Richard L Simons
CIK 1127337 · View on SEC EDGAR ↗
Insider
First SEC filing: July 19, 2005 · Latest: Aug. 14, 2007
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 11 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 25, 2007 | CRS | A | 40 | — | — | 10,241 Direct | +0.39% | Acquired | (price as of 2026-08-19) |
| July 25, 2007 | CRS | A | 867 | — | — | 10,200 Direct | +9.29% | Acquired | (price as of 2026-08-19) |
| July 23, 2007 | CRS | A | 1,500 | — | — | 9,333 Direct | +19.15% | Acquired | (price as of 2026-08-19) |
| June 29, 2007 | CRS | F | 230 | $130.31 | $29,971 | 7,833 Direct | -2.85% | Disposed | 694.7% (price as of 2026-08-19) |
| March 19, 2007 | CRS | M | 47 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-19) |
| March 19, 2007 | CRS | M | 47 | — | — | 47 Indirect | — | Acquired | (price as of 2026-08-19) |
| Oct. 16, 2006 | CRS | A | 2,000 | — | — | 8,063 Direct | +32.99% | Acquired | (price as of 2026-08-19) |
| July 26, 2006 | CRS | A | 1,500 | — | — | 6,063 Direct | +32.87% | Acquired | (price as of 2026-08-19) |
| July 16, 2006 | CRS | A | 563 | — | — | 4,563 Direct | +14.07% | Acquired | (price as of 2026-08-19) |
| June 15, 2006 | CRS | A | 1,000 | $103.75 | $103,750 | 4,000 Direct | +33.33% | Acquired | 898.1% (price as of 2026-08-19) |
| July 18, 2005 | CRS | A | 3,000 | — | — | 3,000 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 19, 2007 | CRS | Series A Convertible Preferred Stock Units [F1] | Common Stock (47) | $0.00 | — | 47 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 19, 2005 | CRS | Carpenter Technology Corporation Common Stock | 0 | Direct |