Raymond Anthony Low

CIK 1391388 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 27, 2007 · Latest: Feb. 27, 2007

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 16, 2010 AXTI S 10b5-1 10,000 $7.63 $76,300 183,750 Direct -5.16% Disposed 865.4% (price as of 2026-08-21)
Nov. 16, 2010 AXTI S 10b5-1 25,000 $7.63 $190,750 193,750 Direct -11.43% Disposed 865.4% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 5, 2012 AXTI Stock options (right to buy) Common Stock (24,000) $2.91 Nov. 5, 2022 24,000 Acquired
Oct. 28, 2011 AXTI Stock options (right to buy) Common Stock (21,000) $4.79 Oct. 28, 2021 21,000 Acquired
Nov. 16, 2010 AXTI Common Stock Common Stock (10,000) $1.33 Sept. 2, 2015 10,000 Disposed
Nov. 16, 2010 AXTI Common Stock Common Stock (25,000) $1.38 Feb. 7, 2015 25,000 Disposed
Aug. 3, 2010 AXTI Common stock common stock (33,000) $5.83 Aug. 3, 2020 33,000 Acquired
Oct. 26, 2009 AXTI Stock Options [F1] Common Stock (100,000) $2.04 Oct. 26, 2019 100,000 Acquired
Oct. 31, 2008 AXTI Stock Options (right to buy) [F1] Common Stock (21,450) $1.59 Oct. 31, 2018 21,450 Acquired
Oct. 22, 2007 AXTI Stock Options (right to buy) Common Stock (14,300) Oct. 22, 2017 14,300 Acquired
Oct. 22, 2007 AXTI Stock Options (right to buy) [F1] Common Stock (14,300) Oct. 22, 2017 14,300 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 27, 2007 AXTI Stock options (right to buy)- 2/7/05 [F1]→ Common Stock (25,000) 25,000 Direct
Feb. 27, 2007 AXTI Stock options (right to buy) - 9/2/05 [F1]→ Common Stock (10,000) 10,000 Direct
Feb. 27, 2007 AXTI Stock options (right to buy) - 7/3/06→ Common Stock (5,000) 5,000 Direct
Feb. 27, 2007 AXTI Stock options (right to buy) - 10/27/06→ Common Stock (10,000) 10,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2013 $218,108 $2,548 $10,123 $230,779
2012
2011 $256,875 $33,530 $55,713 $76,382 $12,830 $435,330

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.