Richard E Uihlein

CIK 1694903 · View on SEC EDGAR ↗

Insider

First SEC filing: May 1, 2017 · Latest: May 1, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 4, 2020 GALT P 10,000 $2.55 $25,500 7,893,191 Direct +0.13% Acquired 43.9% (price as of 2026-08-19)
May 31, 2019 GALT P 25,700 — — 25,700 Indirect — Acquired (price as of 2026-08-19)
May 31, 2019 GALT P 15,576,322 — — 15,576,322 Direct — Acquired (price as of 2026-08-19)
May 31, 2019 GALT P 7,710 $4.28 $32,999 27,710 Indirect +38.55% Acquired -14.3% (price as of 2026-08-19)
May 31, 2019 GALT P 4,672,896 $4.28 $19,999,995 7,801,385 Direct +149.37% Acquired -14.3% (price as of 2026-08-19)
May 31, 2019 GALT P 25,700 — — 25,700 Indirect — Acquired (price as of 2026-08-19)
May 31, 2019 GALT P 7,710 $4.28 $32,999 27,710 Indirect +38.55% Acquired -14.3% (price as of 2026-08-19)
May 31, 2019 GALT P 4,672,896 $4.28 $19,999,995 7,801,385 Direct +149.37% Acquired -14.3% (price as of 2026-08-19)
May 29, 2019 GALT P 15,576,322 — — 15,576,322 Direct — Acquired (price as of 2026-08-19)
April 9, 2019 GALT P 20,700 $4.82 $99,774 2,628,489 Direct +0.79% Acquired -23.9% (price as of 2026-08-19)
April 5, 2019 GALT P 21,000 $4.81 $101,010 2,607,789 Direct +0.81% Acquired -23.7% (price as of 2026-08-19)
Jan. 29, 2019 GALT P 48,500 $4.87 $236,195 2,586,789 Direct +1.91% Acquired -24.6% (price as of 2026-08-19)
Jan. 29, 2019 GALT P 48,500 $4.87 $236,195 2,586,789 Direct +1.91% Acquired -24.6% (price as of 2026-08-19)
Jan. 28, 2019 GALT P 3,000 $4.77 $14,310 2,538,289 Direct +0.12% Acquired -23.1% (price as of 2026-08-19)
Jan. 28, 2019 GALT P 3,000 $4.77 $14,310 2,538,289 Direct +0.12% Acquired -23.1% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 31, 2026 GALT Line of Credit Convertible Notes Common Stock (2,550,932) $4.05 June 30, 2027 — Disposed
July 31, 2026 GALT Line of Credit Convertible Notes Common Stock (31,825,235) $3.00 June 30, 2027 — Disposed
Jan. 16, 2026 GALT Stock option (right to buy) [F1] Common Stock (60,000) $3.04 Jan. 16, 2036 60,000 Acquired
Jan. 23, 2025 GALT Stock Option (right to buy) [F3] Common Stock (60,000) $1.23 Jan. 23, 2035 60,000 Acquired
Jan. 24, 2024 GALT Stock Option (right to buy) [F3] Common Stock (50,000) $1.72 Jan. 24, 2034 50,000 Acquired
Sept. 26, 2023 GALT Common Stock Purchase Warrant (right to buy) Common Stock (200,000) $3.00 July 31, 2029 200,000 Disposed
Sept. 26, 2023 GALT Common Stock Purchase Warrant (right to buy) Common Stock (200,000) $3.26 July 31, 2029 200,000 Disposed
Sept. 26, 2023 GALT Common Stock Purchase Warrant (right to buy) Common Stock (200,000) $3.00 July 31, 2029 200,000 Disposed
Sept. 26, 2023 GALT Common Stock Purchase Warrant (right to buy) Common Stock (170,000) $5.00 July 31, 2029 170,000 Disposed
Sept. 26, 2023 GALT Common Stock Purchase Warrant (right to buy) Common Stock (1,466,204) $5.00 Dec. 23, 2023 1,466,204 Disposed
Jan. 26, 2023 GALT Stock Option (right to buy) [F3] Common Stock (40,000) $1.11 Jan. 26, 2033 40,000 Acquired
Jan. 24, 2022 GALT Stock Option (right to buy) [F3] Common Stock (40,000) $1.98 Jan. 24, 2032 40,000 Acquired
Dec. 20, 2021 GALT Convertible Note Common Stock (1,841,621) $5.43 Dec. 20, 2025 1,841,621 Acquired
Sept. 17, 2021 GALT Convertible Note Common Stock $8.64 Sept. 17, 2025 1,157,407 Acquired
April 16, 2021 GALT Convertible Note Common Stock $5.00 April 16, 2025 2,000,000 Acquired
March 25, 2021 GALT Stock option (right to buy) [F1] Common Stock (70,000) $2.11 March 25, 2031 70,000 Acquired
March 25, 2021 GALT Stock option (right to buy) [F1] Common Stock (40,000) $2.11 March 25, 2031 40,000 Acquired
Feb. 13, 2020 GALT Stock option (right to buy) [F2] Common Stock (18,638) $4.72 Jan. 16, 2029 18,638 Disposed
Feb. 13, 2020 GALT Stock option (right to buy) [F2] Common Stock (46,875) $2.39 Dec. 14, 2027 46,875 Disposed
Jan. 9, 2020 GALT Stock option (right to buy) [F3] Common Stock (45,000) $2.86 Jan. 9, 2030 45,000 Acquired
May 31, 2019 GALT Common Stock Purchase Warrant (right to buy) Common Stock (1,927) $7.00 May 31, 2026 25,700 Acquired
May 31, 2019 GALT Common Stock Purchase Warrant (right to buy) Common Stock (1,168,253) $7.00 May 31, 2026 15,576,322 Acquired
May 31, 2019 GALT Common Stock Purchase Warrant (right to buy) Common Stock (1,927) $7.00 June 3, 2026 25,700 Acquired
May 29, 2019 GALT Common Stock Purchase Warrant (right to buy) Common Stock (500,000) $5.00 Dec. 22, 2023 500,000 Disposed
May 29, 2019 GALT Common Stock Purchase Warrant (right to buy) Common Stock (1,168,253) $7.00 May 31, 2026 15,576,322 Acquired
May 21, 2019 GALT Common Stock Purchase Warrant (right to buy) Common Stock (500,000) $5.00 Dec. 22, 2023 500,000 Disposed
Jan. 16, 2019 GALT Stock option (right to buy) Common stock (40,000) $4.72 Jan. 16, 2029 40,000 Acquired
Dec. 14, 2017 GALT Stock option (right to buy) Common stock (46,875) $2.39 Dec. 14, 2027 46,875 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 1, 2017 GALT Common Stock 2,509,909 Direct
May 1, 2017 GALT Common Stock 20,000 Indirect
May 1, 2017 GALT Common Stock Purchase Warrant (right to buy)→ Common Stock (1,466,204) 1,466,204 Direct
May 1, 2017 GALT Series C Super Dividend Convertible Preferred Stock→ Common Stock (83,333) 83,333 Direct