Richard J Hawkins

CIK 1307632 · View on SEC EDGAR ↗

Insider

First SEC filing: May 5, 2017 · Latest: May 5, 2017

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 66 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

66 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 20, 2025 SVRA P 48,225 $2.04 $98,379 115,466 Direct +71.72% Acquired 173.0% (price as of 2026-08-21)
Dec. 16, 2024 SVRA S 8,000 $3.32 $26,560 67,241 Direct -10.63% Disposed 67.8% (price as of 2026-08-21)
Sept. 13, 2024 CNSY P 4,000 $1.50 $6,000 15,188 Direct +35.75% Acquired -91.9% (price as of 2026-08-21)
Sept. 12, 2024 CNSY P 6,285 $1.35 $8,485 11,188 Direct +128.19% Acquired -90.9% (price as of 2026-08-21)
May 8, 2024 CNSY P 4,902 $2.04 $10,000 4,903 Direct +490200.00% Acquired -94.0% (price as of 2026-08-21)
March 3, 2023 CNSY P 1 $1000.00 $1,000 1 Direct Acquired -100.0% (price as of 2026-08-21)
May 15, 2019 SVRA S 10,409 $11.16 $116,164 0 Direct -100.00% Disposed -50.1% (price as of 2026-08-21)
May 14, 2019 SVRA S 14,591 $11.07 $161,522 10,409 Direct -58.36% Disposed -49.7% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 1, 2026 CNSY Restricted Stock Units Common Stock (922) $0.00 922 Disposed
May 14, 2026 CNSY Stock Option (Right to Buy) Common Stock (3,686) $5.76 May 14, 2036 3,686 Acquired
May 14, 2026 CNSY Restricted Stock Units Common Stock (3,686) 3,686 Acquired
Nov. 14, 2025 SVRA Stock Option (Right to Buy) Common Stock (5,860) $1.46 Dec. 15, 2025 5,860 Disposed
Aug. 13, 2025 CNSY Stock Option (Right to Buy) Common Stock (397,794) $0.57 Aug. 12, 2035 397,794 Acquired
Feb. 18, 2025 CNSY Stock Option (Right to Buy) Common Stock (40,122) $1.18 Feb. 17, 2035 40,122 Acquired
Sept. 11, 2024 CNSY Stock Option (Right to Buy) Common Stock (3,650) $1.26 Sept. 11, 2034 3,650 Acquired
May 8, 2024 CNSY Warrants (Right to buy) Common Stock Warrants [F2] (9,804) $1.79 9,804 Acquired
Feb. 22, 2024 CNSY Stock Option (Right to Buy) Common Stock (2,250) $2.03 Feb. 22, 2034 2,250 Acquired
Dec. 11, 2023 SVRA Stock Option (Right to Buy) Common Stock (10,841) $0.82 Dec. 12, 2023 10,841 Disposed
Feb. 15, 2023 CNSY Stock Option (Right to Buy) Common Stock (20,182) $0.39 Feb. 15, 2033 20,182 Acquired
Dec. 13, 2022 SVRA Stock Option (Right to Buy) Common Stock (40,000) $1.51 Dec. 13, 2032 40,000 Acquired
Dec. 7, 2022 SVRA Stock Option (Right to Buy) Common Stock (1,172) $0.65 Dec. 14, 2022 1,172 Disposed
Dec. 14, 2021 SVRA Stock Option (Right to Buy) Common Stock (40,000) $1.11 Dec. 14, 2031 40,000 Acquired
Dec. 13, 2021 SVRA Stock Option (Right to Buy) Common Stock (728) $0.55 Dec. 16, 2021 728 Disposed
June 11, 2021 CNSY Stock Option (Right to Buy) Common Stock (40,000) $2.88 June 11, 2031 40,000 Acquired
June 11, 2021 CNSY Stock Option (Right to Buy) Common Stock (6,336) $2.88 June 11, 2031 6,336 Acquired
Dec. 16, 2020 SVRA Stock Option (Right to Buy) Common Stock (40,000) $1.23 Dec. 16, 2030 40,000 Acquired
June 25, 2020 CNSY Stock Option (Right to Buy) Common Stock (40,000) $2.10 June 25, 2030 40,000 Acquired
Dec. 20, 2019 SVRA Stock Option (Right to Buy) Common Stock (12,000) $1.59 Dec. 20, 2029 12,000 Acquired
May 14, 2019 SVRA Stock Option (Right to Buy) Common Stock (444) $0.55 Dec. 16, 2021 444 Disposed
May 14, 2019 SVRA Stock Option (Right to Buy) Common Stock (2,288) $0.52 Aug. 30, 2021 2,288 Disposed
May 14, 2019 SVRA Stock Option (Right to Buy) Common Stock (586) $0.52 Dec. 17, 2020 586 Disposed
May 14, 2019 SVRA Stock Option (Right to Buy) Common Stock (21,682) $0.52 Oct. 22, 2020 21,682 Disposed
Dec. 13, 2018 SVRA Stock Option (Right to Buy) Common Stock (12,000) $7.33 Dec. 13, 2028 12,000 Acquired
July 25, 2018 CNSY Warrants (Right to Buy) Common Stock (10,500) $0.80 Jan. 25, 2021 10,500 Acquired
July 25, 2018 CNSY Series C Preferred Stock Common Stock (12,522) $0.80 10 Acquired
July 25, 2018 CNSY Subscription Rights (Right to Buy) See Footnote [F1] $1000.00 July 20, 2018 10 Disposed
Dec. 17, 2017 SVRA Stock Option (Right to Buy) Common Stock (3,750) $15.21 Dec. 17, 2027 3,750 Acquired
Nov. 28, 2017 CNSY Warrants (Right to Buy) Common Stock (5,400) $0.33 May 28, 2020 5,400 Acquired
Nov. 28, 2017 CNSY Series B Preferred Stock Common Stock (9,000) $0.33 3 Acquired
Nov. 28, 2017 CNSY Subscription Rights (Right to Buy) see footnote [F1] $1000.00 Nov. 21, 2017 3 Disposed
Jan. 26, 2017 CNSY Non-Qualified Stock Option (right to buy) Common Stock (25,000) Jan. 26, 2027 25,000 Acquired
June 15, 2016 CNSY Warrants (Right to Buy) Common Stock (1,678) Dec. 14, 2018 1,678 Acquired
June 15, 2016 CNSY Subscription Rights (Right to Buy) See Footnote [F1] (3,356) $2.55 June 10, 2016 3,356 Disposed
Jan. 4, 2016 CNSY Incentive Stock Option (Right to Buy) Common Stock (53,820) Jan. 4, 2026 53,820 Acquired
Feb. 13, 2015 CNSY Incentive Stock Option (Right to Buy) Common Stock (25,000) $0.47 Feb. 13, 2025 25,000 Acquired
Jan. 1, 2014 CNSY Non-Qualifed Stock Option (Right to Buy) Common Stock (16,030) $2.57 Jan. 1, 2024 16,030 Acquired
Jan. 1, 2013 CNSY Non-Qualifed Stock Option (Right to Buy) Common Stock (6,100) $2.80 Jan. 1, 2023 6,100 Acquired
Jan. 1, 2012 CNSY Non-Qualifed Stock Option (Right to Buy) Common Stock (15,000) $2.20 Jan. 1, 2022 15,000 Acquired
Jan. 1, 2011 CNSY Non-Qualifed Stock Option (Right to Buy) Common Stock (15,000) $5.19 Jan. 1, 2021 15,000 Acquired
Feb. 9, 2010 CNSY Non-Qualifed Stock Option (Right to Buy) Common Stock (20,000) $6.84 Feb. 9, 2020 20,000 Acquired
Jan. 29, 2009 CNSY Nonqualified Stock Option (Right to Buy) Common Stock (20,000) $4.80 Jan. 29, 2019 20,000 Acquired
Dec. 19, 2007 CNSY Stock Option (Right to Buy) Common Stock (50,000) $5.13 Dec. 19, 2017 50,000 Acquired
Dec. 19, 2007 CNSY Stock Option (Right to Buy) Common Stock (50,000) $5.13 Dec. 19, 2017 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (21,682) 21,682 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (586) 586 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (2,288) 2,288 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (1,172) 1,172 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (1,172) 1,172 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (10,841) 10,841 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (1,758) 1,758 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (5,860) 5,860 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (10,841) 10,841 Direct