Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 16, 2020 RIOT M 471,544 · · 471,544 Direct · Acquired (price as of 2026-10-06)
Nov. 16, 2020 RIOT M 471,544 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
May 13, 2020 RIOT M 819,548 · · 471,544 Direct -63.48% Disposed (price as of 2026-10-06)
May 13, 2020 RIOT M 819,548 · · 896,048 Direct +1071.30% Acquired (price as of 2026-10-06)
Feb. 27, 2020 RIOT A 471,544 · · 1,367,592 Direct +52.62% Acquired (price as of 2026-10-06)
Dec. 16, 2019 RIOT A 819,548 · · 896,048 Direct +1071.30% Acquired (price as of 2026-10-06)
Sept. 20, 2018 RIOT M 24,000 · · 76,500 Direct +45.71% Acquired (price as of 2026-10-06)
Sept. 20, 2018 RIOT M 24,000 · · 24,000 Direct · Acquired (price as of 2026-10-06)
March 21, 2018 RIOT A 7,500 · · 52,500 Direct +16.67% Acquired (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Nov. 16, 2020 RIOT Restricted Stock Unit Common Stock, no par value (471,544) · · 471,544 Disposed
May 13, 2020 RIOT Restriced Stock Unit Common Stock, no par value (819,548) · · 819,548 Disposed
Feb. 27, 2020 RIOT Restricted Stock Unit Common Stock (471,544) · · 471,544 Acquired
Dec. 16, 2019 RIOT Restricted Stock Units Common Stock (819,548) · · 819,548 Acquired
Sept. 20, 2018 RIOT Restricted Stock Unit Common Stock (24,000) · · 24,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 2, 2018 RIOT Common Stock 45,000 Direct