RAU JOHN

CIK 1049050 · View on SEC EDGAR ↗

Insider

First SEC filing: July 5, 2016 · Latest: July 5, 2016

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Institution The 13F filer entity this person is associated with.
Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Institution

View 13F portfolio

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 95 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

95 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 2, 2024	FR	A	2,642	—	—	30,666 Direct	+9.43%	Acquired	(price as of 2026-08-19)
May 3, 2023	FR	A	2,272	—	—	28,024 Direct	+8.82%	Acquired	(price as of 2026-08-19)
May 4, 2022	FR	A	1,255	—	—	25,752 Direct	+5.12%	Acquired	(price as of 2026-08-19)
May 5, 2021	FR	M	1,967	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
May 5, 2021	FR	A	1,449	—	—	24,497 Direct	+6.29%	Acquired	(price as of 2026-08-19)
May 5, 2021	FR	M	1,967	—	—	23,048 Direct	+9.33%	Acquired	(price as of 2026-08-19)
Nov. 16, 2020	FR	S	43,261	$42.78	$1,850,706	21,081 Direct	-67.24%	Disposed	46.4% (price as of 2026-08-19)
May 8, 2020	FR	A	1,967	—	—	1,967 Direct	—	Acquired	(price as of 2026-08-19)
May 8, 2019	FR	A	2,046	—	—	64,342 Direct	+3.28%	Acquired	(price as of 2026-08-19)
May 10, 2018	FR	A	2,167	—	—	62,296 Direct	+3.60%	Acquired	(price as of 2026-08-19)
May 11, 2017	FR	A	2,518	—	—	60,129 Direct	+4.37%	Acquired	(price as of 2026-08-19)
July 1, 2016	1049050	D	1,603	—	—	0 Direct	-100.00%	Disposed
July 1, 2016	1049050	D	4,610	—	—	0 Indirect	-100.00%	Disposed
July 1, 2016	1049050	D	22,211	—	—	0 Direct	-100.00%	Disposed
June 15, 2016	1049050	A	13	—	—	1,603 Direct	+0.82%	Acquired
May 11, 2016	FR	A	2,592	—	—	57,311 Direct	+4.74%	Acquired	(price as of 2026-08-19)
May 3, 2016	1049050	A	1,590	—	—	1,590 Direct	—	Acquired
May 3, 2016	1049050	A	1,741	$66.05	$114,993	22,211 Direct	+8.51%	Acquired
May 7, 2015	FR	A	3,477	—	—	54,719 Direct	+6.79%	Acquired	(price as of 2026-08-19)
April 28, 2015	1049050	A	4,240	$50.71	$215,010	25,080 Direct	+20.35%	Acquired
May 7, 2014	FR	A	3,850	—	—	51,242 Direct	+8.12%	Acquired	(price as of 2026-08-19)
April 29, 2014	1049050	A	3,587	$52.97	$190,003	20,840 Direct	+20.79%	Acquired
April 30, 2013	1049050	A	4,315	$44.04	$190,033	17,253 Direct	+33.35%	Acquired
May 1, 2012	1049050	A	4,819	$39.43	$190,013	8,328 Direct	+137.33%	Acquired
Dec. 9, 2011	1049050	D	1,007	—	—	0 Direct	-100.00%	Disposed
Dec. 9, 2011	1049050	D	7,450	—	—	0 Direct	-100.00%	Disposed
Dec. 9, 2011	1049050	A	1,875	$39.64	$74,325	8,120 Direct	+30.02%	Acquired
Dec. 9, 2011	1049050	A	6,245	—	—	6,245 Direct	—	Acquired
Nov. 1, 2011	1049050	A	8	$56.25	$450	1,007 Direct	+0.80%	Acquired
Nov. 1, 2011	1049050	A	750	—	—	7,450 Direct	+11.19%	Acquired
Aug. 1, 2011	1049050	A	8	$54.70	$438	998 Direct	+0.81%	Acquired
May 2, 2011	1049050	A	8	$55.43	$443	990 Direct	+0.81%	Acquired
Feb. 1, 2011	1049050	A	9	$50.47	$454	982 Direct	+0.92%	Acquired
Dec. 14, 2010	FR	P	10,000	$8.19	$81,900	47,392 Direct	+26.74%	Acquired	664.5% (price as of 2026-08-19)
Nov. 1, 2010	1049050	A	9	$47.63	$429	973 Direct	+0.93%	Acquired
Aug. 2, 2010	1049050	A	10	$43.79	$438	963 Direct	+1.05%	Acquired
May 3, 2010	1049050	A	10	$43.51	$435	953 Direct	+1.06%	Acquired
Feb. 1, 2010	1049050	A	11	$40.52	$446	943 Direct	+1.18%	Acquired
Jan. 8, 2010	FR	A	1,912	—	—	37,392 Direct	+5.39%	Acquired	(price as of 2026-08-19)
Nov. 2, 2009	1049050	A	12	$37.08	$445	932 Direct	+1.30%	Acquired
Oct. 9, 2009	FR	A	1,905	—	—	35,480 Direct	+5.67%	Acquired	(price as of 2026-08-19)
Sept. 1, 2009	1049050	A	600	—	—	6,700 Direct	+9.84%	Acquired
Aug. 3, 2009	1049050	A	12	$36.44	$437	921 Direct	+1.32%	Acquired
July 9, 2009	FR	A	2,299	—	—	33,575 Direct	+7.35%	Acquired	(price as of 2026-08-19)
June 30, 2009	1049050	A	129	$34.94	$4,507	909 Direct	+16.54%	Acquired
May 1, 2009	1049050	D	20,455	$32.14	$657,424	780 Direct	-96.33%	Disposed
May 1, 2009	1049050	A	303	$32.14	$9,738	21,235 Direct	+1.45%	Acquired
April 9, 2009	FR	A	2,041	—	—	31,276 Direct	+6.98%	Acquired	(price as of 2026-08-19)
March 31, 2009	1049050	A	769	$32.82	$25,239	20,932 Direct	+3.81%	Acquired
Feb. 26, 2009	1049050	P	2,200	$32.75	$72,050	6,100 Direct	+56.41%	Acquired
Feb. 2, 2009	1049050	A	270	$34.21	$9,237	20,163 Direct	+1.36%	Acquired
Jan. 9, 2009	FR	A	662	—	—	29,235 Direct	+2.32%	Acquired	(price as of 2026-08-19)
Dec. 31, 2008	1049050	A	740	$34.12	$25,249	19,892 Direct	+3.86%	Acquired
Nov. 14, 2008	FR	P	15,000	$6.96	$104,400	28,573 Direct	+110.51%	Acquired	799.6% (price as of 2026-08-19)
Nov. 3, 2008	1049050	A	191	$46.21	$8,826	19,152 Direct	+1.01%	Acquired
Oct. 9, 2008	FR	A	174	—	—	13,573 Direct	+1.30%	Acquired	(price as of 2026-08-19)
Oct. 6, 2008	1049050	D	5,400	$80.00	$432,000	0 Direct	-100.00%	Disposed
Oct. 6, 2008	1049050	D	4,800	$80.00	$384,000	0 Direct	-100.00%	Disposed
Oct. 6, 2008	1049050	D	3,250	$80.00	$260,000	0 Direct	-100.00%	Disposed
Oct. 6, 2008	1049050	D	3,289	$80.00	$263,120	0 Direct	-100.00%	Disposed
Oct. 6, 2008	1049050	D	250	$80.00	$20,000	0 Direct	-100.00%	Disposed
Oct. 6, 2008	1049050	D	1,850	$80.00	$148,000	0 Direct	-100.00%	Disposed
Sept. 30, 2008	1049050	A	470	$44.16	$20,755	18,962 Direct	+2.54%	Acquired
Sept. 2, 2008	1049050	A	1,211	$45.89	$55,573	18,492 Direct	+7.01%	Acquired
Aug. 1, 2008	1049050	A	199	$39.82	$7,924	17,281 Direct	+1.16%	Acquired
July 8, 2008	FR	A	1,682	—	—	13,399 Direct	+14.36%	Acquired	(price as of 2026-08-19)
June 30, 2008	1049050	A	527	$42.23	$22,255	17,082 Direct	+3.18%	Acquired
May 13, 2008	1049050	A	850	—	—	1,850 Direct	+85.00%	Acquired
May 1, 2008	1049050	A	216	$35.12	$7,586	16,555 Direct	+1.32%	Acquired
April 8, 2008	FR	A	162	—	—	11,717 Direct	+1.40%	Acquired	(price as of 2026-08-19)
March 31, 2008	1049050	A	766	$32.95	$25,240	16,338 Direct	+4.92%	Acquired
Feb. 1, 2008	1049050	A	175	$40.94	$7,164	15,572 Direct	+1.14%	Acquired
Jan. 8, 2008	FR	A	145	—	—	11,555 Direct	+1.27%	Acquired	(price as of 2026-08-19)
Jan. 2, 2008	1049050	A	1,025	$58.55	$60,014	3,244 Direct	+46.19%	Acquired
Dec. 31, 2007	1049050	A	551	$43.14	$23,770	15,397 Direct	+3.71%	Acquired
Nov. 1, 2007	1049050	A	158	$43.27	$6,837	14,847 Direct	+1.08%	Acquired
Oct. 8, 2007	FR	A	129	—	—	11,410 Direct	+1.14%	Acquired	(price as of 2026-08-19)
Sept. 28, 2007	1049050	A	362	$42.78	$15,486	14,689 Direct	+2.53%	Acquired
Sept. 4, 2007	1049050	A	600	—	—	3,900 Direct	+18.18%	Acquired
Aug. 1, 2007	1049050	A	167	$39.41	$6,581	14,326 Direct	+1.18%	Acquired
July 9, 2007	FR	A	1,629	—	—	11,281 Direct	+16.88%	Acquired	(price as of 2026-08-19)
July 2, 2007	1049050	A	396	$42.92	$16,996	14,159 Direct	+2.88%	Acquired
May 22, 2007	1049050	A	5,400	—	—	5,400 Direct	—	Acquired
May 1, 2007	1049050	A	124	$51.24	$6,354	13,763 Direct	+0.91%	Acquired
April 10, 2007	FR	A	110	—	—	9,652 Direct	+1.15%	Acquired	(price as of 2026-08-19)
April 2, 2007	1049050	A	475	$48.42	$23,000	13,640 Direct	+3.61%	Acquired
Feb. 1, 2007	1049050	A	133	$45.50	$6,052	13,165 Direct	+1.02%	Acquired
Jan. 8, 2007	FR	A	107	—	—	9,542 Direct	+1.13%	Acquired	(price as of 2026-08-19)
Jan. 3, 2007	1049050	A	1,160	—	—	2,177 Direct	+114.06%	Acquired
Jan. 2, 2007	1049050	A	427	$46.80	$19,984	13,031 Direct	+3.39%	Acquired
Nov. 1, 2006	1049050	A	126	$45.96	$5,791	12,604 Direct	+1.01%	Acquired
Oct. 6, 2006	FR	A	114	—	—	9,435 Direct	+1.22%	Acquired	(price as of 2026-08-19)
Oct. 2, 2006	1049050	A	398	$42.76	$17,018	12,478 Direct	+3.29%	Acquired
Sept. 1, 2006	1049050	A	600	—	—	4,400 Direct	+15.79%	Acquired
Aug. 1, 2006	1049050	A	127	$43.82	$5,565	12,080 Direct	+1.06%	Acquired
July 7, 2006	FR	A	1,632	—	—	9,321 Direct	+21.23%	Acquired	(price as of 2026-08-19)
July 3, 2006	1049050	A	482	$41.50	$20,003	11,953 Direct	+4.20%	Acquired
May 18, 2006	1049050	A	4,800	—	—	4,800 Direct	—	Acquired
May 1, 2006	1049050	A	133	$39.61	$5,268	11,471 Direct	+1.17%	Acquired
April 24, 2003	1049050	S	1,100	$29.96	$32,956	3,300 Direct	-25.00%	Disposed

Showing latest 100 of 309 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 5, 2021	FR	Restricted Stock Units	Common Stock (1,967)	—	—	1,967	Disposed
May 8, 2020	FR	Restricted Stock Units	Common Stock (1,967)	—	—	1,967	Acquired
July 1, 2016	1049050	Common Stock Equivalent Units (CSEs)	Common Stock (1,603)	—	—	1,603	Disposed
June 15, 2016	1049050	Common Stock Equivalent Units (CSEs)	Common Stock (13)	—	—	13	Acquired
May 3, 2016	1049050	Common Stock Equivalent Units (CSEs)	Common Stock (1,590)	—	—	1,590	Acquired
Dec. 9, 2011	1049050	Share Units	Common Stock (1,007)	—	—	1,007	Disposed
Nov. 1, 2011	1049050	Share Units	Common Stock (8)	—	—	8	Acquired
Aug. 1, 2011	1049050	Share Units	Common Stock (8)	—	—	8	Acquired
May 2, 2011	1049050	Share Units	Common Stock (8)	—	—	8	Acquired
Feb. 1, 2011	1049050	Share Units	Common Stock (9)	—	—	9	Acquired
Nov. 1, 2010	1049050	Share Units	Common Stock (9)	—	—	9	Acquired
Aug. 2, 2010	1049050	Share Units	Common Stock (10)	—	—	10	Acquired
May 3, 2010	1049050	Share Units	Common Stock (10)	—	—	10	Acquired
Feb. 1, 2010	1049050	Share Units	Common Stock (11)	—	—	11	Acquired
Nov. 2, 2009	1049050	Share Units	Common Stock (12)	—	—	12	Acquired
Aug. 3, 2009	1049050	Share Units	Common Stock (12)	—	—	12	Acquired
June 30, 2009	1049050	Share Units	Common Stock (129)	—	—	129	Acquired
May 1, 2009	1049050	Share Units	Common Stock (20,455)	—	—	20,455	Disposed
May 1, 2009	1049050	Share Units	Common Stock (303)	—	—	303	Acquired
March 31, 2009	1049050	Share Units	Common Stock (769)	—	—	769	Acquired
Feb. 2, 2009	1049050	Share Units	Common Stock (270)	—	—	270	Acquired
Dec. 31, 2008	1049050	Share Units	Common Stock (740)	—	—	740	Acquired
Nov. 3, 2008	1049050	Share Units	Common Stock (191)	—	—	191	Acquired
Oct. 6, 2008	1049050	Stock Option(Right to Buy)07-D	Common Stock (5,400)	$58.06	May 22, 2017	5,400	Disposed
Oct. 6, 2008	1049050	Stock Option(Right to Buy)06-D	Common Stock (4,800)	$46.60	May 18, 2016	4,800	Disposed
Oct. 6, 2008	1049050	Stock Option (Right to Buy) D-05	Common Stock (3,250)	$55.48	May 19, 2015	3,250	Disposed
Oct. 6, 2008	1049050	Common Stock Units	Common Stock (3,289)	—	—	3,289	Disposed
Sept. 30, 2008	1049050	Share Units	Common Stock (470)	—	—	470	Acquired
Sept. 2, 2008	1049050	Share Units	Common Stock (1,211)	—	—	1,211	Acquired
Aug. 1, 2008	1049050	Share Units	Common Stock (199)	—	—	199	Acquired
June 30, 2008	1049050	Share Units	Common Stock (527)	—	—	527	Acquired
May 1, 2008	1049050	Share Units	Common Stock (216)	—	—	216	Acquired
March 31, 2008	1049050	Share Units	Common Stock (766)	—	—	766	Acquired
Feb. 1, 2008	1049050	Share Units	Common Stock (175)	—	—	175	Acquired
Jan. 2, 2008	1049050	Common Stock Units	Common Stock (1,025)	—	—	1,025	Acquired
Dec. 31, 2007	1049050	Share Units	Common Stock (551)	—	—	551	Acquired
Nov. 1, 2007	1049050	Share Units	Common Stock (158)	—	—	158	Acquired
Sept. 28, 2007	1049050	Share Units	Common Stock (362)	—	—	362	Acquired
Aug. 1, 2007	1049050	Share Units	Common Stock (167)	—	—	167	Acquired
July 2, 2007	1049050	Share Units	Common Stock (396)	—	—	396	Acquired
May 22, 2007	1049050	Stock Option(Right to Buy)07-D	Common Stock (5,400)	$58.06	May 22, 2017	5,400	Acquired
May 1, 2007	1049050	Share Units	Common Stock (124)	—	—	124	Acquired
April 2, 2007	1049050	Share Units	Common Stock (475)	—	—	475	Acquired
Feb. 1, 2007	1049050	Share Units	Common Stock (133)	—	—	133	Acquired
Jan. 3, 2007	1049050	Common Stock Units	Common Stock (1,160)	—	—	1,160	Acquired
Jan. 2, 2007	1049050	Share Units	Common Stock (427)	—	—	427	Acquired
Nov. 1, 2006	1049050	Share Units	Common Stock (126)	—	—	126	Acquired
Oct. 2, 2006	1049050	Share Units	Common Stock (398)	—	—	398	Acquired
Aug. 1, 2006	1049050	Share Units	Common Stock (127)	—	—	127	Acquired
July 3, 2006	1049050	Share Units	Common Stock (482)	—	—	482	Acquired
May 18, 2006	1049050	Stock Option(Right to Buy)06-D	Common Stock (4,800)	$46.60	May 18, 2016	4,800	Acquired
May 1, 2006	1049050	Share Units	Common Stock (133)	—	—	133	Acquired
April 3, 2006	1049050	Share Units	Common Stock (588)	—	—	588	Acquired
March 20, 2006	FR	Employee Stock Option (right to buy)	common stock (10,000)	$33.15	May 15, 2012	10,000	Disposed
March 20, 2006	FR	Employee Stock Option (right to buy)	common stock (10,000)	$31.05	May 16, 2011	10,000	Disposed
March 20, 2006	FR	Employee Stock Option (right to buy)	common stock (10,000)	$30.00	May 17, 2010	10,000	Disposed
Feb. 1, 2006	1049050	Share Units	Common Stock (121)	—	—	121	Acquired
Jan. 3, 2006	1049050	Common Stock Units	Common Stock (797)	—	—	797	Acquired
Jan. 3, 2006	1049050	Share Units	Common Stock (439)	—	—	439	Acquired
Nov. 1, 2005	1049050	Share Units	Common Stock (119)	—	—	119	Acquired
Oct. 3, 2005	1049050	Share Units	Common Stock (286)	—	—	286	Acquired
Aug. 1, 2005	1049050	Share Units	Common Stock (110)	—	—	110	Acquired
July 1, 2005	1049050	Share Units	Common Stock (328)	—	—	328	Acquired
May 19, 2005	1049050	Stock Option (Right to Buy) D-05	Common Stock (2,600)	$69.35	May 19, 2015	2,600	Acquired
May 2, 2005	1049050	Share Units	Common Stock (116)	—	—	116	Acquired
May 2, 2005	FR	Stock Option (right to buy)	Common Stock (10,000)	$27.69	May 12, 2009	10,000	Disposed
May 2, 2005	FR	Stock Option (right to buy)	Common Stock (10,000)	$31.12	May 14, 2008	10,000	Disposed
May 2, 2005	FR	Stock Option (right to buy)	Common Stock (10,000)	$30.50	May 14, 2007	10,000	Disposed
May 2, 2005	FR	Stock Option (right to buy)	Common Stock (7,500)	$23.50	May 22, 2006	7,500	Disposed
May 2, 2005	FR	Stock Option (right to buy)	Common Stock (7,500)	$18.25	May 26, 2005	7,500	Disposed
May 2, 2005	BWA	director stock option	common stock (2,000)	$46.67	Nov. 13, 2007	2,000	Disposed
May 2, 2005	BWA	director stock option	common stock (2,000)	$46.67	Nov. 13, 2007	2,000	Disposed
May 2, 2005	BWA	director stock option	common stock (1,000)	$46.67	Jan. 20, 2008	1,000	Disposed
May 2, 2005	BWA	director stock option	common stock (1,000)	$46.67	Jan. 20, 2008	1,000	Disposed
May 2, 2005	BWA	director stock option	common stock (1,000)	$46.67	Jan. 19, 2009	1,000	Disposed
May 2, 2005	BWA	director stock option	common stock (1,000)	$46.67	Jan. 19, 2009	1,000	Disposed
May 2, 2005	BWA	director stock option	common stock (1,000)	$46.67	Jan. 18, 2010	1,000	Disposed
May 2, 2005	BWA	director stock option	common stock (1,000)	$46.67	Jan. 18, 2010	1,000	Disposed
May 2, 2005	BWA	director stock option	common stock (1,000)	$46.67	Jan. 16, 2011	1,000	Disposed
May 2, 2005	BWA	director stock option	common stock (1,000)	$46.67	Jan. 16, 2011	1,000	Disposed
April 1, 2005	1049050	Share Units	Common Stock (485)	—	—	485	Acquired
Feb. 1, 2005	1049050	Phantom Stock	Common Stock (109)	—	—	109	Acquired
Jan. 3, 2005	1049050	Share Units	Common Stock (406)	—	Aug. 8, 1988	406	Acquired
Nov. 1, 2004	1049050	Phantom Stock	Common Stock (101)	—	—	101	Acquired
Oct. 1, 2004	1049050	Share Units	Common Stock (450)	—	Aug. 8, 1988	450	Acquired
Aug. 2, 2004	1049050	Phantom Stock	Common Stock (106)	—	—	106	Acquired
July 1, 2004	1049050	Share Units	Common Stock (397)	—	Aug. 8, 1988	397	Acquired
May 17, 2004	FR	Employee Stock Option (right to buy)	common stock (7,500)	$23.50	July 30, 2004	7,500	Disposed
April 1, 2004	1049050	Share Units	Common Stock (511)	—	Aug. 8, 1988	511	Acquired
Feb. 4, 2004	BWA	Phantom Stock Units	Common Stock (389)	$0.00	—	389	Acquired
Jan. 1, 2004	1049050	Share Units	Common Stock (353)	—	Aug. 8, 1988	353	Acquired
Oct. 1, 2003	1049050	Share Units	Common Stock (384)	—	Aug. 8, 1988	384	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).