Raj K. Puri

CIK 2046483 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 2, 2024 · Latest: June 18, 2026

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

IOVA buying May 23, 2025

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 33 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

33 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 16, 2026	IOVA	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-21)
June 5, 2026	IOVA	M	9,766	—	—	68,365 Direct	-12.50%	Disposed	(price as of 2026-08-21)
June 5, 2026	IOVA	F	3,843	$4.23	$16,256	248,114 Direct	-1.53%	Disposed	112.4% (price as of 2026-08-21)
June 5, 2026	IOVA	M	9,766	—	—	251,957 Direct	+4.03%	Acquired	(price as of 2026-08-21)
June 1, 2026	IOVA	M	5,469	—	—	16,409 Direct	-25.00%	Disposed	(price as of 2026-08-21)
June 1, 2026	IOVA	F	2,508	$3.96	$9,932	242,191 Direct	-1.02%	Disposed	126.9% (price as of 2026-08-21)
June 1, 2026	IOVA	M	5,469	—	—	244,699 Direct	+2.29%	Acquired	(price as of 2026-08-21)
March 9, 2026	IOVA	A	117,500	—	—	117,500 Direct	—	Acquired	(price as of 2026-08-21)
March 5, 2026	IOVA	M	39,059	—	—	78,131 Direct	-33.33%	Disposed	(price as of 2026-08-21)
March 5, 2026	IOVA	F	18,360	$4.58	$84,089	239,230 Direct	-7.13%	Disposed	96.2% (price as of 2026-08-21)
March 5, 2026	IOVA	M	39,059	—	—	257,590 Direct	+17.87%	Acquired	(price as of 2026-08-21)
March 2, 2026	IOVA	M	5,470	—	—	21,878 Direct	-20.00%	Disposed	(price as of 2026-08-21)
March 2, 2026	IOVA	F	2,798	$3.79	$10,604	218,531 Direct	-1.26%	Disposed	137.1% (price as of 2026-08-21)
March 2, 2026	IOVA	M	5,470	—	—	221,329 Direct	+2.53%	Acquired	(price as of 2026-08-21)
Dec. 1, 2025	IOVA	M	5,469	—	—	27,348 Direct	-16.67%	Disposed	(price as of 2026-08-21)
Dec. 1, 2025	IOVA	F	2,467	$2.23	$5,501	215,859 Direct	-1.13%	Disposed	302.9% (price as of 2026-08-21)
Dec. 1, 2025	IOVA	M	5,469	—	—	218,326 Direct	+2.57%	Acquired	(price as of 2026-08-21)
Sept. 2, 2025	IOVA	M	5,470	—	—	32,817 Direct	-14.29%	Disposed	(price as of 2026-08-21)
Sept. 2, 2025	IOVA	F	2,467	$2.19	$5,403	212,857 Direct	-1.15%	Disposed	310.3% (price as of 2026-08-21)
Sept. 2, 2025	IOVA	M	5,470	—	—	215,324 Direct	+2.61%	Acquired	(price as of 2026-08-21)
June 2, 2025	IOVA	M	5,469	—	—	38,287 Direct	-12.50%	Disposed	(price as of 2026-08-21)
June 2, 2025	IOVA	F	2,467	$1.76	$4,342	209,854 Direct	-1.16%	Disposed	410.5% (price as of 2026-08-21)
June 2, 2025	IOVA	M	5,469	—	—	212,321 Direct	+2.64%	Acquired	(price as of 2026-08-21)
May 23, 2025	IOVA	P	5,600	$1.74	$9,744	206,852 Direct	+2.78%	Acquired	416.4% (price as of 2026-08-21)
March 14, 2025	IOVA	M	8,334	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 14, 2025	IOVA	F	2,509	$3.59	$9,007	201,252 Direct	-1.23%	Disposed	150.3% (price as of 2026-08-21)
March 14, 2025	IOVA	M	8,334	—	—	203,761 Direct	+4.26%	Acquired	(price as of 2026-08-21)
March 5, 2025	IOVA	A	117,190	—	—	117,190 Direct	—	Acquired	(price as of 2026-08-21)
March 3, 2025	IOVA	M	59,999	—	—	43,756 Direct	-57.83%	Disposed	(price as of 2026-08-21)
March 3, 2025	IOVA	F	19,984	$4.04	$80,735	195,427 Direct	-9.28%	Disposed	122.4% (price as of 2026-08-21)
March 3, 2025	IOVA	M	59,999	—	—	215,411 Direct	+38.61%	Acquired	(price as of 2026-08-21)
Dec. 16, 2024	IOVA	M	8,334	—	—	8,334 Direct	-50.00%	Disposed	(price as of 2026-08-21)
Dec. 16, 2024	IOVA	F	3,759	$7.84	$29,471	155,412 Direct	-2.36%	Disposed	14.6% (price as of 2026-08-21)
Dec. 16, 2024	IOVA	M	8,334	—	—	159,171 Direct	+5.53%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 16, 2026	IOVA	Restricted Stock Units	Common stock (15,000)	—	—	15,000	Acquired
June 5, 2026	IOVA	Restricted Stock Units	Common stock (9,766)	—	—	9,766	Disposed
June 1, 2026	IOVA	Restricted Stock Units	Common stock (5,469)	—	—	5,469	Disposed
March 9, 2026	IOVA	Restricted Stock Units	Common stock (117,500)	—	—	117,500	Acquired
March 5, 2026	IOVA	Restricted Stock Units	Common stock (39,059)	—	—	39,059	Disposed
March 2, 2026	IOVA	Restricted Stock Units	Common stock (5,470)	—	—	5,470	Disposed
Dec. 1, 2025	IOVA	Restricted Stock Units	Common stock (5,469)	—	—	5,469	Disposed
Sept. 2, 2025	IOVA	Restricted Stock Units	Common stock (5,470)	—	—	5,470	Disposed
June 2, 2025	IOVA	Restricted Stock Units	Common Stock (5,469)	—	—	5,469	Disposed
March 14, 2025	IOVA	Restricted Stock Units	Common stock (8,334)	—	—	8,334	Disposed
March 5, 2025	IOVA	Restricted Stock Units	Common stock (117,190)	—	—	117,190	Acquired
March 3, 2025	IOVA	Restricted Stock Units	Common stock (59,999)	—	—	59,999	Disposed
Dec. 16, 2024	IOVA	Restricted Stock Units	Common stock (8,334)	—	—	8,334	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 2, 2024	IOVA	Common Stock	150,837	Direct
Dec. 2, 2024	IOVA	Stock Options (Right to Buy)→ Common Stock (325,000)	325,000	Direct
Dec. 2, 2024	IOVA	Stock Options (Right to Buy)→ Common Stock (35,902)	35,902	Direct
Dec. 2, 2024	IOVA	Stock Options (Right to Buy)→ Common Stock (57,858)	57,858	Direct
Dec. 2, 2024	IOVA	Restricted Stock Units→ Common Stock (120,423)	120,423	Direct