Richard F Fitzgerald

Insider

First SEC filing: June 3, 2016 · Latest: June 3, 2016

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 1, 2020	IMNM	A	7,681	—	—	7,681 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 1, 2020	IMNM	A	104,802	—	—	104,802 Direct	—	Acquired	(price as of 2026-08-21)
June 1, 2016	PAVM	A	200	—	—	200 Indirect	—	Acquired	(price as of 2026-08-21)
June 1, 2016	PAVM	P	200	—	—	200 Indirect	—	Acquired	(price as of 2026-08-21)
May 25, 2016	PAVM	A	100	—	—	100 Indirect	—	Acquired	(price as of 2026-08-21)
May 25, 2016	PAVM	P	100	—	—	100 Indirect	—	Acquired	(price as of 2026-08-21)
April 28, 2016	PAVM	A	125,000	—	—	125,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 12, 2015	TPCS	F	90,000	—	—	67,500 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 12, 2015	TPCS	F	67,500	$0.08	$5,400	67,500 Direct	—	Acquired	7250.0% (price as of 2026-08-21)
June 13, 2013	TPCS	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 4, 2010	TPCS	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-21)
March 23, 2009	TPCS	A	150,000	$0.49	$73,500	150,000 Direct	—	Acquired	1100.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 1, 2020	IMNM	Employee Stock Option (right to buy)	Common Stock (7,681)	$12.00	Oct. 1, 2030	7,681	Acquired
Oct. 1, 2020	IMNM	Employee Stock Option (right to buy)	Common Stock (104,802)	$12.00	Oct. 1, 2030	104,802	Acquired
June 1, 2016	PAVM	Warrants [F1]	Common Stock (200)	$5.00	Jan. 29, 2022	200	Acquired
May 25, 2016	PAVM	Warrants [F1]	Common Stock (100)	$5.00	Jan. 29, 2022	100	Acquired
April 28, 2016	PAVM	Employee Stock Option (Right to Buy)	Common Stock (125,000)	$5.00	April 28, 2026	125,000	Acquired
Aug. 12, 2015	TPCS	Restricted Stock Units	Common Stock (90,000)	—	—	90,000	Acquired
June 13, 2013	TPCS	Stock Option (Right to Buy) [F1]	Common Stock (40,000)	$0.67	June 13, 2023	40,000	Acquired
Aug. 4, 2010	TPCS	Stock Option (Right to Buy) [F1]	Common Stock (150,000)	$0.70	Aug. 4, 2020	150,000	Acquired
March 23, 2009	TPCS	Options (right to buy) [F1]	Common Stock (150,000)	$0.49	March 23, 2019	150,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CFO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	—	—	—	—	—	—	—	—
2012	—	—	—	—	—	—	—	—
2011	—	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.