Richard A Smith

Insider

First SEC filing: June 26, 2018 · Latest: June 26, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 34 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

34 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 11, 2026	OMF	A	3,243	—	—	30,812 Direct	+11.76%	Acquired	(price as of 2026-08-20)
Feb. 6, 2025	OMF	A	2,791	—	—	27,569 Direct	+11.26%	Acquired	(price as of 2026-08-20)
Feb. 14, 2024	OMF	A	3,445	—	—	24,778 Direct	+16.15%	Acquired	(price as of 2026-08-20)
Jan. 11, 2023	OMF	A	4,241	—	—	21,333 Direct	+24.81%	Acquired	(price as of 2026-08-20)
Jan. 1, 2022	OMF	A	2,787	—	—	17,092 Direct	+19.48%	Acquired	(price as of 2026-08-20)
Jan. 28, 2021	OMF	A	2,966	—	—	14,305 Direct	+26.16%	Acquired	(price as of 2026-08-20)
March 5, 2020	OMF	P	1,730	$38.23	$66,138	11,339 Direct	+18.00%	Acquired	65.3% (price as of 2026-08-20)
March 4, 2020	OMF	P	270	$37.42	$10,103	9,609 Direct	+2.89%	Acquired	68.8% (price as of 2026-08-20)
Jan. 1, 2020	OMF	A	2,609	—	—	9,339 Direct	+38.77%	Acquired	(price as of 2026-08-20)
Jan. 1, 2019	OMF	A	4,528	—	—	6,730 Direct	+205.63%	Acquired	(price as of 2026-08-20)
June 25, 2018	OMF	A	2,202	—	—	2,202 Direct	—	Acquired	(price as of 2026-08-20)
April 22, 2006	CAR	M	27,844	—	—	27,844 Direct	-50.00%	Disposed	(price as of 2026-08-20)
April 22, 2006	CAR	F	404	$16.85	$6,807	105,040 Indirect	-0.38%	Disposed	423.3% (price as of 2026-08-20)
April 22, 2006	CAR	M	27,844	—	—	105,444 Indirect	+35.88%	Acquired	(price as of 2026-08-20)
March 22, 2006	CAR	M	125,260	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 22, 2006	CAR	F	94,391	$17.41	$1,643,347	72,225 Direct	-56.65%	Disposed	406.5% (price as of 2026-08-20)
March 22, 2006	CAR	M	125,260	$9.41	$1,178,697	166,616 Direct	+302.88%	Acquired	837.1% (price as of 2026-08-20)
April 27, 2005	CAR	M	22,658	—	—	158,604 Direct	-12.50%	Disposed	(price as of 2026-08-20)
April 27, 2005	CAR	F	333	$19.90	$6,627	77,600 Indirect	-0.43%	Disposed	343.1% (price as of 2026-08-20)
April 27, 2005	CAR	M	22,658	—	—	77,933 Indirect	+40.99%	Acquired	(price as of 2026-08-20)
April 22, 2005	CAR	M	27,844	—	—	55,688 Direct	-33.33%	Disposed	(price as of 2026-08-20)
April 22, 2005	CAR	F	412	$19.74	$8,133	55,275 Indirect	-0.74%	Disposed	346.7% (price as of 2026-08-20)
April 22, 2005	CAR	M	27,844	—	—	55,687 Indirect	+100.00%	Acquired	(price as of 2026-08-20)
April 1, 2005	CAR	M 10b5-1	5,323	$6.22	$33,109	46,679 Direct	+12.87%	Acquired	1317.7% (price as of 2026-08-20)
April 1, 2005	CAR	S 10b5-1	5,323	$20.60	$109,654	41,356 Direct	-11.40%	Disposed	328.1% (price as of 2026-08-20)
April 1, 2005	CAR	M 10b5-1	5,323	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 8, 2004	CAR	M 10b5-1	82,141	—	—	5,107 Direct	-94.15%	Disposed	(price as of 2026-08-20)
July 8, 2004	CAR	S 10b5-1	82,141	$25.00	$2,053,525	41,356 Direct	-66.51%	Disposed	252.7% (price as of 2026-08-20)
July 8, 2004	CAR	M 10b5-1	82,141	$6.48	$532,274	123,497 Direct	+198.62%	Acquired	1260.8% (price as of 2026-08-20)
June 3, 2004	CAR	A	173,010	—	—	173,010 Direct	—	Acquired	(price as of 2026-08-20)
April 29, 2004	CAR	S	25,000	$24.18	$604,500	41,356 Direct	-37.68%	Disposed	264.7% (price as of 2026-08-20)
April 29, 2004	CAR	M	25,000	$6.48	$162,000	66,356 Direct	+60.45%	Acquired	1260.8% (price as of 2026-08-20)
April 29, 2004	CAR	M	25,000	—	—	87,248 Direct	-22.27%	Disposed	(price as of 2026-08-20)
April 23, 2004	CAR	M	80,000	—	—	112,248 Direct	-41.61%	Disposed	(price as of 2026-08-20)
April 23, 2004	CAR	S	80,000	$24.81	$1,984,800	41,356 Direct	-65.92%	Disposed	255.4% (price as of 2026-08-20)
April 23, 2004	CAR	M	80,000	$6.48	$518,400	121,356 Direct	+193.44%	Acquired	1260.8% (price as of 2026-08-20)
April 22, 2004	CAR	M	26,576	—	—	79,729 Direct	-25.00%	Disposed	(price as of 2026-08-20)
April 22, 2004	CAR	M	26,576	—	—	26,576 Indirect	—	Acquired	(price as of 2026-08-20)
Nov. 19, 2003	CAR	M	205,263	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 19, 2003	CAR	S	205,263	$21.18	$4,347,470	41,356 Direct	-83.23%	Disposed	316.3% (price as of 2026-08-20)
Nov. 19, 2003	CAR	M	205,263	$5.21	$1,069,420	246,619 Direct	+496.33%	Acquired	1592.5% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 22, 2006	CAR	Restricted Stock Units	Common Stock (series designated CD stock) (27,844)	$0.00	—	27,844	Disposed
March 22, 2006	CAR	Stock Option (right to buy)	Common Stock (series designated CD stock) (125,260)	$9.41	May 31, 2006	125,260	Disposed
April 27, 2005	CAR	Performance - Vesting Restricted Stock Units	Common Stock (series designated CD stock) (22,658)	$0.00	—	22,658	Disposed
April 22, 2005	CAR	Restricted Stock Units	Common Stock (series designated CD stock) (27,844)	$0.00	—	27,844	Disposed
April 1, 2005	CAR	Stock Option (right to buy)	Common Stock (series designated CD stock) (5,323)	—	May 5, 2005	5,323	Disposed
July 8, 2004	CAR	Stock Option (right to buy)	Common Stock (series designated CD stock) (82,141)	$6.48	May 5, 2005	82,141	Disposed
June 3, 2004	CAR	Performance - Vesting Restricted Stock Units	Common Stock (series designated CD stock) (173,010)	—	—	173,010	Acquired
April 29, 2004	CAR	Stock Option (right to buy)	Common Stock (series designated CD stock) (25,000)	$6.48	May 5, 2005	25,000	Disposed
April 23, 2004	CAR	Stock Option (right to buy)	Common Stock (series designated CD stock) (80,000)	$6.48	May 5, 2005	80,000	Disposed
April 22, 2004	CAR	Restricted Stock Units	Common Stock (series designated CD stock) (26,576)	$0.00	—	26,576	Disposed
Nov. 19, 2003	CAR	Stock Option (right to buy)	Common Stock (series designated CD stock) (205,263)	$5.21	June 14, 2004	205,263	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 26, 2018	OMF	No securities beneficially owned	0	Direct