Richard Sulpizio

CIK 1191329 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 29, 2005 · Latest: Aug. 18, 2022

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 57 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

57 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 20, 2024	RMD	A	1,083	—	—	17,796 Direct	+6.48%	Acquired	(price as of 2026-08-20)
Nov. 16, 2023	RMD	A	1,768	—	—	16,713 Direct	+11.83%	Acquired	(price as of 2026-08-20)
Nov. 16, 2022	RMD	A	1,122	—	—	14,945 Direct	+8.12%	Acquired	(price as of 2026-08-20)
Nov. 19, 2020	RMD	A	1,187	—	—	12,867 Direct	+10.16%	Acquired	(price as of 2026-08-20)
Nov. 21, 2019	RMD	A	1,727	—	—	11,680 Direct	+17.35%	Acquired	(price as of 2026-08-20)
May 30, 2018	RMD	M	28,403	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 30, 2018	RMD	S	28,403	$102.78	$2,919,260	7,420 Direct	-79.29%	Disposed	124.1% (price as of 2026-08-20)
May 30, 2018	RMD	M	28,403	$27.58	$783,355	35,823 Direct	+382.79%	Acquired	735.2% (price as of 2026-08-20)
Nov. 16, 2017	RMD	A	2,991	—	—	7,420 Direct	+67.53%	Acquired	(price as of 2026-08-20)
Aug. 9, 2017	RMD	M	24,390	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 9, 2017	RMD	S	24,390	$73.85	$1,801,202	4,429 Direct	-84.63%	Disposed	211.9% (price as of 2026-08-20)
Aug. 9, 2017	RMD	M	24,390	$33.70	$821,943	28,819 Direct	+550.69%	Acquired	583.6% (price as of 2026-08-20)
June 22, 2017	RMD	S	65,887	$77.82	$5,127,326	0 Indirect	-100.00%	Disposed	196.0% (price as of 2026-08-20)
June 21, 2017	RMD	G	65,887	—	—	65,887 Indirect	—	Acquired	(price as of 2026-08-20)
June 21, 2017	RMD	G	65,887	—	—	4,429 Direct	-93.70%	Disposed	(price as of 2026-08-20)
June 21, 2017	RMD	G	65,887	—	—	4,429 Direct	-93.70%	Disposed	(price as of 2026-08-20)
Nov. 16, 2016	RMD	A	4,429	—	—	70,316 Direct	+6.72%	Acquired	(price as of 2026-08-20)
Nov. 11, 2016	RMD	A	4,429	—	—	70,316 Direct	+6.72%	Acquired	(price as of 2026-08-20)
Aug. 10, 2016	RMD	M	36,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 10, 2016	RMD	S	36,000	$70.15	$2,525,400	65,887 Direct	-35.33%	Disposed	228.4% (price as of 2026-08-20)
Aug. 10, 2016	RMD	M	36,000	$25.54	$919,440	101,887 Direct	+54.64%	Acquired	802.0% (price as of 2026-08-20)
Feb. 26, 2016	RMD	M	36,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 26, 2016	RMD	S	36,000	$57.88	$2,083,680	65,887 Direct	-35.33%	Disposed	298.0% (price as of 2026-08-20)
Feb. 26, 2016	RMD	M	36,000	$23.88	$859,680	101,887 Direct	+54.64%	Acquired	864.7% (price as of 2026-08-20)
Nov. 19, 2015	RMD	A	4,360	—	—	65,887 Direct	+7.09%	Acquired	(price as of 2026-08-20)
Aug. 27, 2015	RMD	M	36,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 27, 2015	RMD	S	10,860	$51.83	$562,874	61,527 Direct	-15.00%	Disposed	344.5% (price as of 2026-08-20)
Aug. 27, 2015	RMD	M	36,000	$15.52	$558,720	72,384 Direct	+98.94%	Acquired	1384.3% (price as of 2026-08-20)
Feb. 4, 2015	RMD	M	72,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 4, 2015	RMD	S	72,000	$63.15	$4,546,800	36,387 Direct	-66.43%	Disposed	264.8% (price as of 2026-08-20)
Feb. 4, 2015	RMD	M	72,000	$18.01	$1,296,720	108,387 Direct	+197.87%	Acquired	1179.1% (price as of 2026-08-20)
Nov. 19, 2014	RMD	A	4,885	—	—	36,387 Direct	+15.51%	Acquired	(price as of 2026-08-20)
May 9, 2014	RMD	M	36,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 9, 2014	RMD	S	36,000	$50.05	$1,801,800	31,502 Direct	-53.33%	Disposed	360.3% (price as of 2026-08-20)
May 9, 2014	RMD	M	36,000	$21.02	$756,720	67,502 Direct	+114.28%	Acquired	995.9% (price as of 2026-08-20)
Nov. 13, 2013	RMD	A	4,975	—	—	31,502 Direct	+18.75%	Acquired	(price as of 2026-08-20)
April 30, 2013	RMD	M	12,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 30, 2013	RMD	S	12,000	$47.56	$570,720	26,527 Direct	-31.15%	Disposed	384.4% (price as of 2026-08-20)
April 30, 2013	RMD	M	12,000	$23.10	$277,200	38,527 Direct	+45.24%	Acquired	897.2% (price as of 2026-08-20)
Nov. 15, 2012	RMD	A	6,527	—	—	26,527 Direct	+32.63%	Acquired	(price as of 2026-08-20)
Nov. 16, 2011	RMD	A	28,403	—	—	28,403 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 11, 2010	RMD	A	24,390	—	—	24,390 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 17, 2009	RMD	A	18,000	—	—	114,000 Direct	+18.75%	Acquired	(price as of 2026-08-20)
Nov. 20, 2008	RMD	A	18,000	—	—	96,000 Direct	+23.08%	Acquired	(price as of 2026-08-20)
Nov. 7, 2007	RMD	A	18,000	—	—	78,000 Direct	+30.00%	Acquired	(price as of 2026-08-20)
Nov. 10, 2006	RMD	A	6,000	—	—	60,000 Direct	+11.11%	Acquired	(price as of 2026-08-20)
Aug. 21, 2006	RMD	P	10,000	$42.45	$424,500	10,000 Direct	—	Acquired	985.3% (price as of 2026-08-20)
July 7, 2006	RMD	A	18,000	—	—	54,000 Direct	+50.00%	Acquired	(price as of 2026-08-20)
May 4, 2006	QCOM	M	408,102	$41.75	$17,038,258	408,102 Direct	—	Acquired	288.1% (price as of 2026-08-20)
May 4, 2006	QCOM	M	16,666	$20.64	$343,986	424,768 Direct	+4.08%	Acquired	685.1% (price as of 2026-08-20)
May 4, 2006	QCOM	M	8,666	$31.38	$271,939	433,434 Direct	+2.04%	Acquired	416.4% (price as of 2026-08-20)
May 4, 2006	QCOM	M	3,900	$37.39	$145,821	437,334 Direct	+0.90%	Acquired	333.4% (price as of 2026-08-20)
May 4, 2006	QCOM	M	62,666	$16.17	$1,013,309	500,000 Direct	+14.33%	Acquired	902.1% (price as of 2026-08-20)
May 4, 2006	QCOM	S	500,000	$52.35	$26,175,000	0 Direct	-100.00%	Disposed	209.5% (price as of 2026-08-20)
May 4, 2006	QCOM	M	62,666	—	—	17,334 Direct	-78.33%	Disposed	(price as of 2026-08-20)
May 4, 2006	QCOM	M	16,666	—	—	3,334 Direct	-83.33%	Disposed	(price as of 2026-08-20)
May 4, 2006	QCOM	M	8,666	—	—	11,334 Direct	-43.33%	Disposed	(price as of 2026-08-20)
May 4, 2006	QCOM	M	3,900	—	—	171,100 Direct	-2.23%	Disposed	(price as of 2026-08-20)
May 4, 2006	QCOM	M	408,102	—	—	71,898 Direct	-85.02%	Disposed	(price as of 2026-08-20)
March 7, 2006	QCOM	A	18,000	—	—	18,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 2, 2005	QCOM	S	30,000	$40.10	$1,203,000	846 Indirect	-97.26%	Disposed	304.1% (price as of 2026-08-20)
Sept. 1, 2005	RMD	A	18,000	—	—	18,000 Direct	—	Acquired	(price as of 2026-08-20)
March 8, 2005	QCOM	A	18,000	—	—	18,000 Direct	—	Acquired	(price as of 2026-08-20)
March 8, 2005	QCOM	A	157,000	—	—	175,000 Direct	+872.22%	Acquired	(price as of 2026-08-20)
Aug. 6, 2004	QCOM	P	30,000	$34.71	$1,041,300	30,423 Indirect	+7092.20%	Acquired	833.7% (price as of 2026-08-20)
March 2, 2004	QCOM	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 19, 2003	QCOM	G	8,232	—	—	423 Indirect	-95.11%	Disposed	(price as of 2026-08-20)
July 28, 2003	QCOM	M	240,000	$7.02	$1,684,800	240,000 Direct	—	Acquired	4516.4% (price as of 2026-08-20)
July 28, 2003	QCOM	S	240,000	$38.43	$9,223,200	0 Direct	-100.00%	Disposed	743.3% (price as of 2026-08-20)
July 28, 2003	QCOM	M	240,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 17, 2002	QCOM	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 30, 2018	RMD	ResMed Common Stock Options	ResMed Commmon Stock (28,403)	$27.58	Nov. 16, 2018	28,403	Disposed
Aug. 9, 2017	RMD	ResMed Common Stock Options	ResMed Common Stock (24,390)	$33.70	Nov. 11, 2017	24,390	Acquired
Aug. 10, 2016	RMD	ResMed Common Stock Options	ResMed Commmon Stock (36,000)	$25.54	Dec. 17, 2016	36,000	Disposed
Feb. 26, 2016	RMD	ResMed Common Stock Options	ResMed Commmon Stock (36,000)	$23.88	July 7, 2016	36,000	Disposed
Aug. 27, 2015	RMD	ResMed Common Stock Options	ResMed Commmon Stock (36,000)	$15.52	Nov. 20, 2015	36,000	Disposed
Feb. 4, 2015	RMD	ResMed Common Stock Options	ResMed Commmon Stock (72,000)	$18.08	Sept. 1, 2015	72,000	Disposed
May 9, 2014	RMD	ResMed Common Stock Options	ResMed Common Stock (36,000)	$21.02	Nov. 7, 2014	36,000	Disposed
April 30, 2013	RMD	ResMed Common Stock Options	ResMed Common Stock (12,000)	$23.10	Nov. 10, 2013	12,000	Disposed
Nov. 16, 2011	RMD	ResMed Stock Options	ResMed Common Stock (28,403)	$27.58	Nov. 16, 2018	28,403	Acquired
Nov. 11, 2010	RMD	ResMed Stock Options	ResMed Common Stock (24,390)	$33.70	Nov. 11, 2017	24,390	Acquired
Dec. 17, 2009	RMD	ResMed Stock Options	ResMed Common Stock (18,000)	$51.08	Dec. 17, 2016	18,000	Acquired
Nov. 20, 2008	RMD	ResMed Common Stock Options	ResMed Common Stock (18,000)	$31.04	Nov. 20, 2015	18,000	Acquired
Nov. 7, 2007	RMD	ResMed Stock Options	ResMed Common Stock (18,000)	$42.05	Nov. 6, 2014	18,000	Acquired
Nov. 10, 2006	RMD	ResMed Stock Options	ResMed Common Stock (6,000)	$46.19	Nov. 9, 2013	6,000	Acquired
July 7, 2006	RMD	ResMed Stock Options	ResMed Common Stock (18,000)	$47.75	July 6, 2016	18,000	Acquired
May 4, 2006	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (62,666)	$16.17	May 16, 2012	62,666	Disposed
May 4, 2006	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (16,666)	$20.64	Feb. 11, 2012	16,666	Disposed
May 4, 2006	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (8,666)	$31.38	March 1, 2014	8,666	Disposed
May 4, 2006	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (3,900)	$37.39	March 7, 2015	3,900	Disposed
May 4, 2006	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (408,102)	$41.75	Nov. 11, 2009	408,102	Disposed
March 7, 2006	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (18,000)	$47.24	March 6, 2016	18,000	Acquired
Sept. 1, 2005	RMD	ResMed Stock Options	ResMed Common Stock (18,000)	$72.34	Aug. 31, 2015	18,000	Acquired
March 8, 2005	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (18,000)	$37.39	March 7, 2015	18,000	Acquired
March 8, 2005	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (157,000)	$37.39	March 7, 2015	157,000	Acquired
March 2, 2004	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$62.75	March 1, 2014	10,000	Acquired
July 28, 2003	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (240,000)	$7.02	July 16, 2008	240,000	Disposed
May 17, 2002	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (40,000)	$32.34	May 16, 2012	40,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 29, 2005	RMD	ResMed Common Stock	0	Direct