Richard Steinmeier

Insider

First SEC filing: Aug. 21, 2018 · Latest: Aug. 21, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

LPLA selling Feb. 18, 2025

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 25, 2025	LPLA	A	7,836	—	—	29,232 Direct	+36.62%	Acquired	(price as of 2026-08-20)
Feb. 25, 2025	LPLA	F	4,764	$357.36	$1,702,463	24,468 Direct	-16.30%	Disposed	0.0% (price as of 2026-08-20)
Feb. 25, 2025	LPLA	A	6,971	—	—	31,439 Direct	+28.49%	Acquired	(price as of 2026-08-20)
Feb. 18, 2025	LPLA	S 10b5-1	3,500	$373.79	$1,308,265	21,396 Direct	-14.06%	Disposed	-4.4% (price as of 2026-08-20)
Feb. 25, 2024	LPLA	A	12,776	—	—	29,690 Direct	+75.54%	Acquired	(price as of 2026-08-20)
Feb. 25, 2024	LPLA	F	7,397	$263.36	$1,948,074	22,293 Direct	-24.91%	Disposed	35.7% (price as of 2026-08-20)
Feb. 25, 2024	LPLA	A	2,603	—	—	24,896 Direct	+11.68%	Acquired	(price as of 2026-08-20)
Sept. 13, 2023	LPLA	S 10b5-1	3,666	$242.07	$887,429	23,548 Direct	-13.47%	Disposed	47.7% (price as of 2026-08-20)
Sept. 13, 2023	LPLA	S 10b5-1	5,334	$242.77	$1,294,935	18,214 Direct	-22.65%	Disposed	47.3% (price as of 2026-08-20)
Sept. 13, 2023	LPLA	S 10b5-1	1,200	$243.99	$292,788	17,014 Direct	-6.59%	Disposed	46.5% (price as of 2026-08-20)
Sept. 13, 2023	LPLA	S 10b5-1	100	$244.65	$24,465	16,914 Direct	-0.59%	Disposed	46.1% (price as of 2026-08-20)
Feb. 25, 2023	LPLA	A	12,396	—	—	32,737 Direct	+60.94%	Acquired	(price as of 2026-08-20)
Feb. 25, 2023	LPLA	F	7,379	$247.30	$1,824,827	25,358 Direct	-22.54%	Disposed	44.6% (price as of 2026-08-20)
Feb. 25, 2023	LPLA	A	1,856	—	—	27,214 Direct	+7.32%	Acquired	(price as of 2026-08-20)
Sept. 7, 2022	LPLA	F	3,737	$223.79	$836,303	20,341 Direct	-15.52%	Disposed	59.7% (price as of 2026-08-20)
Aug. 4, 2022	LPLA	M 10b5-1	7,355	$77.53	$570,233	31,433 Direct	+30.55%	Acquired	361.1% (price as of 2026-08-20)
Aug. 4, 2022	LPLA	S 10b5-1	7,355	$216.64	$1,593,387	24,078 Direct	-23.40%	Disposed	65.0% (price as of 2026-08-20)
Aug. 4, 2022	LPLA	M 10b5-1	7,355	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 25, 2022	LPLA	A	6,534	—	—	25,700 Direct	+34.09%	Acquired	(price as of 2026-08-20)
Feb. 25, 2022	LPLA	F	4,234	$182.73	$773,679	21,466 Direct	-16.47%	Disposed	95.6% (price as of 2026-08-20)
Feb. 25, 2022	LPLA	A	2,612	—	—	24,078 Direct	+12.17%	Acquired	(price as of 2026-08-20)
Sept. 7, 2021	LPLA	F	3,736	$147.69	$551,770	19,166 Direct	-16.31%	Disposed	142.1% (price as of 2026-08-20)
March 8, 2021	LPLA	S	1,406	$136.67	$192,158	22,902 Direct	-5.78%	Disposed	161.6% (price as of 2026-08-20)
Feb. 25, 2021	LPLA	F	788	$132.10	$104,095	20,049 Direct	-3.78%	Disposed	170.6% (price as of 2026-08-20)
Feb. 25, 2021	LPLA	A	4,259	—	—	24,308 Direct	+21.24%	Acquired	(price as of 2026-08-20)
Nov. 9, 2020	LPLA	S 10b5-1	3,984	$86.00	$342,624	20,837 Direct	-16.05%	Disposed	315.7% (price as of 2026-08-20)
Sept. 7, 2020	LPLA	F	3,552	$83.76	$297,516	24,821 Direct	-12.52%	Disposed	326.8% (price as of 2026-08-20)
June 9, 2020	LPLA	S	5,418	$86.02	$466,056	28,373 Direct	-16.03%	Disposed	315.6% (price as of 2026-08-20)
Feb. 25, 2020	LPLA	F	328	$84.48	$27,709	29,659 Direct	-1.09%	Disposed	323.2% (price as of 2026-08-20)
Feb. 25, 2020	LPLA	A	4,132	—	—	33,791 Direct	+13.93%	Acquired	(price as of 2026-08-20)
Sept. 7, 2019	LPLA	F	2,606	$76.90	$200,401	29,987 Direct	-8.00%	Disposed	364.9% (price as of 2026-08-20)
Feb. 25, 2019	LPLA	A	2,450	—	—	32,593 Direct	+8.13%	Acquired	(price as of 2026-08-20)
Feb. 25, 2019	LPLA	A	7,355	—	—	7,355 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 7, 2018	LPLA	A	30,143	—	—	30,143 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 4, 2022	LPLA	Option to purchase Common Stock	Common Stock (7,355)	$77.53	Feb. 25, 2029	7,355	Disposed
Feb. 25, 2019	LPLA	Option to purchase Common Stock	Common Stock (7,355)	$77.53	Feb. 25, 2029	7,355	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 21, 2018	LPLA	No securities are beneficially owned	0	Direct