Randall Kaye

CIK 1350416 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 19, 2015 · Latest: Nov. 19, 2015

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 23, 2015 AXSM P 1,000 $9.03 $9,030 6,022 Indirect +19.91% Acquired 2295.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 24, 2015 AXSM 8% Convertible Note Common Stock $5.40 Nov. 3, 2024 5,022 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 19, 2015 AXSM 8% Convertible Note→ Common Stock — Direct
Nov. 19, 2015 AXSM Employee Stock Option (right to buy)→ Common Stock (32,315) 32,315 Direct
Nov. 19, 2015 AXSM Employee Stock Option (right to buy)→ Common Stock (129,865) 129,865 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AXSM

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $273,333 — — — — — — $273,333
2015 $126,667 $50,805 — $527,583 — — — $705,055

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.