Richard K Conley

Insider

First SEC filing: Jan. 24, 2007 · Latest: Jan. 24, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 30, 2015	PULM	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)
May 12, 2014	PULM	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
May 11, 2014	PULM	A	58,000	—	—	58,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2013	SNOA	A	2,143	—	—	80,683 Direct	+2.73%	Acquired	(price as of 2026-08-20)
Sept. 19, 2013	SNOA	A	8,027	—	—	78,540 Direct	+11.38%	Acquired	(price as of 2026-08-20)
Oct. 1, 2012	SNOA	A	15,000	—	—	545,678 Direct	+2.83%	Acquired	(price as of 2026-08-20)
Aug. 24, 2012	SNOA	A	33,108	—	—	530,678 Direct	+6.65%	Acquired	(price as of 2026-08-20)
Nov. 7, 2011	SNOA	A	128,000	—	—	497,570 Direct	+34.63%	Acquired	(price as of 2026-08-20)
Oct. 3, 2011	SNOA	A	15,000	—	—	369,570 Direct	+4.23%	Acquired	(price as of 2026-08-20)
June 16, 2011	SNOA	A	20,000	—	—	354,570 Direct	+5.98%	Acquired	(price as of 2026-08-20)
Dec. 20, 2010	SNOA	A	15,000	—	—	354,570 Direct	+4.42%	Acquired	(price as of 2026-08-20)
March 9, 2010	SNOA	M	15,000	$0.85	$12,750	339,570 Direct	-4.23%	Disposed	-100.0% (price as of 2026-08-20)
March 9, 2010	SNOA	M	15,000	$0.85	$12,750	122,650 Direct	+13.93%	Acquired	-100.0% (price as of 2026-08-20)
Jan. 5, 2010	SNOA	A	15,000	—	—	354,570 Direct	+4.42%	Acquired	(price as of 2026-08-20)
Sept. 10, 2009	SNOA	S	4,200	$2.75	$11,550	107,650 Direct	-3.76%	Disposed	-100.0% (price as of 2026-08-20)
Sept. 10, 2009	SNOA	S	20,800	$2.77	$57,616	111,850 Direct	-15.68%	Disposed	-100.0% (price as of 2026-08-20)
Sept. 3, 2009	SNOA	M	75,000	—	—	339,570 Direct	+28.35%	Acquired	(price as of 2026-08-20)
Sept. 3, 2009	SNOA	M	15,000	—	—	414,570 Direct	+3.75%	Acquired	(price as of 2026-08-20)
Sept. 3, 2009	SNOA	A	75,000	$0.85	$63,750	132,650 Direct	+130.10%	Acquired	-100.0% (price as of 2026-08-20)
Sept. 3, 2009	SNOA	A	15,000	$0.85	$12,750	57,650 Direct	+35.17%	Acquired	-100.0% (price as of 2026-08-20)
Aug. 21, 2009	SNOA	A	150,000	$2.18	$327,000	429,470 Direct	+53.67%	Acquired	-100.0% (price as of 2026-08-20)
March 10, 2009	SNOA	A	60,000	$1.09	$65,400	279,570 Direct	+27.33%	Acquired	-100.0% (price as of 2026-08-20)
Sept. 2, 2008	SNOA	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2007	SNOA	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 14, 2007	SNOA	P	2,000	$5.42	$10,840	42,650 Direct	+4.92%	Acquired	-100.0% (price as of 2026-08-20)
June 15, 2007	SNOA	A	35,000	—	—	35,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 30, 2007	SNOA	C	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 30, 2007	SNOA	C	10,000	—	—	40,000 Direct	+33.33%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 30, 2015	PULM	Stock option (right to buy)	Common (5,000)	$3.35	April 30, 2025	5,000	Acquired
May 12, 2014	PULM	Stock Option (right to buy)	Common Stock (10,000)	$6.37	May 12, 2024	10,000	Acquired
Oct. 1, 2013	SNOA	Stock Option (Right to Buy)	Common Stock (2,143)	$2.71	Oct. 1, 2023	2,143	Acquired
Sept. 19, 2013	SNOA	Stock Option (Right to Buy)	Common Stock (8,027)	$2.97	Sept. 19, 2023	8,027	Acquired
Oct. 1, 2012	SNOA	Stock Option (Right to Buy)	Common Stock (15,000)	$0.90	Oct. 1, 2022	15,000	Acquired
Aug. 24, 2012	SNOA	Stock Option (Right to Buy)	Common Stock (33,108)	$0.93	Aug. 24, 2022	33,108	Acquired
Nov. 7, 2011	SNOA	Stock Option (Right to Buy)	Common Stock (128,000)	$1.43	Nov. 7, 2021	128,000	Acquired
Oct. 3, 2011	SNOA	Stock Option (right to buy)	Common Stock (15,000)	$1.37	Oct. 3, 2021	15,000	Acquired
June 16, 2011	SNOA	Stock Option (right to buy)	Common Stock (20,000)	$1.60	June 16, 2021	20,000	Acquired
Dec. 20, 2010	SNOA	Stock Option (right to buy)	Common Stock (15,000)	$1.81	Dec. 20, 2020	15,000	Acquired
March 9, 2010	SNOA	Stock Options (Right to Buy)	Common Stock (15,000)	$0.85	March 20, 2010	15,000	Disposed
Jan. 5, 2010	SNOA	Stock Option (right to buy)	Common Stock (15,000)	$1.75	Jan. 5, 2020	15,000	Acquired
Sept. 3, 2009	SNOA	Stock Options (Right to buy)	Common Stock (75,000)	$0.85	Dec. 15, 2009	75,000	Acquired
Sept. 3, 2009	SNOA	Stock Options (Right to buy)	Common Stock (15,000)	$0.85	Dec. 15, 2009	15,000	Acquired
Aug. 21, 2009	SNOA	Stock Option (right to buy)	Common Stock (150,000)	$2.18	Aug. 21, 2019	150,000	Acquired
March 10, 2009	SNOA	Stock Option (right to buy)	Common Stock (60,000)	$1.09	March 10, 2019	60,000	Acquired
Sept. 2, 2008	SNOA	Stock Option (right to buy)	Common Stock (15,000)	$2.82	—	15,000	Acquired
Oct. 1, 2007	SNOA	Stock Option (right to buy)	Common Stock (15,000)	$7.15	Sept. 30, 2017	15,000	Acquired
June 15, 2007	SNOA	Stock Option (right to buy)	Common Stock (35,000)	$7.27	June 15, 2012	35,000	Acquired
Jan. 30, 2007	SNOA	Series A Preferred Stock	Common Stock (10,000)	—	—	10,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 24, 2007	SNOA	Common Stock	30,000	Direct
Jan. 24, 2007	SNOA	Series A Preferred Stock→ Common Stock (10,000)	10,000	Direct
Jan. 24, 2007	SNOA	Stock Option (right to buy)→ Common Stock (75,000)	75,000	Direct
Jan. 24, 2007	SNOA	Stock Option (right to buy)→ Common Stock (15,000)	15,000	Direct
Jan. 24, 2007	SNOA	Stock Option (right to buy)→ Common Stock (15,000)	15,000	Direct
Jan. 24, 2007	SNOA	Stock Option (right to buy)→ Common Stock (20,000)	20,000	Direct
Jan. 24, 2007	SNOA	Stock Option (right to buy)→ Common Stock (19,570)	19,570	Direct
Jan. 24, 2007	SNOA	Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
Jan. 24, 2007	SNOA	Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct