 | ALXO | S 10b5-1 | 1,593 | $70.86 | $112,880 | 67,738 Direct | -2.30% | Disposed | -97.1% (price as of 2026-08-21) |
| Aug. 17, 2021 | ALXO | S 10b5-1 | 40 | $68.62 | $2,745 | 9,331 Direct | -0.43% | Disposed | -97.0% (price as of 2026-08-21) |
| Aug. 17, 2021 | ALXO | S 10b5-1 | 2,400 | $68.34 | $164,016 | 9,371 Direct | -20.39% | Disposed | -97.0% (price as of 2026-08-21) |
| Aug. 17, 2021 | ALXO | S 10b5-1 | 505 | $67.13 | $33,901 | 11,771 Direct | -4.11% | Disposed | -97.0% (price as of 2026-08-21) |
| Aug. 17, 2021 | ALXO | S 10b5-1 | 2,368 | $65.83 | $155,885 | 12,276 Direct | -16.17% | Disposed | -96.9% (price as of 2026-08-21) |
| Aug. 17, 2021 | ALXO | S 10b5-1 | 4,687 | $65.24 | $305,780 | 14,644 Direct | -24.25% | Disposed | -96.9% (price as of 2026-08-21) |
| July 21, 2020 | ALXO | P | 3,000 | $19.00 | $57,000 | 3,000 Direct | — | Acquired | -89.3% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 14, 2024 | ALXO | Employee Stock Option (right to buy) | Common Stock (80,000) | $15.84 | Feb. 13, 2034 | 80,000 | Acquired |
| July 25, 2023 | ALXO | Employee Stock Option (right to buy) | Common Stock (101,000) | $5.86 | July 24, 2033 | 101,000 | Acquired |
| Aug. 5, 2022 | ALXO | Employee Stock Option (right to buy) | Common Stock (95,000) | $11.47 | Aug. 4, 2032 | 95,000 | Acquired |
| Feb. 7, 2022 | ALXO | Employee Stock Option (right to buy) | Common Stock (8,363) | $4.81 | April 27, 2030 | 8,363 | Disposed |
| Feb. 7, 2022 | ALXO | Employee Stock Option (right to buy) | Common Stock (6,637) | $4.08 | March 9, 2030 | 6,637 | Disposed |
| Oct. 18, 2021 | ALXO | Employee Stock Option (right to buy) | Common Stock (7,229) | $4.08 | March 9, 2030 | 7,229 | Disposed |
| Sept. 17, 2021 | ALXO | Employee Stock Option (right to buy) | Common Stock (11,345) | $4.08 | March 9, 2030 | 11,345 | Disposed |
| Sept. 16, 2021 | ALXO | Employee Stock Option (right to buy) | Common Stock (1,426) | $4.08 | March 9, 2030 | 1,426 | Disposed |
| Aug. 23, 2021 | ALXO | Employee Stock Option (right to buy) | Common Stock (19,370) | $4.08 | March 9, 2030 | 19,370 | Disposed |
| Aug. 23, 2021 | ALXO | Employee Stock Option (right to buy) | Common Stock (40,630) | $4.08 | March 9, 2030 | 40,630 | Disposed |
| Aug. 17, 2021 | ALXO | Employee Stock Option (right to buy) | Common Stock (10,000) | $4.08 | March 9, 2030 | 10,000 | Disposed |
| July 30, 2021 | ALXO | Employee Stock Option (right to buy) | Common Stock (100,000) | $58.56 | July 29, 2031 | 100,000 | Acquired |
| Jan. 28, 2021 | ALXO | Employee Stock Option (right to buy) | Common Stock (6,128) | $4.08 | March 9, 2030 | 6,128 | Disposed |
| July 16, 2020 | ALXO | Employee Stock Option (right to buy) | Common Stock (88,137) | $19.00 | July 16, 2030 | 88,137 | Acquired |
| May 7, 2004 | ORKA | Incentive Stock Option (right to buy) | Common Stock (12,644) | $10.18 | May 7, 2014 | 12,644 | Acquired |
| May 7, 2004 | ORKA | Non-Qualified Stock Option (right to buy) | Common Stock (37,356) | $10.18 | May 7, 2014 | 37,356 | Acquired |
| May 7, 2004 | ORKA | Non-Qualified Stock Option (right to buy) | Common Stock (110,000) | $10.18 | May 7, 2014 | 110,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 16, 2020 | ALXO | Employee Stock Option (right to buy)→ Common Stock (152,417) | 152,417 | Direct |
| July 16, 2020 | ALXO | Employee Stock Option (right to buy)→ Common Stock (99,838) | 99,838 | Direct |
| July 16, 2020 | ALXO | Employee Stock Option (right to buy)→ Common Stock (29,176) | 29,176 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
ORKA
CFO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2004 | $298,590,272,916,249,984 | — | — | — | — | — | — | — |
| 2003 | $272,916,250,000,159,168 | — | — | — | — | — | — | — |
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2023 | $485,472 | — | — | — | $194,189 | — | — | $1,302,946 |
| 2022 | $466,800 | — | — | — | $164,314 | — | — | $1,753,821 |
| 2021 | $453,200 | — | — | — | $181,280 | — | — | $4,751,470 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.