Rachel Smith
CIK 1593089 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 2, 2013 · Latest: Dec. 2, 2013
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 2, 2018 | CAPR | A | 50,000 | — | — | 50,000 Direct | — | Acquired | (price as of 2026-08-19) |
| Dec. 22, 2017 | CAPR | M | 20,748 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-19) |
| Dec. 22, 2017 | CAPR | F | 2,244 | $1.48 | $3,321 | 18,504 Direct | -10.82% | Disposed | -48.0% (price as of 2026-08-19) |
| Dec. 22, 2017 | CAPR | M | 20,748 | $0.16 | $3,320 | 20,748 Direct | — | Acquired | 381.3% (price as of 2026-08-19) |
| Jan. 3, 2017 | CAPR | A | 35,000 | — | — | 35,000 Direct | — | Acquired | (price as of 2026-08-19) |
| June 2, 2016 | CAPR | A | 50,000 | — | — | 50,000 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 2, 2018 | CAPR | Stock Option (right to buy) | Common Stock (50,000) | $1.57 | Jan. 2, 2028 | 50,000 | Acquired |
| Dec. 22, 2017 | CAPR | Stock Option (right to buy) | Common Stock (20,748) | $0.16 | Jan. 1, 2018 | 20,748 | Disposed |
| Jan. 3, 2017 | CAPR | Stock Option (right to buy) | Common Stock (35,000) | $2.55 | Jan. 3, 2027 | 35,000 | Acquired |
| June 2, 2016 | CAPR | Stock Option (right to buy) | Common Stock (50,000) | $3.12 | June 2, 2026 | 50,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 2, 2013 | CAPR | Stock Option (right to buy)→ COMMON STOCK (20,748) | 20,748 | Direct |
| Dec. 2, 2013 | CAPR | Stock Option (right to buy)→ COMMON STOCK (16,598) | 16,598 | Direct |
| Dec. 2, 2013 | CAPR | Stock Option (right to buy)→ COMMON STOCK (38,384) | 38,384 | Direct |
| Dec. 2, 2013 | CAPR | Stock Option (right to buy)→ COMMON STOCK (75,732) | 75,732 | Direct |