Randall Kaye
First SEC filing: Nov. 19, 2015 · Latest: Nov. 19, 2015
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 23, 2015 | AXSM | P | 1,000 | $9.03 | $9,030 | 6,022 Indirect | +19.91% | Acquired | 1859.4% (price as of 2026-10-05) |
| Nov. 24, 2015 | AXSM | A | 5,022 | · | · | 0 Direct | · | Acquired | (price as of 2026-10-05) |
| Nov. 24, 2015 | AXSM | C | 5,022 | $5.40 | $27,119 | 5,022 Direct | · | Acquired | 3176.5% (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 24, 2015 | AXSM | 8% Convertible Note | Common Stock | $5.40 | Nov. 3, 2024 | 5,022 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $273,333 | · | · | · | · | · | · | $273,333 |
| 2015 | $126,667 | $50,805 | · | $527,583 | · | · | · | $705,055 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.