Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 2, 2018 CAPR A 50,000 · · 50,000 Direct · Acquired (price as of 2026-10-05)
Dec. 22, 2017 CAPR M 20,748 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
Dec. 22, 2017 CAPR F 2,244 $1.48 $3,321 18,504 Direct -10.82% Disposed -47.4% (price as of 2026-10-05)
Dec. 22, 2017 CAPR M 20,748 $0.16 $3,320 20,748 Direct · Acquired 386.3% (price as of 2026-10-05)
Jan. 3, 2017 CAPR A 35,000 · · 35,000 Direct · Acquired (price as of 2026-10-05)
June 2, 2016 CAPR A 50,000 · · 50,000 Direct · Acquired (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 2, 2018 CAPR Stock Option (right to buy) Common Stock (50,000) $1.57 Jan. 2, 2028 50,000 Acquired
Dec. 22, 2017 CAPR Stock Option (right to buy) Common Stock (20,748) $0.16 Jan. 1, 2018 20,748 Disposed
Jan. 3, 2017 CAPR Stock Option (right to buy) Common Stock (35,000) $2.55 Jan. 3, 2027 35,000 Acquired
June 2, 2016 CAPR Stock Option (right to buy) Common Stock (50,000) $3.12 June 2, 2026 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 2, 2013 CAPR Stock Option (right to buy)→ COMMON STOCK (20,748) 20,748 Direct
Dec. 2, 2013 CAPR Stock Option (right to buy)→ COMMON STOCK (16,598) 16,598 Direct
Dec. 2, 2013 CAPR Stock Option (right to buy)→ COMMON STOCK (38,384) 38,384 Direct
Dec. 2, 2013 CAPR Stock Option (right to buy)→ COMMON STOCK (75,732) 75,732 Direct