Richard C Yocum
CIK 1323495 · View on SEC EDGAR ↗
First SEC filing: March 6, 2009 · Latest: March 6, 2009
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 22, 2007 | HALO | S | 200 | $8.63 | $1,726 | 65,975 Direct | -0.30% | Disposed | 1141.3% (price as of 2026-08-21) |
| March 22, 2007 | HALO | S | 300 | $8.56 | $2,568 | 66,175 Direct | -0.45% | Disposed | 1151.4% (price as of 2026-08-21) |
| March 22, 2007 | HALO | S | 2,600 | $8.52 | $22,152 | 66,475 Direct | -3.76% | Disposed | 1157.3% (price as of 2026-08-21) |
| March 22, 2007 | HALO | S | 17,900 | $8.50 | $152,150 | 69,075 Direct | -20.58% | Disposed | 1160.2% (price as of 2026-08-21) |
| March 22, 2007 | HALO | S | 100 | $8.49 | $849 | 86,975 Direct | -0.11% | Disposed | 1161.7% (price as of 2026-08-21) |
| March 22, 2007 | HALO | S | 158 | $8.47 | $1,338 | 87,075 Direct | -0.18% | Disposed | 1164.7% (price as of 2026-08-21) |
| March 22, 2007 | HALO | S | 8,300 | $8.45 | $70,135 | 87,233 Direct | -8.69% | Disposed | 1167.7% (price as of 2026-08-21) |
| March 22, 2007 | HALO | S | 300 | $8.46 | $2,538 | 95,533 Direct | -0.31% | Disposed | 1166.2% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 15, 2010 | RMTI | employee stock option (right to buy) | common stock (75,000) | $7.13 | Jan. 15, 2020 | 75,000 | Acquired |
| March 5, 2009 | RMTI | Stock Option (right to buy) | Common Stock (100,000) | $2.98 | March 5, 2019 | 100,000 | Acquired |
| March 21, 2007 | HALO | Option to Purchase Common Stock | Common Stock (65,975) | $1.87 | May 12, 2015 | 65,975 | Disposed |
| March 21, 2007 | HALO | Option to Purchase Common Stock | Common Stock (29,858) | $1.87 | May 12, 2015 | 29,858 | Disposed |
| Feb. 5, 2007 | HALO | Option to Purchase Common Stock | Common Stock (17,976) | $7.51 | Feb. 5, 2017 | 17,976 | Acquired |
| May 12, 2005 | HALO | Option to Purchase Common Stock | Common Stock (200,000) | $1.87 | May 12, 2015 | 200,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 6, 2009 | RMTI | Common Stock | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $217,769 | — | — | — | — | — | — | $217,769 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.