Richard Mittermaier
CIK 1308376 · View on SEC EDGAR ↗
First SEC filing: Nov. 17, 2004 · Latest: Nov. 17, 2004
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 25, 2005 | FORM | S | 3,570 | $23.45 | $83,716 | 999 Direct | -78.14% | Disposed | 384.8% (price as of 2026-08-20) |
| Feb. 25, 2005 | FORM | S | 784 | $23.46 | $18,393 | 999 Direct | -43.97% | Disposed | 384.6% (price as of 2026-08-20) |
| Feb. 25, 2005 | FORM | S | 100 | $23.50 | $2,350 | 999 Direct | -9.10% | Disposed | 383.8% (price as of 2026-08-20) |
| Feb. 25, 2005 | FORM | S | 810 | $23.45 | $18,994 | 999 Direct | -44.78% | Disposed | 384.8% (price as of 2026-08-20) |
| Feb. 22, 2005 | FORM | S | 2,000 | $23.48 | $46,960 | 999 Direct | -66.69% | Disposed | 384.2% (price as of 2026-08-20) |
| Feb. 22, 2005 | FORM | S | 2,000 | $23.53 | $47,060 | 999 Direct | -66.69% | Disposed | 383.2% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 25, 2005 | FORM | Incentive Stock Option (right to buy) | Common Stock (3,570) | $6.00 | Nov. 16, 2010 | 3,570 | Disposed |
| Feb. 25, 2005 | FORM | Incentive Stock Option (right to buy) | Common Stock (784) | $6.00 | Nov. 16, 2010 | 784 | Disposed |
| Feb. 25, 2005 | FORM | Incentive Stock Option (right to buy) | Common Stock (100) | $6.00 | Nov. 16, 2010 | 100 | Disposed |
| Feb. 25, 2005 | FORM | Incentive Stock Option (right to buy) | Common Stock (810) | $6.50 | Oct. 30, 2011 | 810 | Disposed |
| Feb. 22, 2005 | FORM | Incentive Stock Option (right to buy) | Common Stock (2,000) | $6.00 | Nov. 16, 2010 | 2,000 | Disposed |
| Feb. 22, 2005 | FORM | Incentive Stock Option (right to buy) | Common Stock (2,000) | $6.00 | Nov. 16, 2010 | 2,000 | Disposed |
| Feb. 15, 2005 | FORM | Incentive Stock Option (right to buy) | Common Stock (1,350) | $23.56 | Feb. 15, 2015 | 1,350 | Acquired |
| Feb. 15, 2005 | FORM | Non-Qualified Stock Option (right to buy) | Common Stock (450) | $23.56 | Feb. 15, 2015 | 450 | Acquired |
| Nov. 15, 2004 | FORM | Incentive Stock Option (right to buy) | Common Stock (10,000) | $26.00 | Nov. 15, 2014 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 17, 2004 | FORM | Common Stock | 349 | Direct |
| Nov. 17, 2004 | FORM | Incentive Stock Option (right to buy)→ Common Stock (8,454) | 8,454 | Direct |
| Nov. 17, 2004 | FORM | Incentive Stock Option (right to buy)→ Common Stock (3,240) | 3,240 | Direct |
| Nov. 17, 2004 | FORM | Incentive Stock Option (right to buy)→ Common Stock (3,500) | 3,500 | Direct |
| Nov. 17, 2004 | FORM | Incentive Stock Option (right to buy)→ Common Stock (3,413) | 3,413 | Direct |