Philip C S Yin

Insider

First SEC filing: Sept. 6, 2005 · Latest: Sept. 6, 2005

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 21, 2008	AXTI	P	3,200	$0.93	$2,976	20,500 Direct	+18.50%	Acquired	7820.1% (price as of 2026-08-21)
Nov. 20, 2008	AXTI	P	800	$0.95	$760	17,300 Direct	+4.85%	Acquired	7653.4% (price as of 2026-08-21)
Oct. 31, 2008	AXTI	A	110,550	$1.59	$175,774	479,250 Direct	+29.98%	Acquired	4532.5% (price as of 2026-08-21)
Oct. 22, 2007	AXTI	A	73,700	$6.31	$465,047	368,700 Direct	+24.98%	Acquired	1067.3% (price as of 2026-08-21)
Oct. 22, 2007	AXTI	A	73,700	$6.13	$451,781	368,700 Direct	+24.98%	Acquired	1101.6% (price as of 2026-08-21)
May 10, 2007	AXTI	P	1,000	$3.90	$3,900	16,500 Direct	+6.45%	Acquired	1788.6% (price as of 2026-08-21)
Oct. 27, 2006	AXTI	A	25,000	$4.81	$120,250	295,000 Direct	+9.26%	Acquired	1431.3% (price as of 2026-08-21)
May 4, 2006	AXTI	P	3,000	$4.13	$12,390	15,500 Direct	+24.00%	Acquired	1683.5% (price as of 2026-08-21)
Nov. 30, 2005	AXTI	A	5,000	$1.71	$8,550	12,500 Direct	+66.67%	Acquired	4207.4% (price as of 2026-08-21)
Sept. 2, 2005	AXTI	A	30,000	$1.33	$39,900	270,000 Direct	+12.50%	Acquired	5438.1% (price as of 2026-08-21)
Aug. 29, 2005	AXTI	A	7,500	$1.28	$9,600	7,500 Direct	—	Acquired	5654.5% (price as of 2026-08-21)
March 28, 2005	AXTI	A	240,000	$1.17	$280,800	240,000 Direct	—	Acquired	6195.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 31, 2008	AXTI	Stock Options (right to buy) [F1]	Common Stock (110,550)	$1.59	Oct. 31, 2018	110,550	Acquired
Oct. 22, 2007	AXTI	Stock Options (right to buy)	Common Stock (73,700)	—	Oct. 22, 2017	73,700	Acquired
Oct. 22, 2007	AXTI	Stock Options (right to buy) [F1]	Common Stock (73,700)	—	Oct. 22, 2017	73,700	Acquired
Oct. 27, 2006	AXTI	Stock Options (right to buy)	Common Stock	$4.81	Oct. 27, 2016	25,000	Acquired
Sept. 2, 2005	AXTI	Stock options (right to buy)	Stock options (Right to buy)	$1.33	Sept. 2, 2015	30,000	Acquired
March 28, 2005	AXTI	Stock options (Right to buy)	Stock options (Right to buy) (240,000)	$1.17	March 28, 2015	240,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2009	$491,741	—	—	—	—	—	$15,946	$507,687
2008	$340,000	—	—	$84,294	$131,362	—	$60,092	$615,748
2007	$297,000	—	—	$200,840	$110,394	—	$54,621	$662,855

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.